Resources

Inspection Guide for Segmental Retaining Walls

INTRODUCTION

Segmental retaining walls (SRWs) are gravity retaining walls which can be classified as either: conventional (structures that resist external destabilizing forces due to retained soils solely through the self-weight and batter of the SRW units); or geosynthetic reinforced soil SRWs (composite systems consisting of SRW units in combination with a mass of reinforced soil stabilized by horizontal layers of geosynthetic reinforcement materials). Both types of SRWs use dry-stacked segmental units that are typically constructed in a running bond configuration. The majority of available SRW units are dry-cast machine-produced concrete.

Conventional SRWs are classified as either single depth or multiple depth. The maximum wall height that can be constructed using a single depth unit is directly proportional to its weight, width, unit-to-unit shear strength and batter for any given soil and site geometry conditions. The maximum height can be increased by implementing a conventional crib wall approach, using multiple depths of units to increase the weight and width of the wall.

Reinforced soil SRWs utilize geosynthetic reinforcement to enlarge the effective width and weight of the gravity mass. Geosynthetic reinforcement materials are high tensile strength polymeric sheet materials. Geosynthetic reinforcement products may be geogrids or geotextiles, although most SRW construction has used geogrids. The geosynthetic reinforcement extends through the interface between the SRW units and into the soil to create a composite gravity mass structure. This enlarged composite gravity wall system, comprised of the SRW units and the reinforced soil mass, can provide the required resistance to external forces associated with taller walls, surcharged structures or more difficult soil conditions.

Segmental retaining walls afford many advantages, including design flexibility, aesthetics, economics, ease of installation, structural performance and durability. To function as planned, SRWs must be properly designed and installed. Inspection is one means of verifying that the project is constructed as designed using the specified materials.

This Tech Note is intended to provide minimum levels of design and construction inspection for segmental retaining walls. The inspection parameters follow the Design Manual for Segmental Retaining Walls (ref. 1) design methodology. This information does not replace proper design practice, but rather is intended to provide a basic outline for field use by installers, designers and inspectors.

INSPECTION

Many masonry projects of substantial size require a quality assurance program, which includes the owner’s or designer’s efforts to require a specified level of quality and to determine the acceptability of the final construction. As part of a quality assurance program, inspection includes the actions taken to ensure that the established quality assurance program is met. As a counterpart to inspection, quality control includes the contractor’s or manufacturer’s efforts to ensure that a product’s properties achieve a specified requirement. Together, inspection and quality control comprise the bulk of the procedural requirements of a typical quality assurance program.

SRW UNIT PROPERTIES

SRW units comply with the requirements of ASTM C1372, Standard Specification for Dry-Cast Segmental Retaining Wall Units (ref. 2), which governs dimensional tolerances, finish and appearance, compressive strength, absorption, and, where applicable, freeze-thaw durability. These requirements are briefly summarized below. A more thorough discussion is included in SRW-TEC-001-15, Segmental Retaining Wall Units (ref. 3). The user should refer to the most recent edition of ASTM C1372 to ensure full compliance with the standard.

