Resources

Structural Design of Interlocking Concrete Pavement for Roads and Parking Lots

HISTORY

The concept of interlocking concrete pavement dates back to the roads of the Roman Empire. See Figure 1. They were constructed with tightlyfitted stone paving units set on a compacted aggregate base. The modern version, concrete pavers, is manufactured with tight tolerances to help ensure interlock. Concrete pavers were developed in the Netherlands in the late 1940s as a replacement for clay brick streets. A strong, millennia-old tradition of segmental paving in Europe enabled interlocking concrete pavement to spread quickly. It is now established as a conventional means of paving there with some four billion ft2 (400 million m2) installed annually. Concrete pavers came to North America in the 1970s. They have been used successfully in numerous residential, commercial, municipal, port and airport applications. This Tech Note covers the structural design of interlocking concrete pavement over an aggregate base as well as asphalt and cement stabilized bases, asphalt concrete and Portland cement concrete bases.

ADVANTAGES

The paving system offers the advantages of concrete materials and flexible asphalt pavement. As high-strength concrete, the units have high resistance to freeze-thaw cycles and deicing salts, high abrasion and skid resistance, no damage from petroleum products or indentations from high temperatures. Once installed, there is no waiting time for curing. The pavement is immediately ready for traffic. Cracking and degradation of the surface is minimized because of the numerous sand-filled joints which act as a means for load transfer without damaging the pavement surface. Like flexible asphalt pavement, an aggregate base accommodates minor settlement without surface cracking. An aggregate base facilitates fast construction, as well as access to underground utilities. Mechanical installation of concrete pavers can further reduce construction time and costs. Pavement reinstatement is enhanced by reusing paving units, thereby minimizing costs and reducing waste.

THE PRINCIPLE OF INTERLOCK

Interlock is the inability of a paver to move independently from its neighbors. It is critical to the structural performance of interlocking concrete pavement. When considering design and construction, three types of interlock must be achieved: vertical, rotational, and horizontal interlock. These are illustrated in Figure 2. Vertical interlock is achieved by shear transfer of loads to surrounding units through sand in the joints. Rotational interlock is maintained by the pavers being of sufficient thickness, meeting recommended plan and aspect ratios, placed closely together, and restrained by a curb from lateral forces of vehicle tires. Rotational interlock can be further enhanced if there is a slight crown to the pavement cross section. Besides facilitating drainage, the crown enables the pavement surface to stiffen and further lock up as the pavement undergoes vehicle loading due to traffic.

Horizontal interlock is primarily achieved through the use of laying patterns that disperse forces from braking, turning and accelerating vehicles. Herringbone patterns are the most effective laying patterns for maintaining interlock (see Figure 3). Testing has shown that these patterns offer greater structural capacity and resistance to lateral movement than other laying patterns (Shackel 1979 and 1980). Therefore, herringbone patterns are recommended in areas subject to vehicular traffic. See Figure 3. Stable edge restraints such as curbs are essential. They provide better horizontal interlock among the units while they are subject to repeated lateral loads from vehicle tires. Tech Note PAV-TEC-003–Edge Restraints for Interlocking Concrete Pavements offers guidance on the selection and detailing of edge restraints for a range of applications.

TYPICAL PAVEMENT DESIGN AND CONSTRUCTION

Flexible pavement design uses untreated aggregate, cement- or asphalt-treated aggregates or asphalt under the concrete pavers and bedding layer. Flexible pavements distribute the loads to the subgrade by spreading them through consecutively weaker layers to the compacted soil subgrade. Such pavements are often preferred in colder climates because they can offer greater protection against frost heaving. Figure 4 illustrates typical schematic cross sections for interlocking concrete pavement designed as a flexible system. The base and subbase are compacted aggregate. Some road agencies may use opengraded drainage bases as well. Many pavements for city and residential uses do not require an aggregate subbase except for very heavy use or over a weak soil subgrade. In these situations it may be more economical to use asphalt or cementstabilized base layers. They are often placed over a subbase layer of unbound compacted aggregate and cement-stabilized soil offers another option for improving structural capacity.

Construction is covered in Tech Note PAV-TEC-002Construction of Interlocking Concrete Pavement. The steps for preparing the soil subgrade and base materials are similar to those required for flexible asphalt pavements. After the base surface is built to specified elevations and surface tolerances, bedding sand is screeded in an even layer, typically 1 in. (25 mm) thick. The units are placed, manually or mechanically, on the even bedding sand constrained by stationary edge restraints. Slopes normally should be a minimum of 1.5%. In the case of roads, the minimum longitudinal slope should be 1% with a minimum cross slope of 2%.

The pavers are vibrated with a minimum 5,000 lbf (22 kN), high frequency plate compactor. This action forces sand into the bottom of the joints of the pavers and begins compaction of the bedding sand. Sand is then spread and swept into the joints, and the process repeated until the joints are filled. Complete compaction of the joint sand and slight settlement of the pavers tightens them. During compaction, the pavement is transformed from a loose collection of pavers to an interlocking system capable of spreading vertical loads horizontally. This occurs through shear forces in the joints.

STRUCTURAL DESIGN PROCEDURE

The load distribution and failure modes of flexible asphalt and interlocking concrete pavement are very similar: permanent deformation from repetitive loads. Since failure modes are similar, flexible pavement design procedures are used. The structural design procedures are for roads and parking lots. Base design for crosswalks should consider using stablized aggregate or cast-in-place concrete with sand-set paving units, or bitumen-set paving units over concrete. Additonal information on crosswalk design and bitumen-set applications can be found in the following two Tech Notes: Tech Note PAV-TEC-019–Design, Construction and Maintenance of Interlocking Concrete Pavement Crosswalks and Tech Note PAV-TEC-020 –Construction of Bituminous-Sand Set Interlocking Concrete Pavement. Stiffer bases will compensate for stress concentration on the subgrade and base where the pavers meet adjoining pavement materials. Design for heavy duty pavements such as port and airport pavements is covered in CMHA manuals entitled, Port and Industrial Pavement Design for Concrete Pavers and Airfield Pavement Design with Concrete Pavers.

DESIGN METHODOLOGY

Structural design of interlocking concrete pavements follows the American Society of Civil Engineers Transportation & Development Institute standard (ASCE/T&DI 58-16), Structural Design of Interlocking Concrete Pavement for Municipal Streets and Roadways (ASCE 2016). This standard applies to paved areas subject to applicable permitted axle loads and trafficked up to 10 million (18,000 lb or 80 kN) equivalent single axle loads (ESALs) with a vehicle speed of up to 45 mph (70 km/h). The standard provides information required for design, key design elements, design tables for pavement equivalent structural design, construction considerations, applicable standards, definitions and best practices. Readers are encouraged to purchase and review this guideline standard.

The ASCE standard relies on the flexible pavement design method described in the 1993 Guide for Design of Pavement Structures published by the American Association of State Highway and Transportation Officials (AASHTO 1993). Future versions of the ASCE standard may include the mechanisticempirical design methodology as described in the 2004 Guide for Mechanistic Empirical Design of New and Rehabilitated Pavement Structures (AASHTO 2004). The level of detailed information required to use this procedure is unavailable for most non-highway applications.

The design process is characterized by the flowchart shown in Figure 5. The following provides information on the key input variables noted in the flowchart.

Design Traffic—When pavement is trafficked, it receives wear or damage usually evidenced as the depth of rutting in flexible asphalt pavements and the extent of cracking in rigid concrete pavements. For interlocking concrete pavements, damage is typically measured by the depth of rutting since it behaves as a flexible pavement similar to asphalt. Cracked paving units are rarely evidence of a pavement damaged by traffic loads and therefore are not typically used as a means to estimate damage or wear of an interlocking concrete pavement.

As with all pavements, the amount of damage from traffic depends on the weight of the vehicles and the number of expected passes over a given period of time. The period of time, or design life, is 20 to 40 years. Design life is the period of time a pavement will last before damage requires major rehabilitation, often complete removal and replacement. The designer or transportation agency selects a design life in years which is influenced by the available budget to construct or rehabilitate a pavement.

Predicting traffic over the life of the pavement is an estimate of various vehicle loads, axle and wheel configurations, and the number of loads (repetitions). The actual amount of traffic loads can often exceed the predicted loads. Therefore, engineering judgment is required in estimating expected sources of traffic and loads well into the future. When future traffic loads are difficult to predict, an engineer will often design a pavement for higher loads to ensure that the risk of excessive pavement damage is low over the service life of the pavement.

Compared to cars, trucks and busses do the most damage to pavements because their wheel loads are much higher than cars. One pass of a fully loaded truck will exert more damage to pavement than several thousand cars passing over it. Since there is a range of expected loads (usually expressed as axle loads) over a pavement during its life, AASHTO developed a means to normalize or equalize all axle loads of them into a single axle load exerted repeatedly over the life of the pavement.

The 1993 AASHTO Guide characterizes traffic loads as the number of 80 kN or 18,000 lbs equivalent single axle loads or ESALs. The 18,000 lbs (80 kN) load emerged from AASHTO (then called AASHO) road tests conducted in the 1950s and have remained as a convenient means to quantify a range of different vehicle axle loads. The AASHTO tests demonstrated that loads and resulting damage to pavement is not linear but exponential as loads increase. The tests showed that for every incremental increase in axle load, damage to the pavement increased by roughly the fourth power. This exponential loaddamage relationship resulted in determining ESALs by taking the weight of each axle and dividing each by a ‘standard’ ESAL of 18,000 lbs or 80 kN. Then the quotient is raised to the fourth power.

For example, a five axle tractor-trailer truck has two rear axles on the trailer each exerting 18,000 lbs or 80 kN; two on the back of the truck at 15,800 lbs or 70 kN; and one in the front (steering) at 11,000 lbs or 50 kN. AASHTO uses the following relationships called load equivalency factors or LEFs for each axle to estimate ESALs. These express the exponential relationship between damage and loads. LEF and ESALs for this truck are as follows:

Trailer: LEF = (80/80)4 = 1 (x 2 axles) = 2 ESALs

Truck rear: LEF= (70/80)4 = 0.6 (x 2 axles) = 1.2 ESALs

Truck front: LEF = (50/80)4 = 0.15 ESALs

When added together, all LEFs = 3.35 ESALs. So for every pass across a pavement, this truck exerts 3.35 80 kN (18,000 lbs) ESALs.

To put automobile axle loads into perspective, the axle loads of one passenger car placed into the formula yields about 0.0002 ESALs. Therefore, pavement design primarily considers trucks and busses because they exert the highest loads and most damage. In contrast, thousands of cars are required to apply the same loading and damage as one passage of a truck.

The more axles on trucks the better, since tandem axles spread loads over a wider area and render lower damage for each pass of the vehicle over a pavement. Another way to illustrate this is one single axle load of 36,000 lbs (160 kN) exerts the same damage as 16 passes of a single axle load of 18,000 lbs (80 kN) or (36/18)4 = 16. Therefore, doubling the axle load increases the damage 16 times.

The California Department of Transportation or Caltrans uses Traffic Index or TI rather than ESALs. Converting ESALs to TI is accomplished by using the formula below. Table 1 illustrates the relationships between ESALs and TIs. Table 2 provides AASHTO road classifications and typical lifetime ESALs and TIs.

For the ASCE standard, ESAL levels are provided for 10 typical levels of municipal traffic up to a maximum of 10 million ESALs. The designer needs to select the appropriate traffic level and design life. The typical initial design life for municipal pavements is on the order of 20 to 40 years.

Subgrade Characterization—The next step is for the designer to characterize the subgrade soil and drainage for the purpose of selecting a subgrade strength. Typically the resilient modulus or Mr (AASHTO T-307) is used to describe the strength of the subgrade soil. This can be determined directly from laboratory testing. Other means to characterize soil strength include California Bearing Ratio or CBR (ASTM D1883) and R-value (ASTM D2844) tests. The relationship among Mr, CBR and R-value of subgrade soils are characterized by the equations below:

Mr in psi = 2,555 * (CBR)0.64

Mr in MPa = 17.61 x CBR0.64

Mr in psi = 1,155 + 555 x R

Mr in MPa = (1,155 + 555 x R)/145

The ASCE standard utilizes eight categories of subgrade quality ranging from good quality gravels and rock with excellent drainage to poor quality clay materials that are semi-impervious to water. Subgrade types are classified according to the Unified Soils Classification method (ASTM D2487). Soil categories in Table 3 are from the standard and are provided to the user for guidance only. Actual laboratory characterization of subgrade properties for each project is recommended. Designers are cautioned against making generalizations.

Once the general subgrade type has been selected, then the drainage quality of the subgrade and pavement structure is characterized (See Table 4). Depending on the type of subgrade, the strength of the pavement may be reduced if there is excess water in the subgrade. The standard includes an adjustment to the resilient modulus of the subgrade based on the overall quality of the pavement drainage, as shown in Table 5.

Selection of Base Material—The next step in the design process is selecting the type of base material for the pavement. The standard supports the use of bound and unbound bases.

For unbound dense-graded bases, the aggregates are required to be crushed, angular materials. Crushed aggregate bases used in highway construction are generally suitable for interlocking concrete pavement, and unbound base materials should meet the local state, provincial or municipal standards governing base materials.

Where local specifications are unavailable, the base material is required to meet the gradation requirements according to ASTM D 2940. Table 6 includes these requirements. The minimum required strength of the unbound base is a CBR of 80% or equivalent bearing strength as described by the test methods in Section 3.6 of the standard. Unbound base materials are required to have a maximum loss of 60% when tested in accordance with CSA A23.2-29A (MicroDeval abrasion) and a maximum loss of 40% when tested in accordance with ASTM C 131 or CSA A23.2-17A (Los Angeles abrasion).

The required plasticity index is a maximum of 6 and the maximum liquid limit of 25 when tested in accordance with ASTM D4318 and AASHTO T-89 and T-90. For constructability purposes, the minimum design unbound base thickness is 4 in. (100 mm) for traffic less than 500,000 ESALs and 6 in. (150 mm) for 500,000 or higher ESALs. Figure 6 illustrates a typical cross section with an unstabilized, dense-graded base.

For bound or treated bases, asphalt-treated base (ATB) and cement-treated base (CTB) materials and installation are required to conform to provincial, state or local specifications for a dense-graded, compacted, asphalt concrete. ATB material is required to have a minimum Marshall stability of 1,800 lbf (8000 N) per ASTM D5 or AASHTO T-49. Use of the appropriate asphalt (performance grade) binder for local climate conditions is also recommended. For example, a state department of transportation Superpave intermediate binder course mix required for interstate or primary roads may be adequate. Cement-treated base material is required to have a minimum 7-day unconfined compressive strength of 650 psi (4.5 MPa) per ASTM D4320 and D4219. For constructability purposes, the minimum bound base thickness for design purposes is set at 4 in. (100 mm). Figure 7 illustrates a typical cross section with treated bases or an asphalt base and drainage holes.

Asphalt bases should conform to typical provincial, state or municipal material and construction specifications for asphalt pavements. This layer does not require a surface riding layer of fine aggregate and consists of coarser aggregates and asphalt cement. The asphalt base layer thicknesses noted in Table 11 vary between 2 in. (50 mm) and 8.5 in. (220 mm) depending on traffic, soil category and drainage conditions.

Subbase Materials—Aggregates for subbase are crushed, angular materials typically used in highway construction are generally suitable for interlocking concrete pavement. All bound or treated bases are constructed over 4 to 8 in. (100 to 200 mm) unbound dense-graded aggregate base as described above. Unbound subbase materials are required to meet the local state, provincial or municipal standards governing subbase materials. Local road agencies may also use opengraded subbases for drainage. Where local specifications are unavailable, the subbase is required to meet the gradation requirements according to ASTM D2940 noted in Table 6. The required minimum strength of the unbound subbase is a CBR of 40% per ASTM D1883. The required plasticity index is a maximum of 10 and the maximum liquid limit of 25 according to ASTM D4318 and AASHTO T-90.

Compaction Requirements—Compaction of the subgrade soil during con struction should be at least 95% Standard Proctor Density as tested using AASHTO T-99 or ASTM D698 for cohesive (clay) soils and at least 95% Modified Proctor density as tested using AASHTO T-180 or ASTM D1557 for cohesionless (sandy and gravelly) soils. The higher compaction standards described in T-180 or D 1557 are preferred. The effective depth of compaction for all cases should be at least the top 12 in. (300 mm). Soils having an Mr of 4,500 psi (31 MPa) or less (CBR of 3% or less or R value of 8 or less) should be evaluated for replacement with a higher bearing strength material, installation of an aggregate subbase capping layer, improvement by cement stabilization or use of geotextiles at the soil/subbase interface or geogrids. ATB and CTB density testing should conform to provincial, state or local requirements. In-place density testing of all of the soil subgrade and pavement layers should be included in the project construction specifications and documented with written testing reports. Density tests on the site project as part of construction quality control are critical to pavement performance. Difficult to compact areas can include areas next to curbs, other pavements, and around utility structures. Such areas may require additional compaction or use of manual equipment to achieve specified densities.

Structural Contribution of the Concrete Pavers and Bedding Sand Layer—Research using accelerated traffic studies and non-destructive structural testing in the United States and overseas has shown that the combined paver and sand layers stiffen while exposed to greater numbers of axle loads. The progressive stiffening that results in “lock up” generally occurs early in the life of the pavement, before 10,000 ESALs (Rada 1990). Once this number of loads has been applied, Mr = 450,000 psi (3,100 MPa) for the combined 31/8 in. (80 mm) thick paver and 1 in. (25 mm) of bedding sand. Pavement stiffening and stabilizing can be accelerated by static proof-rolling with an 8–10 ton (8–10 T) rubber tired roller.

The above resilient modulus is similar to that of an equivalent thickness of asphalt. The 31/8 in. (80 mm) thick pavers and 1 in. (25 mm) thick bedding sand together have an AASHTO layer coefficient at least equal to the same thickness of asphalt, i.e., 0.44 per inch (25 mm). This renders an AASHTO Structural Number or SN of 4.125 in. x 0.44 = 1.82 for this pavement layer. The recommended Caltrans Gravel Equivalency (GE) for the concrete paver layer = 2 and unlike asphalt the GE for concrete pavers does not decrease with increasing TIs. The modulus or stiffness of the concrete paver layer will not substantially decrease as temperature increases nor will they become brittle in cold climates. The surfacing can withstand loads without distress and deterioration in temperature extremes.

Bedding and Joint Sand Selection—Bedding sand thickness should be consistent throughout the pavement and not exceed 1 in. (25 mm) after compaction. A thicker sand layer will not provide stability. Very thin sand layers (less than 3/4 in. [20 mm] after compaction) may not produce the locking up action obtained by sand migration upward into the joints during the initial compaction in construction. The bedding layer should conform to the gradation in ASTM C 33, as shown in Table 7. Do not use screenings or stone dust. The sand should be as hard as practically available and the particle shape should be sub-angular. Tech Note PAV-TEC-017–Bedding Sand Selection for Interlocking Concrete Pavements in Vehicular Applications provides additional information on gradation and test criteria on selecting bedding sands for pavements subject to 1.5 million lifetime ESALs or higher.

Joint sand provides vertical interlock and shear transfer of loads. It can be slightly finer than the bedding sand. Gradation for joint material should comply with ASTM C144 or CSA A179 with a maximum 100% passing the No. 16 (1.18 mm) sieve and no more than 5% passing the No. 200 (0.075 mm) sieve. Bedding sand may be used for joint sand. Additional effort in filling the joints during compaction may be required due to its coarser gradation.

Concrete Paver Selection—Concrete pavers shall meet the product requirements of ASTM C936 Standard Specification for Solid Interlocking Paving Units in the United States and CSA A231.2 Precast Concrete Pavers in Canada. For vehicular applications, the ASCE standard requires pavers that have an aspect ratio (overall length/thickness) less than or equal to 3:1 and a minimum thickness of 31/8 in. (80 mm). A 45 or 90-degree herringbone laying pattern is recommended with sailor courses at the perimeter. No less than one-third of a cut paver should be exposed to tire traffic. The designer is advised that alternative laying patterns may be considered as long as they are functionally and structurally equivalent. Other shapes than rectangular pavers can be considered in the design with the responsibility of the design engineer to confirm that the structural capacity is at least equal to the AASHTO structural number layer coefficient (SN) of the 0.44 for the pavers and bedding sand layer used in the standard, either by testing or confirmation from the manufacturer. CMHA takes a conservative approach by not recognizing differences among paver shapes with respect to structural and functional performance. Certain manufacturers may have materials and data that discuss the potential benefits of shapes on functional and structural performance in vehicular applications.

Subbase Thickness and Final Pavement Structural Design—The required subbase thickness is determined based on the design reliability, design life, estimated traffic, subgrade soil type, pavement structure drainage and base type selected. Subbase thicknesses are determined from one of the four design tables. The design tables provide structural design thicknesses primarily for unbound bases (granular base), ATB, and CTB. However, a thickness design table is also provided for asphalt concrete (AC) bases to reduce thick pavement structures associated with high traffic/low subgrade strength conditions. In the development of the AC table, an AASHTO structural layer coefficient of 0.44 has been assumed for AC. For AC layer coefficients other than 0.44, the designer is advised to consult the 1993 AASHTO Guide. Tables 8 through 11 show the design tables for unbound granular base, ATB, CTB and AC for 80% reliability factor using the 1993 AASHTO Guide. This reliability factor is slightly higher than the 75% in the ASCE Standard tables and in some cases can result in slightly thicker subbases, specifically in weak soils.

DESIGN EXAMPLE

Design examples are given with good soil conditions (subgrade category 4) and, fair drainage, with lifetime traffic of 5,000,000 ESALs. Designs developed for these conditions are shown in Table 12.

OTHER DESIGN CONSIDERATIONS AND CONSTRUCTION DETAILS

Guidance is also provided on proper detailing around utility structures, including edge detailing with sailor and soldier courses. Particular emphasis is given to drainage details for unbound aggregate and treated bases. This benefits pavement life and performance for all structural designs, and some details unique to interlocking concrete pavements are shown in Figures 7 and 8. For further details, design considerations, best practices and maintenance procedures designers are directed to the Tech Note series and detail drawings available at www. MasonryAndHardscapes.org. The designer is also encouraged to address how interlocking concrete pavement can contribute to sustainability through applying the Leadership in Energy and Environmental Design (LEED®) credit system. Additional information on LEED® credits can be found in Tech Note PAV-TEC-016–Achieving LEED® Credits with Segmental Concrete Pavement.