  • Dimensional tolerances: ±1/8 in. (3.2 mm) from the specified standard overall dimensions for width, height and length (waived for architectural surfaces).
  • Finish and appearance:
    • free of cracks or other defects that interfere with proper placement or significantly impair the strength or permanence of the construction (minor chipping excepted),
    • when used in exposed construction, the exposed face or faces are required to not show chips, cracks or other imperfections when viewed from at least 20 ft (6.1 m) under diffused lighting,
    • 5% of a shipment may contain chips 1 in. (25.4 mm) or smaller, or cracks less than 0.02 in. (0.5 mm) wide and not longer than 25% of the nominal unit height,
    • the finished exposed surface is required to conform to an approved sample of at least four units, representing the range of texture and color permitted
  • Minimum net area compressive strength: 3,000 psi (20.7 MPa) for an average of three units with a minimum of 2,500 psi (17.2 MPa) for an individual unit. When higher compressive strengths are specified, the tested average net area compressive strength of three units is required to equal or exceed the specified compressive strength, and the minimum required single unit strength is:
    • the specified compressive strength minus 500 psi (3.4 MPa) for specified compressive strengths less than 5,000 psi (34.4 MPa), or
    • 90% of the specified compressive strength when the specified compressive strength is 5,000 psi (34.4 MPa) or greater.
  • Maximum water absorption:
    • 18 lb/ft3 (288 kg/m3) for lightweight units (< 105 pcf (1,680 kg/m3))
    • 15 lb/ft3 (240 kg/m3) for medium weight units (105 to less than 125 pcf (1,680 to 2,000 kg/m3))
    • 13 lb/ft3 (208 kg/m3) for normal weight units ( > 125 pcf (2,000 kg/m3 or more))
    • Freeze-thaw durability—In areas where repeated freezing and thawing under saturated conditions occur, freeze- thaw durability is required to be demonstrated by test or by proven field performance. When testing is required, the units are required to meet the following when tested in accordance with ASTM C 1262, Standard Test Method for Evaluating the Freeze-Thaw Durability of Manufactured Concrete Masonry Units and Related Concrete Units (ref. 4):
  • weight loss of each of five test specimens at the conclusion of 100 cycles < 1% of its initial weight; or
  • weight loss of each of four of the five test specimens at the end of 150 cycles < 1.5 % of its initial weight.

REFERENCES

  1. Design Manual for Segmental Retaining Walls (Third Edition), TR 127B. Concrete Masonry & Hardscapes Association, 2009.
  2. Standard Specification for Dry-Cast Segmental Retaining Wall Units, ASTM C1372. ASTM International, Inc., 2017.
  3. Segmental Retaining Wall Units, SRW-TEC-001-15, Concrete Masonry & Hardscapes Association, 2008.
  4. Standard Test Method for Evaluating the Freeze-Thaw Durability of Dry Cast Segmental Retaining Wall Units and Related Concrete Units, ASTM C1262. ASTM International, Inc., 2017.
  5. International Building Code. International Code Council, 2012.
  6. Segmental Retaining Wall Installation Guide, SRW- MAN-003-10, Concrete Masonry & Hardscapes Association, 2010.

Design Checklist

Construction Checklist

Concrete Masonry Inspection

INTRODUCTION

Concrete masonry is a popular building material in part because of its strength, versatility, durability, economy and resistance to fire, impact, noise and termites. To function as designed, however, concrete masonry buildings must be constructed properly.

Concrete masonry is used in projects ranging from small single story buildings to multistory loadbearing projects and is used in every building type and occupancy, including institutional, residential, commercial and manufacturing facilities. Because of the varying nature of these facilities, masonry construction continues to evolve, becoming more detailed and multifaceted. Reinforced masonry requires masons to not only lay masonry units, but to also properly place reinforcing steel and grout. As the intricacy and variety of masonry systems continues to expand, so does the need for educated and knowledgable inspectors to verify that masonry is being constructed as designed. Likewise, ensuring that the physical properties of the masonry materials comply with project specifications requires detailed knowledge of testing procedures.

Many masonry projects of substantial size requires the implementation of a quality assurance program. A quality assurance program includes the owner’s or designer’s efforts to require a specified level of quality and to determine the acceptability of the final construction. As part of a quality assurance program, inspection includes the actions taken to ensure that the established quality assurance program is met. As a counterpart to inspection, quality control includes the contractor’s or manufacturer’s efforts to ensure that the final properties of a product achieve a specified goal under a quality assurance program. Together, inspection and quality control comprise the bulk of the procedural requirements of a typical quality assurance program.

INSPECTION

Inspection is one part of a quality assurance program, which are the administrative and procedural requirements set up by the architect or engineer to assure the owner that the project is constructed in accordance with the contract documents. Inspection is one means of verifying that the project is constructed as designed using the specified materials.

Inspection assures that masonry materials and construction practices comply with the requirements of the contract documents. Inspectors, the inspection program, and inspection records should be addressed in the quality assurance program. Local municipalities may have minimum inspection requirements that augment or complement minimum code requirements to ensure the safety of the public. Additionally, the amount of inspection required depends on the owner’s needs. The architect or engineer will typically specify the degree of inspection necessary to meet the owner’s quality assurance program, local ordinances and code requirements. (See Required Levels of Inspection below.)

Concrete Masonry Inspectors

A variety of individuals may review the progress of masonry construction. The mason, general contractor, and often the architect, engineer and owner will periodically observe the progress to verify that the masonry construction is proceeding as planned. Municipal or jurisdictional building inspectors may also be required to verify that the constructed project meets local building code requirements. In addition to these individuals, special masonry inspectors are sometimes required by the local building code or by the owner through the architect or engineer.

Each of these “inspectors” tends to look at the masonry construction differently. For example, architects, owners, and masons and general contractors may focus on aesthetic aspects of the masonry, such as color of units, color and size of mortar joints, tolerances, etc. Municipal building inspectors and engineers may concentrate more on verifying structural-related items, such as proper connections, reinforcing steel size and location and connector spacing. Individuals designated as masonry inspectors also closely inspect structural-related items but may also inspect aesthetic, weatherproofing and serviceability aspects of the masonry project as outlined in the contract documents.

The following helps address the level of inspection that may be required by masonry inspectors. It can also serve as a guide for engineers, architects, contractors and building officials engaged in masonry construction or inspection.

Required Levels of Inspection

Local municipalities may have minimum inspection requirements to ensure public safety. Additionally, the amount of inspection required depends on the owner’s needs. The architect or engineer will typically specify the degree of inspection necessary to meet the owner’s quality assurance program and local code requirements.

How long an inspector should be on a job site and what should be inspected has, however, been a source of confusion in many areas of the country. To clarify how much inspection should be required on masonry projects, Specification for Masonry Structures (ref. 1) includes detailed inspection guidelines that provide an excellent basis for the degree of inspection that should be provided on masonry projects.

The 2003 International Building Code (IBC) (ref. 2) Section 1704.5 inspection requirements are virtually identical to those in Specification for Masonry Structures. The corresponding designations are:

  • IBC special inspection Level 1 requirements correspond to Specification for Masonry Structures Level B.
  • IBC special inspection Level 2 requirements correspond to Specification for Masonry Structures Level C.
  • Although there is no special inspection requirement corresponding to Specification for Masonry Structures Level A, this basic requirement is covered in IBC section 109.

In addition, in the 2002 edition of Specification for Masonry Structures the three levels of quality assurance were designated Levels 1, 2 and 3, which were replaced by Levels A, B and C, respectively, in the 2005 edition. This change in nomenclature is wholly editorial and does not affect the requirements specified for each level.

Three levels of inspection are defined within Specification for Masonry Structures:

  • Level A (IBC Basic) – These requirements are the least stringent, requiring verification that the masonry construction complies with the plans and specifications (see Table 1). This level of inspection can only be applied to empirically designed masonry, glass unit masonry and masonry veneer used in facilities defined as nonessential by the building code. When masonry is designed by engineered methods or is part of an essential facility, Level B or C inspection is required.
  • Level B (IBC Level 1) – These requirements provide a periodic-type inspection for engineered masonry used in nonessential facilities (as defined in the building code) and for empirically designed masonry, glass unit masonry and masonry veneer used in essential facilities. Key inspection items include assurance that required reinforcement, anchors, ties and connectors are in place and that appropriate grouting procedures are used (see Table 2).
  • Level C (IBC Level 2) – The most comprehensive inspection procedures are required for essential facilities (as defined in the building code) that are designed by engineered design methods (see Table 3). Items inspected under a Level C quality assurance program are similar to those of Level B, with the added requirement that inspection be continuous during all phases of masonry construction.

These inspection levels are minimum criteria and may be increased when deemed necessary by the owner or designer. In this case, the contract documents must indicate the inspection level and tests that are required to assure that the masonry work conforms with the project requirements. Due to their relative importance or potential hazard, more significant inspection and quality assurance measures are required for essential facilities.

Responsibilities and Qualifications of Masonry Inspectors

Proper construction techniques are essential for a building to function as designed. Unfortunately, buildings are sometimes poorly constructed because of oversight, miscommunication, or occasionally because of unscrupulous behavior. Accordingly, inspection of the construction process can be vital to the success of a project.