COMPUTERIZED SOLUTIONS

The preceding design example and most interlocking concrete pavement for parking lots and roads can be designed with “Interlocking Concrete Pavement Structural Design Program” that uses Excel-based software. The software is based on the ASCE 58-16 design standard and generates thickness solutions for unbound aggregate base, asphalt- and cement-treated, and asphalt concrete bases.

After a pavement structure has been designed, the user can project life-cycle costs by defining initial and lifetime (maintenance and rehabilitation) cost estimates. CMHA offers life cycle cost analysis (LCCA) software in Excel format. This software enables LCCA comparisons among interlocking concrete pavement, asphalt and concrete pavements. It can perform deterministic and probabilistic cost analyses. Design options with initial and maintenance costs plus discount rates can be examined for selection of an optimal design from a budget standpoint. Sensitivity analysis can be conducted on key cost variables on various base designs. For further information on both free software programs, contact CMHA members, CMHA offices or visit www.MasonryAndHardscapes.org.

GEOSYNTHETICS

Geotextiles, geogrids and cellular confinement systems are seeing increased use in pavements. Geotextile selection and use should follow the guidance provided in AASHTO M288. Geotextiles are placed over the top of the compacted soil subgrade and separate the soil from the base materials. These are recommended over silt and clay soils. Geogrids are sometimes used in very soft, wet and slowly draining soils. Cellular confinement systems filled with base materials and placed over the compacted soil subgrade have been used to reduce base thicknesses. Manufacturer’s literature should be consulted for guidance on reduction of base thickness given anticipated traffic and soil conditions.

RIGID PAVEMENT DESIGN WITH INTERLOCKING CONCRETE PAVERS

Rigid pavements consisting of Portland cement concrete (PCC) slabs distribute loads to the compacted soil subgrade through flexure, or bending action. In such pavements the load spreading is primarily a function of the thickness of the slab and the flexural strength of the PCC. Base materials are often placed under the slab to provide additional structural support and drainage.

When PCC slabs are used as a base under concrete pavers, the structural contribution of the concrete pavers is often ignored by designers. The following sections provide a design method that includes some structural contribution by concrete pavers and bedding materials over PCC slabs as well as over roller compacted concrete. This pavement assembly requires consideration of the bedding materials, prevention of bedding sand loss and avoiding discontinuities over slab joints. Detailing that addresses these aspects are also covered in the following sections.

BACKGROUND TO PCC PAVEMENTS

There are three main types of PCC pavement; jointed concrete pavements (JCP), jointed reinforced concrete pavements (JRCP) and continuously reinforced concrete pavements (CRCP). Although other types are used, this Tech Note will only address these three PCC systems. The differences among them are primarily in how environmental effects are controlled such as moisture change and temperature changes, including curing and environmental factors. These factors affect the reinforcement and jointing arrangements with little change in the slab thickness.

As concrete cures and dries, water in small pores within the cement creates surface tension. This force pulls the pore walls closer together causing the volume of the cement paste to shrink. This action reduces the entire paving slab size slightly. As the slabs are partially restrained by friction from the underlying base or soil subgrade, tensile stresses develop that can result in shrinkage cracks. The stress from shrinkage is proportional to the length of the section of pavement. To control the shrinkage it is therefore necessary to provide joints at sufficiently close centers to keep the shrinkage stresses below the tensile strength of the concrete. Alternatively, reinforcement can be used to increase the tensile strength of the pavement so that greater joint spacing can be used.

As concrete pavements heat up the slabs expand, and when they cool the concrete contracts. This movement results in closing and opening of the joints in the pavement. As expansion and contraction are proportional to the length of the slab, the movement range increases with greater joint spacing. Movement is also proportional to the temperature range, so this also requires consideration when designing the joints. Typically concrete can expand or contract by about 1/16 in. (1.5 mm) for every 10 ft (3 m) over an 80°F (27° C) temperature change. Pavement temperatures generally fluctuate over a wider range than air temperatures.

Thickness design for PCC pavements for low-speed roads and parking lots is typically done according to the 1993 AASHTO Guide or to local adaptations. Different equations are used for the design of rigid pavements than those for flexible pavements. The thickness of PCC pavements is determined to resist wheel loads imposed by the predicted traffic. Thickness depends on the soil conditions, the type of subbase, the edge conditions, the reliability requirements and the number of 18,000 lb (80 kN) ESAL repetitions. Some design considerations follow and thickness design is covered in greater detail later.

JOINTED CONCRETE PAVEMENT

In a jointed concrete pavement (JCP) the joints are placed at close centers so that curing shrinkage does not lead to random cracking, and that joint widths are restricted to acceptable limits. The joints may have load transfer devices such as steel dowel bars (doweled JCP), or the interlocking of the aggregate particles on each face of the joint may be sufficient to transfer the loads from one side of the joint to the other (plain JCP).

The joint spacing is dependent upon the thickness of the concrete. A general rule of thumb is that the joint spacing should not exceed thirty times the slab thickness and should in no case exceed 20 ft (6 m). Individual panels should generally have a length of no more than 1.25 times the width. For doweled joints the joint spacings are typically between 10 and 20 ft (3 and 6 m) with joint widths potentially up to 1/8 in. (3 mm). For plain joints, the joint spacings are typically 10 to 15 ft (3 to 4.5 m) with joint widths of up to 1/16 in. (1.5 mm). This type of pavement is the best solution as a base under interlocking concrete pavers.

JOINTED REINFORCED CONCRETE PAVEMENT

Jointed reinforced concrete pavements are designed with longitudinal and transverse reinforcement to accommodate the tensile stresses that arise during curing. This enables greater joint spacing to be achieved, but results in wider joint opening. As such, aggregate interlock cannot be relied upon and all joints require load transfer devices such as dowels. The reinforcement is typically located at about mid-depth in the slab so it does not increase the load capacity of the concrete section, As such, the same thickness of slab is required as for jointed concrete pavements. Joint spacings are typically 15 to 60 ft (4.5 to 18 m) with joint widths of up to 1/2 in. (13 mm). Intermediate joints are usually included to enable construction activities and to control warping of the slabs.

Warping occurs when there is a temperature difference between the top and the bottom of the concrete that causes it to curl. The intermediate joints are typically spaced at 10 to 20 ft (3 to 6 m) and include tie bars to keep the two sides of the joint from moving relative to each other. Large joint spacings can be problematic under pavers as joint movement reflects to the surface resulting in bedding sand loss and localized settlement and loosening of the pavers.

CONTINUOUSLY REINFORCED CONCRETE PAVEMENT

Continuously reinforced concrete pavements are designed with a greater amount of longitudinal reinforcement so that they can be constructed without transverse joints. The same thickness of slab is required as for jointed concrete pavements as the reinforcement does not increase the load capacity of the pavement. There is a general acceptance that transverse cracking will occur, however, the cracks are held tightly together by the longitudinal reinforcement. The cracks are initially widely spaced, but with full curing, subsequent traffic and temperature changes, the cracks may develop as closely spaced as 2 ft (0.6 m). Minor opening and closing of these joints are generally considered to accommodate the expansion and contraction of the pavement. Reinforcement in the transverse direction is generally similar to that in jointed reinforced concrete pavements. Longitudinal joints are constructed in a similar fashion to jointed reinforced concrete pavements. They may have tie bars or dowels depending on the pavement width. Excessive spacing of longitudinal movement joints may result in localized movement of the overlying pavers.

JOINTS

As described above, the joints in a concrete pavement control cracking from curing shrinkage and to permit movement caused by moisture and temperature changes. Joint locations should provide adequate load transfer across each from aggregate interlock or from load transfer devices. Joints are typically laid out in a rectangular grid pattern with joints meeting edges of the pavement at no less than 60 degrees. Joints should not deadend at another joint. They should be detailed to prevent ingress of moisture and infiltration of foreign mater.

There are three basic joint types that are formed during pouring or induced shortly afterwards. These are contraction joints, expansion joints and isolation joints. Each are described below and how they should be detailed when under interlocking concrete pavement.

CONTRACTION JOINTS

Contraction joints provide a release for tensile stress in the pavement as the concrete contracts during curing. When they are induced in the interior of a pour of concrete, they are often referred to as weakened plane joints as they cause a crack to occur in a defined position. In addition to being formed during pouring, weakened plane joints may be induced by early sawing, or by inserting crack-inducing plastic strips. Their placement controls where the tensile failure will occur so that the resulting cracks are in pre-defined positions, preventing random cracking. They can be oriented in the transverse and longitudinal directions relative to the pavement. The spacing of the joints is determined based upon the materials used, the thickness of the slab and the local environmental conditions, as described above. Load transfer devices are used when the joint opening is too wide to permit aggregate interlock. Contraction joints should be covered with minimum 12 in. (300 mm) wide woven geotextile strips to prevent bedding sand loss under concrete pavers.

EXPANSION JOINTS

Expansion joints perform in the same way as contraction joints but are also used to accommodate any longitudinal or transverse expansion of the pavement that exceeds the drying shrinkage. A compressible filler board absorbs any compressive stresses induced in the concrete by expansion. Where possible, their use is minimized with their most frequent location being at changes in the pavement construction and at intersections or other fixed structures in the pavement surface. In some cases the joint may also need to accommodate lateral movement. Expansion joints should generally be carried through the paver surfacing with the installation of edge restraints on either side.

ISOLATION JOINTS

Isolation joints are used in locations where movements in the pavement are to be isolated from an adjacent feature. They may be used against a building, a utility structure or other feature where vertical and horizontal movement could impose unwanted load into that feature. They are normally formed by including a compressible filler board without any load transfer devices. Isolation joints do not generally experience significant movement and they should be covered with a woven geotextile to prevent bedding sand loss.

ROLLER COMPACTED CONCRETE BACKGROUND

Roller compacted concrete (RCC) behaves in a similar fashion to jointed concrete pavement and may be used as an alternative base under interlocking concrete pavement. Fresh RCC consists of a semi-dry concrete spread through a modified asphalt paving machine. PCC aggregates are used in the mix and the final strength is similar paving quality concrete.

Mix designs are prepared in the laboratory to determine compressive strength and maximum density. Compressive strengths of 3,000 to 5,000 psi (20 to 35 MPa) may be specified. Compaction is initially done by the paving machine and finally by rollers until the target density is achieved. This is typically 98% of modified Proctor density. RCC may be placed without joints, or joints can be induced on a regular grid. When joints are not planned, the roller compacted concrete develops a network of narrow cracks during curing. The curing shrinkage is far less than for PCC pavements so the joints and cracks transfer loads by aggregate interlock. Design thicknesses are similar to those for PCC pavements.

TRAFFIC

The AASHTO equations for pavement design express serviceability loss as a measure of pavement damage. The damaging effect of axles is different between the flexible and the rigid pavement equations. This is reflected in the AASHTO design method by having a different flexible ESAL values to rigid ESAL values, however the difference is not considered to be significant for design of interlocking concrete pavements over concrete.

SOIL SUBGRADE SUPPORT

The AASHTO design method for rigid pavements uses the soil subgrade property known as the Modulus of Subgrade Reaction or k-value. This value is determined using a plate load test that is different than those described above in the flexible pavement section. The test is described in ASTM D1194 or AASHTO T-235. It involves placing a 30 in. (0.76 m) diameter rigid plate on the subgrade and measuring the deflection of the soil as the load on the plate is gradually increased. The k-value is determined as the pressure divided by the deflection at during certain points in the test. The test is rarely carried out and alternative means are generally used to establish the design value.

The design k-value is considered at the underside of the concrete, and includes the effects of any subbase layers. The AASHTO method also includes seasonal changes of subgrade strength and the proximity of rock to the surface to develop a composite k-value for design. This provides a wide range of k-values although the designed thickness has low sensitivity to this property. As such, the design charts in this Tech Note are simplified to use an approximate relationship between the design resilient modulus (Mr) and the k-value. The design values are listed in Table 13. The values stated assume no subbase is present and that the depth to a rigid rock layer exceeds 10 ft (3 m). Where soils are known to be prone to pumping under concrete pavements, a minimum of 4 in. (100 mm) of compacted aggregate subbase material over the subgrade is recommended prior to casting the concrete. This thickness is also recommended with soils with an Mr < 7,000 psi (48 MPa) or CBR < 5%.

PAVEMENT MATERIALS

Most states, provinces and municipalities have material and construction standards for concrete pavements. However, material requirements vary among jurisdictions, particularly material strengths. The design tables on the following pages with rigid pavement base layer thicknesses are based upon typical values encountered in many standards.

There are two properties used in the AASHTO design method to characterize PCC pavements; flexural strength and the elastic modulus. Typically pavement quality concrete is specified with a flexural strength, although compressive strength is occasionally substituted. The flexural strength should be determined using beam specimens loaded at third points as described in ASTM C78 or AASHTO T-97. If compressive strength is the only requirement available, the designer can use Table 14 to provide an approximate correlation. The elastic modulus of concrete is rarely specified and so typical relationships to flexural or compressive strengths are required as provided in Table 14. The AASHTO design equation is based upon the average value of flexural strength, which will be slightly higher than the specified value. When PCC is used as a base under concrete pavers it is usually not necessary to include an air entraining agent. The pavers provide protection against damage from frost action.

Reinforcement is not considered in the AASHTO design equation for determining the PCC pavement thickness. However, the type of reinforcement is important in determining the required bar sizes and centers and the spacing of joints. Typically, reinforcing bars and tie bars are Grade 60 deformed bars in size numbers #4, #5 or #6. However, Grade 40 steel may be used. As jointed concrete pavement is the preferred base condition, no additional guidelines are provided for determining the size and spacing of reinforcement. Dowel bars are typically Grade 60 in sizes ranging from 1/2 to 11/4 in. (13 to 32 mm). Table 15 sets out typical recommendations for dowel bars recommended by the American Concrete Institute. All dowel spacings are 12 in. (300 mm) on center.

Joint filler board is used in expansion joints and isolation joint to absorb any compression as the adjacent slabs move or expand. There are several different types including foam and bitumen impregnated fiber board. The thickness is selected dependent on the anticipated movement. Joint sealant is used to prevent the ingress of moisture and intrusion of foreign matter into joints. It may not be required on all joints when the concrete is exposed at the surface of the pavement if the movement range is small and if the lower layers are not moisture susceptible. When jointed concrete pavement is used under pavers the sealant may be left off if the joints are covered by geotextile. Sealant is recommended for joints with wider spacings.

Woven geotextiles are recommended to cover the joints and cracks in the PCC base to prevent bedding sand loss. Since they are manufactured from plastics such as polypropylene and polyester, the materials are stable and resistant to many chemicals encountered in the ground, and also to the deteriorating effects of sunlight. Woven geotextiles are preferred for use directly under the bedding sand as they maintain their integrity under loads exerting abrasion on the concrete. The important property in geotextiles for preventing sand loss is the apparent opening size or AOS. Woven geotextiles with an apparent opening size of 0.300 mm to 0.600 mm are generally suitable. As noted earlier geotextiles are applied to joints in minimum 12 in. (300 mm) wide strips.

STRUCTURAL DESIGN PROCEDURE

The following structural design procedure is for roads and parking lots. PCC pavements are designed using a simplified version of the method in the AASHTO 1993 Guide. These pavement sections were then analyzed using mechanistic analysis to determine the critical stresses. The pavements were also analyzed considering a concrete paver surface to distribute the loads to a larger area on top of the concrete. The pavements were reduced in thickness incrementally until the same critical stresses were achieved in the concrete. The results of the analyses are presented in the tables. All designs are minimum 31/8 (80 mm) thick concrete pavers in a herringbone pattern. Bedding materials are sand or sand-asphalt (bitumen-setting bed). Tech Note PAV-TEC-017–Bedding Sand Selection for Interlocking Concrete Pavements in Vehicular Applications provides guidance on testing and selecting bedding sands. Tech Note PAV-TEC-020–Construction of Bituminous-sand Set Interlocking Concrete Pavement provides guidance on this installation method.

STRUCTURAL DESIGN TABLES

Tables 16, 17, and 18 establish the PCC base thickness design solutions. Depending on the soil subgrade strength (Mr) and ESALs. The recommended minimum thickness of PCC base is 4 in. (100 mm) at and below 1,000,000 ESALs, and 5 in. (125 mm) above 1,000,000 ESALs.

Use the following steps to determine a pavement thickness:

  1. Compute design ESALs or convert computed TIs to design ESALs or use the recommended default values given in Table 1 as for flexible base design.
  2. Characterize the soil subgrade strength from laboratory test data. If there is no laboratory or field test data, use Tables 3, 4 and 5 to estimate Mr.
  3. Select the appropriate table (16, 17 or 18) depending on the compressive strength of the concrete base.
  4. Determine the required PCC base thickness. Use Mr for design subgrade strength and design ESALs in the selected tables.

EXAMPLE SOLUTION AND RESULTS

For a given site where the soils are ML, it is assumed that an aggregate subbase will be used to provide a working platform and to protect the pavement from pumping related distress.

  1. Estimate design load: 840,000 ESAL. Interpolate between 500,000 and conservatively select 1,000,000 when using Tables 16, 17 or 18.
  2. Characterize subgrade Mr: 4,500 psi (31 MPa) from previous example. Conservatively select 5,000 psi (35 MPa) on Tables 16, 17 or 18.
  3. Determine concrete strength: Consider 3,000 psi (21 MPa) and 4,000 psi (27.5 MPa) options on Tables 16 and 17.
  4. Determine base thickness requirements: the thickness required for 3,000 psi (20 MPa) concrete is 5 in. (125 mm) and for 4,000 psi (28 MPa) concrete is 41/2 in. (115 mm).

The final cross section design is shown in Figure 8 on page 28 with 31/8 in. (80 mm) thick concrete pavers and a 1 in. (25 mm) thick bedding sand layer over 41/2 in. (115 mm) of 4,000 psi (27.5 MPa) PCC base and 4 in. (100 mm) compacted aggregate subbase since the soil Mr < 7,000 psi (48.2 MPa) which is CBR < 5%. As on flexible bases, concrete pavers on rigid bases should not exceed an aspect ratio (length divided by thickness) of 3. Additionally, the concrete slab is jointed at 10 ft (3 m) centers and dowels are 1/2 in. (13 mm) diameter. The joints will be covered with a strip of woven geotextile, minimum 12 in. (300 mm) wide, to prevent bedding sand loss.

REFERENCES

  1. AASHTO 1993. American Association of State Highway and Transportation Officials, Guide for Design of Pavement Structures, Washington, D.C., USA.
  2. ASCE 2016. American Society of Civil Engineers, Structural Design of Interlocking Concrete Pavement for Municipal Streets and Roadways. ASCE/T&DI 58-16, Reston, Virginia, USA.
  3. Rada 1990. Rada, G.R., Smith, D.R., Miller, J.S., and Witczak, M.W., “Structural Design of Concrete Block Pavements,” American Society of Civil Engineers Journal of Transportation Engineering, Vol. 116, No. 5, September/ October.
  4. Shackel 1979.Shackel, B., “A Pilot Study of the Performance of Block Paving Under Traffic Using a Heavy Vehicle Simulator,” Proceedings of a Symposium on Precast Concrete Paving Block, Johannesburg, South Africa.
  5. Shackel 1980. Shackel, B., “An Experimental Investigation of the Roles of the Bedding and Joint Sand in the Performance of Interlocking Concrete Block Pavements,” Concrete/Beton, No. 19.
  6. Shackel 1980. Shackel, B. “Loading and Accelerated Trafficking Tests on Three Prototype Heavy-Duty Industrial Block Pavements,” National Institute for Transport and Road Research, CSIR, Pretoria, South Africa, Technical Report 12.

Figure 1 photo credit iStock.com. Figures 5 and 6, Tables 5, 6 and 7 are copyright © 2010 ASCE. Used with permission.

Allowable Stress Design of CM Pilasters

INTRODUCTION

Concrete masonry walls provide benefits such as structural integrity, fire resistance, thermal insulation and mass, low maintenance, and an aesthetic versatility unmatched by any other single building material. Structurally, concrete masonry walls for warehouses, foundations, loadbearing walls, retaining walls, etc. can carry vertical loads as well as lateral loads imposed by wind, soil, or earthquakes. Where these loads are high or walls are especially tall, the use of pilasters may be advantageous to allow thinner wall sections.

A pilaster is a strengthened section that is designed to provide lateral stability to the masonry wall. Pilasters can be the same thickness as the wall but most often project beyond one or both wall faces. A bonded pilaster may be constructed as an integral part of the wall or, where provisions for crack control are provided such as with control joints, they may be constructed as an unbonded structural member where lateral support is provided through the use of suitable connections. Typical construction details are provided in Figures 1 and 2 which show both bonded and unbonded pilasters. Other methods of providing load transfer across the control joint for the unbonded condition may be utilized than as detailed in this TEK. See CMU-TEC-009-23 (ref. 2) for more options.

DESIGN

Typically, pilasters are subject to little or no vertical load other than their own weight, and as such serve as flexural members. Pilasters required in this type of service must be able to resist bending while transferring the applied loads from the walls to the roof and foundation system. While the primary purpose of a pilaster is to provide lateral support, in many cases it may also be required to support vertical loads such as those imposed by beams or other framing members. When this occurs, pilasters are designed as columns and function as primarily as compression members. A chart for the selection of appropriate pilaster size and reinforcement for a variety of lateral loading conditions is presented in Table 1.

Table 1 is based on the provisions of Building Code Requirements For Masonry Structures (ref. 1). The values in the table include the capacity of the tensile reinforcement only. If lateral ties are provided in accordance with ref. 1, the capacity of the compressive reinforcement may also be considered as shown in Figure 3.

Pilaster spacing is a function of the wall thickness, the magnitude of lateral loads, and the distribution of the lateral load to the vertical and horizontal supports. A relationship exists between the ratio of pilaster spacing to wall height and load distribution. Figures illustrating this relationship are available in Designing Concrete Masonry Walls For Wind Loads (ref. 3). Once the wall panel dimensions have been determined, the lateral load which must be resisted by the pilasters may be calculated as follows:

DESIGN EXAMPLE

A warehouse requires 24 ft (7.3 m) of clear space between the floor and ceiling for storage. The applicable building code specifies a minimum design wind load of 15 psf (718 Pa). Determine the required pilaster size and spacing for an 8 in. (203 mm) hollow unreinforced concrete masonry wall, constructed with Type S portland cement/lime or mortar cement mortar.