An inspector’s main duty is to observe the construction to verify that the materials and completed project are, to the best of the inspector’s knowledge, in conformance wit h the contract documents and applicable building code. The inspector is not required to determine the adequacy of either the design or application of products and cannot revoke or modify any requirement nor accept or reject any portion of the work. To function effectively, the inspector must be familiar with proper construction techniques and materials, with the requirements of the local building codes, Building Code Requirements for Masonry Structures (ref. 3) and Specification for Masonry Structures. Although not required by Specification for Masonry Structures or the International Building Code, inspectors may be qualified or certified under nationally recognized education programs offered through such organizations as the International Code Council. Completion of such a program may be required by a local jurisdiction or by a building official.

Although vague, Section 1704.1 of the 2003 International Building Code provides general guidance on the minimum qualifications for inspectors, as follows:

“The special inspector shall be a qualified person who shall demonstrate competence, to the satisfaction of the building official, for inspection of the particular type of construction or operation requiring special inspection.”

The nonspecific nature of this code provision has been a source of confusion on various construction projects due to the wide variety of interpretations of a ‘qualified person.’ Some equate qualification with a nationally recognized certification, while others have allowed a noncertified individual with sufficient experience to serve as an inspector.

As a minimum, however, a masonry inspector must be familiar with masonry construction and be able to read plans and specifications effectively in order to judge whether the construction is in conformance with the contract documents. As part of this task, an inspector should always review the contract documents thoroughly before construction begins.

Inspectors must keep complete and thorough records of observations regarding the construction process. An effective way to accomplish this is by keeping a daily log when the inspector visits the project. Items such as the date, weather, temperature, work in progress (location and what was accomplished), meetings (attendees and topics of discussion), as well as overall observations and test results should be recorded in a neat, orderly manner since these notes may be needed later.

At the completion of the project or at predetermined stages of construction, inspectors must submit a signed report stating whether the construction requiring inspection was, to the best of the inspector’s knowledge, in conformance with the contract documents and applicable workmanship standards. Specific services and duties required by an inspection agency are outlined in Article 1.6 B of Specification for Masonry Structures.

TESTING AND QUALITY CONTROL

Material testing may be necessary either before, during or after the construction of a building. For example, preconstruction testing may be requested to verify compliance of materials with the contract documents and is typically the responsibility of the contractor or producer of the product. Testing during construction, as part of the owner’s quality assurance program, may also be required to ensure that materials supplied throughout the construction process comply with the contract documents. These tests are the owner’s responsibility. Additionally, testing may be necessary to determine the in-place condition of the building materials after the building is complete or during the building’s life.

Standards for sampling and testing concrete masonry materials and assemblages are developed by the technical committees of ASTM International in accordance with consensus procedures. These standards reflect the expertise of researchers, concrete masonry manufacturers, designers, contractors and others with an interest in quality standards for masonry.

Specific testing procedures for concrete masonry units and related materials are covered in detail in references 4 through 8.

REFERENCES

  1. Specification for Masonry Structures, ACI 530.1-05/ASCE 6-05/TMS 602-05. Reported by the Masonry Standards Joint Committee, 2005.
  2. 2003 International Building Code. International Code Council, 2003.
  3. Building Code Requirements for Masonry Structures, ACI 530-05/ASCE 5-05/TMS 402-05. Reported by the Masonry Standards Joint Committee, 2005.
  4. Evaluating the Compressive Strength of CM based on 2012IBC/2011 MSJC, TEK 18-01B, Concrete Masonry & Hardscapes Association, 2011.
  5. Sampling and Testing Concrete Masonry Units, TEK 1802C, Concrete Masonry & Hardscapes Association, 2014.
  6. Masonry Mortar Testing, TEK 18-05B, Concrete Masonry & Hardscapes Association, 2014.
  7. Compressive Strength Testing Variables for CM Units, TEK 18-07, Concrete Masonry & Hardscapes Association, 2004.
  8. Grout Quality Assurance, TEK 18-08B, Concrete Masonry & Hardscapes Association, 2005.