Choose the next lower modular spacing for the pilasters, 15’ 4” (4.67 m). The lateral load that must be resisted by each pilaster is:

Assuming the pilaster is simply supported at top and bottom, the maximum shear and moment on the pilaster are:

From Table 1, choose a 16 x 16 in. (406 x 406 mm) pilaster reinforced with four #5 bars.

REFERENCES

  1. Building Code Requirements for Masonry Structures, ACI 530-99/ASCE 5-99/TMS 402-99. Reported by the Masonry Standards Joint Committee, 1999.
  2. Crack Control Strategies for Concrete Masonry Construction, CMU-TEC-009-23, Concrete Masonry & Hardscapes Association, 2023.
  3. Designing Concrete Masonry Walls For Wind Loads, TEK 14-03A, Concrete Masonry & Hardscapes Association, 2008.
  4. Weights and Section Properties of Concrete Masonry Assemblies, CMU-TEC-002-23, Concrete Masonry & Hardscapes Association, 2023.

ASD of Concrete Masonry (2012 IBC & 2011 MSJC)

INTRODUCTION

Concrete masonry elements can be designed by using one of several methods in accordance with the International Building Code (IBC, ref. 2) and, by reference, Building Code Requirements for Masonry Structures (MSJC Code, ref. 1): allowable stress design, strength design, direct design, empirical design, or prestressed masonry. This TEK provides a basic overview of design criteria and requirements for concrete masonry assemblies designed using allowable stress design provisions. For masonry design in accordance with the strength design, prestressed or empirical provisions, the reader is referred to TEK 14-04B, Strength Design Provisions for Concrete Masonry (ref. 5), TEK 14-20A, Post-Tensioned Concrete Masonry Wall Design (ref. 8), and TEK 14-08B, Empirical Design of Concrete Masonry Walls (ref. 4), respectively.

The content presented in this edition of TEK 14-07C is based on the requirements of the 2012 International Building Code (ref. 2a), which in turn references the 2011 edition of the MSJC Code (ref. 1a).

Significant changes were made to the allowable stress design (ASD) method between the 2009 and 2012 editions of the IBC. In previous codes, the IBC included alternative load combinations for ASD, and the MSJC ASD criteria allowed a one-third increase in allowable stresses for load combinations that include wind or seismic. The one-third stress increase is not included in the 2011 MSJC. In addition, previous code versions allowed the use of strength-level load combinations in ASD to compensate for the lack of service-level load combinations in previously referenced versions of ASCE 7, Minimum Design Loads for Buildings and Other Structures (ref. 3). Currently, however, ASCE 7-10 includes both service level and strength level load combinations, so this “pseudo-strength” procedure is no longer included in the current ASD method.

This TEK provides a general review of the pertinent allowable stress design criteria contained within the 2011 MSJC. Allowable stress design is based on the following design principles and assumptions:

  • Within the range of allowable stresses, masonry elements satisfy applicable conditions of equilibrium and compatibility of strains.
  • Stresses remain in the elastic range.
  • Plane sections before bending remain plane after bending. Therefore, strains in masonry and reinforcement are directly proportional to the distances from the neutral axis.
  • Stress is linearly proportional to strain within the allowable stress range.
  • For unreinforced masonry, the resistance of the reinforcement, if present, is neglected.
  • For reinforced masonry design, all tensile stresses are resisted by the steel reinforcement. Masonry in tension does not contribute to axial or flexural strength.
  • The units, mortar, grout, and reinforcement, if present, act compositely to resist applied loads.

Based on these assumptions, the internal distribution of stresses and resulting equilibrium is illustrated in Figure 1 for unreinforced masonry and Figure 2 for reinforced masonry.

Using allowable stress design, the calculated design stresses on a masonry member (indicated by lowercase f) are compared to code-prescribed maximum allowable stresses (indicated by a capital F). The design is acceptable when the calculated applied stresses are less than or equal to the allowable stresses (f < F).

DESIGN LOADS

Utilizing ASD, masonry elements are sized and proportioned such that the anticipated service level loads can be safely and economically resisted using the specified material strengths. The specified strength of masonry and reinforcement are in turn reduced by appropriate safety factors. Minimum design Loads for allowable stress design are included in ASCE 7-10, Minimum Design Loads for Buildings and Other Structures, or obtained from the IBC.

UNREINFORCED MASONRY

For unreinforced masonry, the masonry assembly (units, mortar, and grout if used) is designed to carry all applied stresses (see Figure 1). The additional capacity from the inclusion of reinforcing steel, such as reinforcement added for the control of shrinkage cracking or prescriptively required by the code, is neglected. Because the masonry is intended to resist both tension and compression stresses resulting from applied loads, the masonry must be designed to remain uncracked.

Unreinforced Out-of-Plane Flexure

Allowable flexural tension values as prescribed in the 2011 MSJC Code vary with the direction of span, mortar type, bond pattern, and percentage of grouting as shown in Table 1. For assemblies spanning horizontally between supports, the code conservatively assumes that masonry constructed in a bond pattern other than running bond cannot reliably transfer flexural tension stresses across the head joints. As such, the allowable flexural tension values parallel to the bed joints (perpendicular to the head joints) in these cases are assumed to be zero. In cases where a continuous section of grout crosses the head joint, such as would occur with the use of open-ended units or bond beam units with recessed webs, tension resisted only by the minimum cross-sectional area of the grout may be considered.

Because the compressive strength of masonry is much larger than its corresponding tensile strength, the capacity of unreinforced masonry subjected to net flexural stresses is almost always controlled by the flexural tension values of Table 1. For masonry elements subjected to a bending moment, M, and a compressive axial force, P, the resulting flexural bending stress is determined using Equation 1.

CMU-TEC-002-23, Weights and Section Properties of Concrete Masonry Assemblies, (ref. 6) provides typical values for the net moment of inertia, In, and cross-sectional area, An, for various wall sections. If the value of the bending stress, fb, given by Equation 1 is positive, the masonry section is controlled by tension and the limiting values of Table 1 must be satisfied. Conversely, if fb as given by Equation 1 is negative, the masonry section is in compression and the compressive stress limitation of Equation 2 must be met.

Unreinforced Axial Compression and Flexure

While unreinforced masonry can resist flexural tension stresses due to applied loads, unreinforced masonry is not permitted to be subjected to net axial tension, such as that due to wind uplift on a roof connected to a masonry wall or the overturning effects of lateral loads. While compressive stresses from dead loads can be used to offset tensile stresses, reinforcement must be incorporated to resist the resulting tensile forces when the element is subject to a net axial tension.

When masonry elements are subjected to compressive axial loads only, the calculated compressive stress due to applied load, fa, must not exceed the allowable compressive stress, Fa, as given by Equations 3 or 4, as appropriate.

A further check for stability against an eccentrically applied axial load is included with Equation 5, whereby the axial compressive load, P, is limited to one-fourth the buckling load, Pe. With Equation 5, the actual eccentricity of the applied load, e, is used to determine Pe. Moments on the assembly due to loads other than the eccentric load are not considered in Equation 5.

When unreinforced masonry elements are subjected to a combination of axial load and flexural bending, a unity equation is used to proportion the available allowable stresses to the applied loads per Equation 6. This check ensures that the critical sections remain uncracked under design loads.

Unreinforced Shear

Shear stresses on unreinforced masonry elements are calculated using the net cross-sectional properties of the masonry in the direction of the applied shear force using the following relation:

Equation 7 is applicable to determining both in-plane and outof-plane shear stresses. Because unreinforced masonry is designed to remain uncracked, it is not necessary to perform a cracked section analysis to determine the net cross-sectional area of the masonry.

The theoretical distribution of shear stress, fv, along the length of the shear wall (Figure 3) for in-plane loads, or perpendicular to any wall for out-of-plane loads, is parabolic in shape for a rectangular cross-section. The calculated shear stress due to applied loads, fv, as given by Equation 7 cannot exceed any of the code-prescribed allowable shear stresses, Fv, as follows:

The MSJC Code defines the above allowable shear stresses as being applicable to in-plane shear stresses only: allowable shear stresses for out-of-plane loads are not provided. In light of this absence, Commentary on Building Code Requirements for Masonry Structures suggests using these same values for out-of-plane shear design.

REINFORCED MASONRY

Reinforced masonry design in accordance with the MSJC Code neglects the tensile resistance provided by the masonry units, mortar and grout in determining the strength of the masonry assemblage. Thus, for design purposes, the portion of masonry subjected to net tensile stresses is assumed to have cracked, transferring all tensile forces to the reinforcement. (While the determination of the reinforced masonry element strength conservatively assumes the portion of the masonry subjected to net tensile stresses has cracked, this should be verified when calculating the stiffness and deflection of a reinforced masonry element.)

Reinforcement

The tensile stress in the reinforcement due to applied load, fs, is calculated as the product of the strain in the steel (which increases linearly in proportion to the distance from the neutral axis) and its modulus of elasticity, Es. The modulus of elasticity, Es, of mild steel reinforcement is assumed to be 29,000,000 psi (200 GPa). The code-prescribed allowable steel stresses are as follows (ref. 1a):

Unless ties or stirrups laterally confine bar reinforcement as required by the MSJC Code, the reinforcement is assumed not to contribute compressive resistance to axially loaded elements. When reinforcement is confined as prescribed, stresses are limited to the values listed above. Additional information on mild reinforcing steel can be found in TEK 12-04D, Steel Reinforcement for Concrete Masonry (ref. 7).

Reinforced Out-of-Plane Flexure

The allowable compressive stress in masonry, Fb, due to flexure or due to a combination of flexure and axial load is limited by Equation 8. When axial loads are not present, or are conservatively neglected as may be appropriate in some cases, there are several circumstances to consider in determining the flexural capacity of reinforced masonry assemblies.

For a fully grouted element, a cracked transformed section approach is used, wherein the reinforcement area is transformed to an equivalent area of concrete masonry using the modular ratio.

Partially grouted assemblies are analyzed in the same way, but with the additional consideration of the ungrouted cores. For partially grouted masonry there are two types of behavior to consider.

  1. The first case applies when the neutral axis (the location of zero stress) lies within the compression face shell, as shown in Figure 2A. In this case, the masonry is analyzed and designed using the procedures for a fully grouted assembly.
  2. The second type of analysis occurs when the neutral axis lies within the core area rather than the compression face shell, as shown in Figure 2B. For this case, the portion of the ungrouted cells must be deducted from the area of masonry capable of carrying compression stresses.

The neutral axis location depends on the relative moduli of elasticity of the masonry and steel, n, as well as the reinforcement ratio, p, and the distance between the reinforcement and extreme compression fiber, d.

When analyzing partially grouted assemblies, it is typically assumed that the neutral axis lies within the compression face shell, as the analysis is more straightforward. Based on this assumption, the resulting value of k and the location of the neutral axis (kd) is calculated. If it is determined that the neutral axis lies outside the compression face shell, the more rigorous tee beam analysis is performed. Otherwise, the rectangular beam analysis is carried out.

For design purposes, the effective width of the compression zone per bar is limited to the smallest of:

  • six times the wall thickness,
  • the center-to-center spacing of the reinforcement, or
  • 72 in. (1,829 mm).

This requirement applies to masonry laid in running bond and to masonry not laid in running bond and containing bond beams spaced no farther than 48 in. (1,219 mm) on center. Where the center-to-center spacing of the reinforcement does not control the effective width of the compression zone, the resulting resisting moment or resisting shear is proportioned over the width corresponding to the effective width of the compression zone as determined above.

Rectangular Beam Analysis

For fully grouted masonry elements and for partially grouted masonry elements with the neutral axis in the compression face shell, the resisting flexural capacity, Mr, is calculated as follows:

Tee Beam Analysis For partially grouted masonry assemblies where the neutral axis is located within the cores (i.e., when kd > tfs), the resisting flexural capacity, Mr, is calculated using the neutral axis coefficient k given by Equation 15 and either Case A or Case B as follows:

(A) For cases where the masonry strength controls the design capacity:

If fs as determined using Equation 16 is greater than the allowable steel stress, Fs, then the steel controls the strength and the design is carried out using procedure (B) below. Otherwise, the internal compression force, C, and moment capacity are computed as follows:

Reinforced Axial Compression

Axial loads acting through the axis of a member are distributed over the net cross-sectional area of the effective compression zone, or, for concentrated loads, 4t plus the bearing width. The allowable axial compressive force is based on the compressive strength of masonry and the slenderness ratio of the element in accordance with the following:

Note that compression reinforcement requires ties or stirrups to laterally confine the reinforcement.

Reinforced Axial Compression and Flexure

Often, loading conditions result in both axial load and flexure on a masonry element. Superimposing the stresses resulting from axial compression and flexural compression produces the combined stress. Members are proportioned so that this maximum combined stress does not exceed the allowable stress limitation imposed by Equations 5, 6, 8 and either Equation 21 or 22, as appropriate. In cases where the combined compressive stresses are relatively large, design economy may be realized by increasing the specified masonry compressive strength, f’m, which in turn can result in thinner wall cross-sections, reduced material usage, and increased construction productivity. Several design approaches are available for combined axial compression and flexure, most commonly using either computer programs to perform the necessary iterative calculations or using interaction diagrams to graphically determine the required reinforcement for a given condition. One such software program is EleMasonry Design Software (ref. 9).

Reinforced Shear

Under the 2011 MSJC Code, the shear resistance provided by the masonry is added to the shear resistance provided by the shear reinforcement. This is a change from previous versions of the Code, and provides a better prediction of shear strength. Note that additional requirements apply to special reinforced masonry shear walls.

There are two checks to be made for reinforced shear. First, as for all ASD design, the calculated shear stress must be less than or equal to the allowable shear stress (fv < Fv). Secondly, when the calculated shear stress is greater than the allowable shear stress resisted by the masonry (fv > Fvm), shear reinforcement must be provided. These calculations are presented below.

The applied shear stress on the masonry member is calculated as follows:

  • the shear reinforcement must be oriented parallel to the direction of the shear force,
  • the shear reinforcement spacing must not exceed the lesser of d/2 or 48 in. (1,219 mm), and
  • reinforcement must also be provided perpendicular to the shear reinforcement. This prescriptive reinforcement must have an area of at least one-third Av, must be uniformly distributed, and may not be spaced farther apart than 8 ft (2,438 mm).

REFERENCES

  1. Building Code Requirements for Masonry Structures, Reported by the Masonry Standards Joint Committee.
    • a. 2011 Edition: TMS 402-11/ACI 530-11/ASCE 5-11
    • b. 2008 Edition: TMS 402-08/ACI 530-08/ASCE 5-08
    • c. 2005 Edition: ACI 530-05/ASCE 5-05/TMS 402-05
  2. International Building Code. International Code Council.
    • a. 2012 Edition
    • b. 2009 Edition
    • c. 2006 Edition
  3. Minimum Design Loads for Buildings and Other Structures, ASCE 7-10. American Society of Civil Engineers, 2010.
  4. Empirical Design of Concrete Masonry Walls, TEK 1408B. Concrete Masonry & Hardscapes Association, 2008.
  5. Strength Design Provisions for Concrete Masonry, TEK 14-04B. Concrete Masonry & Hardscapes Association, 2008.
  6. Weights and Section Properties of Concrete Masonry Assemblies, CMU-TEC-002-23, Concrete Masonry & Hardscapes Association, 2023.
  7. Steel Reinforcement for Concrete Masonry, TEK 12-04D. Concrete Masonry & Hardscapes Association, 2007.
  8. Post-Tensioned Concrete Masonry Wall Design, TEK 1420A. Concrete Masonry & Hardscapes Association, 2002.

Crack Control Strategies for Concrete Masonry Construction

INTRODUCTION

Concrete masonry is a popular construction material because its inherent attributes satisfy the diverse needs of both interior walls and exterior envelopes over a wide array of applications. While these attributes are the primary basis for concrete masonry’s popularity, performance should not be taken for granted. Cracks in building assemblies and building materials may result from restrained movement originating within the material, as with volume changes due to moisture loss or gain, or from temperature expansion or contraction. Cracking may also be caused by movements of adjacent or supporting elements or systems, such as deflection of beams or settlement of foundations. In many cases, movement is inevitable and must be accommodated or controlled, which requires an understanding of the sources of stress that cause cracking. While would be a simple matter to prevent cracking if there were only one cause or variable, in reality crack mitigation requires identifying and addressing a combination of potential sources.This Tech Note reviews the common causes of cracking, from both internal and external sources, in concrete masonry construction and presents proven strategies and detailing approaches to mitigate and control shrinkage-induced cracks. The Solutions Summary section of this Tech Note provides a summary overview of these recommendations, with more detailed explanation, construction details, and background provided in the subsequent discussion.

There are many types of construction joints each with different names incorporated into masonry construction for varying purposes. In the context of this Tech Note, the following joint terms and their associated meanings are used. Other regional terms or expressions may also be used to convey the same functional intent as those here.

  • Control Joint – A joint used to break up a large field of concrete masonry into discrete panels for the purpose of allowing shrinkage and mitigating cracking.
  • Isolation Joint – A joint used to separate one section of concrete masonry from another to prevent the transfer of loads or to accommodate differential movement within the system.
  • Movement Joint – A generic term for a joint that may be intended to serve in multiple functions or accommodate multiple sources of movement.
  • Relief Joint – A weakened section of reinforced concrete masonry used to control and isolate the formation of shrinkage related cracks.
  • Expansion Joint – Used primarily with clay masonry construction to accommodate the expansion of the clay masonry units; typically not used with concrete masonry construction.

SOLUTIONS SUMMARY

Shrinkage related cracking in concrete masonry construction is an aesthetic distraction from the beauty of concrete masonry and can result in reducing the functionality and performance of the building. If not addressed, shrinkage cracks can cause other issues stemming from water penetration through hairline cracks subjected to a wind-driven rain. Summarized here are common sources of cracking and recommended strategies to mitigate shrinkage-induced cracks using three alternative approaches: empirical crack control, engineered crack control, and reinforced relief joints.

Control joints should be located where volume changes in the masonry are likely to create stress concentrations that

will exceed its tensile capacity of the masonry. FIGURES 1 AND 2 highlight several common locations for these stress concentrations and corresponding recommendations for locating control joints.

Crack control detailing practices have been developed based on successful field performance over many decades covering a wide array of common applications and exposure conditions. These practices have evolved into the empirical crack control criteria for concrete masonry walls and veneers using a combination of control joints and horizontal reinforcement as summarized in TABLE 1.

The engineered crack control methodology is based on a calculation of the concrete masonry assembly’s Crack Control Coefficient (CCC) to predict the potential for volume loss and subsequent cracking. Similar to the empirical approach, the engineered crack control method uses a combination of horizontal reinforcement and control joints to mitigate shrinkage cracking, but is typically used in more challenging or unique applications, or when material properties are known prior to the layout of control joints, following the recommendations of TABLE 2.

In some applications control joints may not be necessary, such as when the area of the horizontal reinforcement exceeds 0.002 multiplied by the vertical, net cross-sectional area of the masonry assembly (ASH > 0.002ANV). This strategy is commonly employed in areas of high seismicity and similar conditions where the volume of horizontal reinforcement needed for structural load resistance precludes the need for control joints. Although control joints may not be needed for specific applications meeting the requirements of TABLE 6, reinforced relief joints may still be necessary when wall lengths become excessively long or when continuity of shear walls is desired for resisting in-plane loads. FIGURES 7G, 7H, AND 7J provide examples of reinforced relief joints.

1.0  CAUSES OF CRACKING

There are a variety of potential causes of cracking. Understanding the cause of potential cracking allows the designer to incorporate appropriate design strategies and details to control it. The most common causes of cracking in concrete masonry are shown in Figure 3 and are reviewed in more detail in the following discussion.

1.1  Restrained Volumetric Changes

Concrete masonry undergoes volumetric changes as a result of variations in moisture content, thermal expansion and contraction, and carbonation of the hydrated cement. While volumetric changes due to fluctuations in moisture content and temperature are reversible (carbonation shrinkage, however, is irreversible), the long-term result is a small, but cumulative, net reduction in the volume of the concrete masonry assembly stemming from these three sources.In isolation, this volumetric movement isn’t the cause of cracking. When external restraint is present that resists this movement, however, the result generates tension stresses within the wall and a corresponding potential for cracking. Concrete masonry walls are restrained along the bottom by the foundation with partial restraint along the top of the wall and at discrete floor levels when connected

to diaphragms. Additional partial restraint may be present at wall intersections and corners. It’s this combination of volume reduction and restraint at the edges of a concrete masonry wall that can lead to the shrinkage cracking addressed by this TEK.

1.1.1  Drying Shrinkage

Concrete products are composed of a matrix of aggregate particles coated by a cement paste that binds them together. Once the concrete sets, this cementitious-coated aggregate matrix expands with increasing moisture content and contracts (shrinks) with decreasing moisture content.

Although mortar, grout, and concrete masonry units are all concrete products, the properties of the units has historically been used as the predominate indicator of the potential overall assembly shrinkage. Variables that influence the unit (and therefore assembly) shrinkage potential include:

  • Curing: Increased the time between unit production and unit installation reduces the potential for shrinkage. Some methods of curing concrete masonry units have been shown to reduce shrinkage potential.
  • Moisture Content: Walls constructed with wetter units will experience more drying shrinkage than drier units. It’s also been shown that units having undergone at least one drying cycle will not experience as much shrinkage in subsequent drying cycles (REF. 1).
  • Cement: Increases in cement content increase shrinkage due to cement hydration.
  • Aggregates: Aggregates that are susceptible to volume change due to moisture content will result in increased shrinkage.

Typical drying shrinkage coefficients range from 0.0002 to 0.00045 in./in. (mm/mm) when tested in accordance with ASTM C426, Standard Test Method for Linear Drying Shrinkage of Concrete Masonry Units (REF. 2). For design application, TMS 402, Building Code Requirements for Masonry Structures, (REF. 3) stipulates using 50% of the drying shrinkage measured according to ASTM C426. When tested shrinkage values are unknown, designers often conservatively use 50% of the maximum drying shrinkage permitted for concrete masonry units (REF. 5, 6, 7, 8); or 50% of 0.00065 in./in. (mm/mm).

1.1.2  Thermal Expansion and Contraction

Volumetric changes in concrete masonry is linearly proportional to changes in temperature under normal operating conditions. The coefficient of thermal expansion used in design is 0.0000045 in./in./°F (0.0000081 mm/mm/°C) (REF. 3). Actual values may range from 0.0000025 to 0.0000055 in./in./°F (0.0000045 to 0.0000099 mm/mm/°C) depending mainly on the type of aggregate used in the production of the unit, with lightweight aggregates typically experiencing volumetric change as a result in temperature fluctuations.

1.1.3 Carbonation

Carbonation is an irreversible chemical reaction between the hydrated cementitious materials in the masonry and carbon dioxide in the atmosphere. While this reaction permanently binds the carbon within the matrix of the concrete, the result of this reaction is unit shrinkage. While no standard test method currently exists for measuring the carbonation shrinkage of concrete masonry materials, a value of 0.00025 in./in. (mm/ mm) has been successfully used for several decades.

1.2  Differential Movement

Various building materials react differently to changes in temperature, moisture, or structural loading. Any time materials with different properties are combined into a single wall system, the potential exists for cracking due to differential movement. With concrete masonry construction, two materials in particular should be considered: clay brick and structural steel.

Differential movement between clay brick and concrete masonry must be considered when the two are bonded together because under equivalent exposure conditions concrete masonry has an overall tendency to shrink while clay brick masonry expands. These differential movements may cause cracking, especially in composite construction and in walls that incorporate clay and concrete masonry into the same wythe. Detailing strategies for combining clay brick and concrete masonry units into a single assembly are addressed in TEK 05-02A (REF. 4C).

Thermal movement and deflection differences also need to be taken into consideration when using masonry in conjunction with structural steel. In addition to differences in the two materials’ coefficients of thermal expansion, steel shapes typically have a much higher surface-area-to-volume ratio and tend to react to changes in temperature more quickly than concrete masonry.

1.3  Excessive Deflection

As masonry assemblies or their supporting elements deflect under load, cracking may occur if not properly accounted for in design. To reduce the potential for deflection-induced cracking, the following should be considered:

  • adding reinforcing steel into the masonry to cross the expected cracks and to limit the width of the cracks;
  • limiting the deflection of members providing vertical support of unreinforced masonry to less than or equal to l/600 due to unfactored dead load and live load (REF. 4C); and
  • utilizing isolation joints to effectively panelize the masonry so that it can articulate with the deflected shape of the supporting member. This is commonly done when a single masonry wall is supported at different locations by different methods or systems having dissimilar stiffnesses
1.4  Structural Overload

All wall systems are subject to potential cracking from externally applied design loads. Cracking due to these sources is controlled by applying appropriate structural design criteria.

1.5  Differential Settlement

Differential settlement occurs when portions of the supporting foundation or support structure subside due to weak or improperly compacted foundation soils. Foundation settlement typically causes a stair-step crack along the mortar joints in the settled area as shown in FIGURE 3D. Preventing settlement cracking depends on a realistic evaluation of soil bearing capacity and on proper footing design and construction. Footings should be placed on undisturbed native soil, unless this soil is unsuitable, weak, or soft. Unsuitable soil should be removed and replaced with compacted soil, gravel, or concrete. Similarly, tree roots, construction debris, and ice should be removed prior to placing footings.

2.0 CRACK CONTROL STRATEGIES

Because shrinkage cracks in concrete masonry are an aesthetic rather than a structural concern, the following crack control strategies are typically only applied to above grade assemblies where shrinkage cracking may detract from the appearance or where water ingress or air infiltration/exfiltration is a concern. In addition to properly designing for structural capacity, settlement, and differential movement, there are several alternative approaches to designing and detailing concrete masonry assemblies to limit shrinkage-related cracking:

  1. Empirical Control Joints – This crack control criteria uses a combination of control joint spacing, detailing practices, and horizontal reinforcement derived from decades of successful practices. This commonly used method can be applied to loadbearing and nonloadbearing concrete masonry walls where typical environmental exposures, building configurations, and use conditions prevail.
  2. Engineered Control Joints – Similar to the empirical crack control recommendations, the engineered method is a more analytical approach to crack control based on a Crack Control Coefficient (CCC) that includes the combined effects of movement due to drying shrinkage, carbonation shrinkage, and contraction due to temperature change. The engineered crack control approach, like the empirical method, combines control joints and reinforcement strategies to mitigate cracking, but is used when specific material properties are known or when atypical design circumstances are encountered.
  3. Reinforced Relief Joints – When sufficient horizontal reinforcement is provided, control joints may be eliminated. This strategy is most commonly used in cases where large lateral loads necessitate the need for large quantities of horizontal reinforcement to resist in-plane shear. While control joints may not be necessary where sufficient horizontal reinforcement is provided, relief joints may still be required, especially in long walls.
  4. Veneer Control Joints – Given their unique characteristics compared to loadbearing or nonloadbearing concrete masonry assemblies, concrete masonry veneers correspondingly require their own set of guidelines to mitigate cracking.

These recommendations focus on cracking resulting from internal volume change of the concrete masonry. Potential cracking resulting from externally applied design loads due to wind, soil pressure, seismic forces, or differential settlement of foundations is controlled by the structural analysis and design, which is not addressed here. Where external loads are an issue in combination with internal volume change, the design should consider the combined effects of these influences on cracking.

Inherent within each one of these approaches to crack control is providing sufficient horizontal reinforcement to carry and distribute the tensile stresses that develop within the assembly. This horizontal reinforcement must be used in combination with control joints or relief joints to be effective. An additional important consideration with each of these approaches is they type of bond pattern used in the construction of the concrete masonry; with the two most common types being running bond and stack bond construction. TMS 402 (REF. 3) requires a minimum amount of horizontal reinforcement equal to 0.00028 multiplied by the gross vertical cross-section of the wall (0.00028AGV) for all masonry not laid in running bond to provide continuity across head joints. When applying the recommendations of this Tech Note to construction other than running bond, the minimum horizontal reinforcement used should be the larger of that required by TMS 402 or this Tech Note.

2.1 Crack Control Strategy Selection

Each option to mitigating shrinkage-related cracking in concrete masonry, whether empirical, engineered, or reinforced, has advantages and disadvantages depending on project-specific conditions. Figure 4 provides a decision matrix to aim in the selection of a crack control strategy. When considering which crack control strategy to implement, it’s always prudent to verify with local manufacturers for regional guidance. The empirical and engineered crack control approaches work equally well with reinforced and unreinforced masonry if the minimum amount of prescriptive horizontal reinforcement per TABLES 1 OR 3 is provided. Using reinforced relief joints, however, is only practical with reinforced masonry designs; whereas veneers are exclusively an unreinforced cladding through the lens of design intent.

The empirical approach, while simple, straightforward, and easy to apply in common scenarios, tends to produce more conservative results when compared to the engineered method because it doesn’t take into consideration project specific conditions and material properties and instead is based upon relatively conservative assumptions. The empirical approach also doesn’t offer the same flexibility the engineered method does with respect to building geometry and layout as it presumes relatively uniform, evenly spaced openings within a full height masonry wall.

Conversely, the engineered method offers both more flexibility in application and less conservative (larger) spacing of control joints. It does, however, require project-specific design criteria and foreknowledge of the linear drying shrinkage of the concrete masonry units to be used in construction to calculate the Crack Control Coefficient (CCC). It also typically requires more horizontal reinforcement compared to the empirical approach, which is only a cost consideration when this reinforcement isn’t already present for resisting structural loads or other purposes. When more conservative assumptions are used in the determination of the CCC, the results tend to converge with those obtained using the empirical method.

The reinforced relief joint method is unique in that control joints are not required. While this maintains the continuity of shear walls, relief joints may still be necessary, which require consideration and coordination in the field. It is generally not economically viable to use this approach unless the horizontal reinforcement is already present for other structural purposes.

Regardless of which methodology is used, the use of horizontal reinforcement combined with properly located and spaced control joints or relief joints limits cracks to a width of 0.02 in. (0.51 mm). Because preventing all cracking from occurring is unfeasible, keeping the crack widths to less than 0.02 in. (0.51 mm) maintains both an aesthetically pleasing appearance while also allowing water repellent coatings to effectively resist water penetration for cracks of this size. The key objective to keep in mind with these recommendations is crack mitigation, not crack elimination.

3.0  EMPIRICAL CRACK CONTROL

3.1  Control Joint Locations

The empirical crack control method employs a combination of horizontal reinforcement and vertical control joints to relieve tensile stresses within the assembly and mitigate cracking potential. Control joints are essentially vertical planes of weakness built into the wall to reduce restraint, permit longitudinal movement, and relieve stress concentrations. A bond break is accomplished by replacing all or part of a vertical mortar joint with a backer rod and sealant. This keeps the joint weather tight while accommodating small movements. Horizontal control joints are not needed with concrete masonry walls as the assembly is not restrained from moving in the vertical direction.

Below grade walls traditionally do not incorporate control joints due to concerns with detailing the joint to withstand hydrostatic water pressures. Additionally, because foundation walls are subjected to relatively constant temperature and moisture conditions, shrinkage-induced movement below grade tends to be less significant than in above grade walls.

When required, control joints should be located where volume changes in the masonry due to drying shrinkage, carbonation, or temperature changes are likely to create tension in the masonry that will exceed its tensile capacity. FIGURES 1 AND 2 highlight several common locations for stress concentrations, including:

  • at changes in wall height;
  • at changes in wall thickness or stiffness;
  • at (above) movement joints in foundations;
  • at (above and below) movement joints in roofs and floors;
  • near one or both sides of openings; and
  • adjacent to corners of walls or intersections.

Consideration must also be given to the effect of control joint placement on load distribution within the wall. For example, locating control joints at the ends of lintels likely compromises arching action (REF. 4G). Therefore, it may be prudent to design the lintel to carry the full weight of the wall above it in addition to any superimposed loads when control joints are located adjacent to openings. Additionally, incorporating control joints into shear walls effectively partitions the line of resistance into multiple panels rather than one uninterrupted element for design purposes.

3.2  Control Joints at Openings

Because cracking occurs in the vertical planes of greatest weakness, openings in the masonry are particularly vulnerable. There are two general approaches to detailing around openings to mitigate shrinkage cracking: reinforced or isolation.

3.2.1  Reinforced Openings

When reinforcement is necessary around the opening to resist design loads or other reasons, or when the assembly is loadbearing or part of the lateral force-resisting system, a more practical solution is to locate the control joints away from the opening and provide adequate reinforcement above, below, and adjacent to the opening as illustrated in FIGURES 5A AND 5B. As these assemblies typically already have trim steel around the opening to resist design loads, this same reinforcement can be used to mitigate cracking around the opening allowing the control joints to be offset to facilitate construction. In addition to being easier to construct, reinforced openings have the advantage of not requiring shear transfer mechanisms in the panels above and below the opening as isolated openings often require.

The preferred method of detailing around reinforced openings is shown in FIGURE 5A whereby reinforcing bars are placed in the first cell or course on each side of the opening and extended a minimum of 12 in. (305 mm) past the reinforcement it intersects. An alternative to this detailing practice is shown in FIGURE 5B, which may be more practical for some project conditions, such as when a steel lintel is used above the opening. Here, joint reinforcement may be placed in the first two mortar joints above the opening and extended to the control joint on each side as shown in FIGURE 5B. As an alternative, a combination of joint reinforcement and horizontal bond beams can be used at the same elevation.

3.2.2 Isolated Openings

One practice is to provide control joints directly adjacent to an opening in a masonry assembly similar to that illustrated in FIGURES 6. This isolates the masonry above and below the opening and allows movement independent of the surrounding field of masonry. Isolated openings are most appropriate for assemblies that have little to no reinforcement incorporated into the masonry near the opening, such as for nonloadbearing assemblies and partition walls.

For an isolated opening of up to 6 ft. (1.83 m) in length, a control joint should be placed at one side of the opening as shown in FIGURE 6. Allowance for movement must be provided between the bottom of the lintel and the masonry on which the lintel bears. This movement is accommodated by a slip plane, often flashing or other bond breaker detailed at the lintel bearing interface. Because the lintel and the masonry it is supporting is not laterally braced out-of-plane with this detail, control joints capable of providing out-of-plane load transfer across the control joints are required, such as the joints shown in FIGURES 7A, 7D, 7E, 7F, 7H, 7I, AND 7J.

To resist in-plane movement around the slip plane, horizontal joint reinforcement should be placed at the lintel bearing location and two courses below (four courses if using half-high concrete masonry units). The joint reinforcement should extend a minimum of 16 in. (406 mm) past the end of the lintel. While lintel bearing lengths are often 8 in. (203 mm), the bearing length may need to be increased based on the load from the lintel and the bearing capacity of the supporting masonry. If utilizing steel beams over openings in lieu of concrete masonry or precast lintels, it is critical that the steel beam not be welded to the bearing plate(s) where designated control joints are to be constructed, as this will pin the two sections together, restraining movement.

Although uncommon in wall assemblies where isolated openings are used (e.g., nonloadbearing walls, partitions, and similar lightly reinforced or unreinforced assemblies), the masonry panel above the opening may also be subjected to vertical uplift loads at the roofline that need to be accommodated. In FIGURE 6, continuous vertical reinforcement cannot be provided in the cell directly adjacent to the opening on the left, as crossing the horizontal portion of the control joint (i.e., the slip plane) would effectively pin the two sections together and restrain relative movement. Instead, a vertical shear transfer mechanism may need to be provided between the masonry above the opening and the adjacent masonry similar to FIGURES 7F, 7H, OR 7I to resist uplift forces on the masonry above the opening.

For an isolated opening greater than 6 ft. (1.83 m) in length, a control joint should be provided and detailed on both sides of the opening.

3.3  Construction of Control Joints

Common control joint details are illustrated in FIGURE 7. Joint reinforcement and other horizontal reinforcement should be discontinued at control joints unless it is required for structural purposes, as it will act to restrain horizontal movement. (This is a key difference between control joints and reinforced relief joints, the latter of which maintains continuity of the reinforcement through the joint using specialized details.) Examples of structural reinforcement that must be continuous include bond beams at floor and roof levels that resist diaphragm cord tension.

When the transfer of out-of-plane loads between two panels separated by a control joint is not critical, the control joint detailing options shown in FIGURES 7B AND 7C can be used. Where desired, however, out-of-plane loads can be transferred between adjacent masonry panels separated by control joints by providing a shear key, as shown in FIGURES 7A, 7D, 7E, 7F, 7H AND 7I. FIGURES 7F AND 7I show smooth dowel bars placed across the control joint to transfer shear. These dowels are greased or placed in a plastic sleeve to prevent bond to the grout and allow unrestrained longitudinal movement within the plane of the wall. FIGURE 7H is a variation on this approach, where one horizontal bond beam reinforcing bar extends across the control joint, and is similarly de-bonded to allow longitudinal movement.

Control joints can also be constructed using sash units, which accommodate the shear key of a preformed control joint gasket, as shown in FIGURE 7A. The gaskets are generally available in either PVC, complying with ASTM D2287, Standard Specification for Nonrigid Vinyl Chloride Polymer and Copolymer Molding and Extrusion Compounds (REF. 9), or rubber compounds complying with ASTM D2000, Standard Classification System for Rubber Products in Automotive Applications (REF. 10). When used as a shear key to transfer out-of- plane loads between two panels separated by a control joint, the gasket material should be tested to determine its strength and applicability in this application. This information is generally available from the manufacturers of preformed gaskets.

FIGURE 7D shows a grouted shear key. For this joint, the out- of-plane load transfer mechanism is provided by filling the adjacent ends of two stretcher units with grout or mortar. To allow longitudinal movement, building paper or other material is installed to break the bond between the grout/mortar and one of the masonry units.

Control joints constructed with special unit shapes, as shown in FIGURE 7E, can also be used to provide out-of-plane load transfer. Before specifying this joint construction, however, the availability of these unit shapes should be verified with local concrete masonry manufacturers. Care should be taken when constructing this type of control joint to ensure that excessive mortar is not placed in the head joint of the two control joint units, which can potentially lead to bonding of the two panels.

Where required, several control joints can be constructed to maintain the fire resistance rating of the base masonry assembly. FIGURES 7A, 7B, 7D, AND 7E illustrate fire rated control joint detailing options drawn from the requirements of ACI/TMS 216.1, Code Requirements for Determining Fire Resistance of Concrete and Masonry Construction Assemblies (REF. 12). TEK 07-01D (REF. 4A) provides more information on fire resistance ratings of concrete masonry assemblies.

Where concrete masonry is used as a backing for veneer or other applications where finishes are used, consider the following:

  • Control joints should extend through the facing when wythes are rigidly bonded, such as plaster or adhered veneer applied directly to the concrete masonry units.
  • Control joints need not extend through the facing when the bond between the two materials is flexible, such as anchored veneer with flexible ties. However, depending on the type of facing, considerations should be given to crack control in the facing material as well.
  • When the concrete masonry wall is finished on both sides with a flexible cladding or a cladding attached with flexible connectors, control joints may be omitted as any potential shrinkage cracks that develop would be hidden from view and protected from weather

FIGURE 8 shows details of the surface of a typical concrete masonry control joint. To provide a joint that is sealed against the passage of air, water, and sound, caulking or other appropriate sealant is used. The backer rod provides a uniform foundation for the sealant to prolong its service life. Although the detail shown in FIGURE 8A is considered the typical construction, research suggests that the joint profile shown in FIGURE 8B may offer improved performance because the flat profile reduces peeling stresses at the corners of the sealant. The depth of sealant should be approximately one-half of the joint width to reduce sealant strain, and hence extend sealant life. See TEK 19-06A, Joint Sealants for Concrete Masonry Walls (REF. 4B) for more detailed information.

3.4  Control Joint Spacing

In addition to placing control joints at locations of stress concentration as illustrated in FIGURE 1 AND 2, control joints are used to effectively divide a length of wall into a series of isolated panels. TABLE 1 defines recommended maximum spacing of control joints based on the empirical crack control recommendations. This criteria has been developed based on successful historical performance over many years in various geographical conditions using both reinforced and unreinforced masonry. The empirical method is the most commonly used method of locating control joints and is applicable to most building configurations and environmental conditions, however, control joint spacing may be adjusted up or down where local experience or project conditions warrant.

The recommendations of TABLE 1 assume that units used in construction comply with the minimum requirements defined by one of the following concrete masonry unit standards:

  • ASTM C55, Standard Specification for Concrete Building Brick (REF. 5);
  • ASTM C90, Standard Specification for Loadbearing Concrete Masonry Units (REF. 6);
  • ASTM C744, Standard Specification for Prefaced Concrete and Calcium Silicate Masonry Units (REF. 7); or
  • ASTM C1634, Standard Specification for Concrete Facing Brick (REF. 8).

The recommendations in TABLE 1 also assume that a minimum amount of horizontal reinforcement is provided between control joints as indicated in Footnotes 2 and 3. For units with a nominal height of 8 inches (203 mm), the minimum area of reinforcement given, 0.025 in.²/ft. (52.9 mm²/m) of height, translates to horizontal reinforcement spaced as indicated in TABLE 3. Similar to concrete masonry veneers, half high concrete masonry unit assemblies are installed with a larger percentage of mortar, which in turn has a larger potential for system shrinkage and therefore cracking potential. As such, the prescriptive crack control recommendations detailed in TABLE 1 increase the area of horizontal reinforcement and decrease the maximum control joint spacing for assemblies constructed using half-high concrete masonry units. See TABLE 4 for horizontal reinforcement spacing translating to 0.034 in.²/ft. (72.0 mm²/m) of height.

To illustrate the control joint spacing using the empirical crack control criteria, consider a 20 ft. (6.10 m) tall warehouse with walls 100 ft. (30.48 m) long constructed using 8 in. (203 mm) nominal height CMU. TABLE 1 stipulates a maximum control joint spacing of the lesser of:

  • A length-to-height ratio of 1.5 to 1, which corresponds to 1.5 x (20 ft.) = 30 ft. (9.14 m); or
  • Control joints spaced every 25 ft.-4 in. (7.72 m).

In this example, the maximum spacing of 25 ft.-4 in. (7.72 m) governs over the length to height ratio. In addition to the control

joints at 25 ft.-4 in. (7.72 m), incorporating 9 gage (MW11) bed joint reinforcement at 16 in. (403 mm) on center satisfies the minimum horizontal reinforcement criterion per TABLE 3. For walls with masonry parapets, consider the parapet as part of the wall height when determining the length-to-height ratio if the parapet is bonded to the masonry below.

4.0  ENGINEERED CRACK CONTROL

While the empirical crack control method is the most commonly used method and is applicable to most concrete masonry construction, an alternative crack control design strategy is the engineered method. The engineered crack control criteria is often used with unusual project conditions occur (such as with an irregular building layout or wall geometry) or when project-specific information is known, such as the actual linear drying shrinkage for the concrete masonry units or temperature fluctuations that differ from what would be normally considered in design.

The engineered approach to controlling cracking combines the potential shrinkage due to drying, carbonation, and temperature into a single Crack Control Coefficient (CCC). In general, this engineered approach is more involved and requires more detailed knowledge of the masonry characteristics than the empirical approach. The engineered method, however, provides more reasonable solutions to unique project conditions such as dark colored units in climates with large temperature swings or wainscot assemblies where a 1.5 to 1 aspect ratio for control joint spacing results in an excessive number of control joints.

As with the empirical approach, the effectiveness of the engineered method depends on reliable criteria being correctly incorporated into the project design, the materials meeting the requirements of the project specifications, and the masonry being constructed in accordance with the project drawings. Once the internal movement due to volume change has been estimated with the CCC, the designer can control crack width to a maximum value through the combined use of control joints and horizontal reinforcement, similar to the empirical approach.

4.1  Crack Control Coefficient

The Crack Control Coefficient (CCC) is an indicator of anticipated wall shrinkage. Concrete masonry unit shortening per unit length is estimated by including the possible combined effects of movement due to drying shrinkage, carbonation shrinkage, and contraction due to temperature reduction. The Crack Control Coefficient value itself is determined by summing the coefficients of these three properties for a specific concrete masonry unit.

The total linear drying shrinkage is determined in accordance with ASTM C426 (REF. 2), which ASTM C90 (REF. 6) and other concrete masonry standards limits to 0.00065 in./in. (mm/mm). The measurement of the total linear drying shrinkage per ASTM C426 takes a concrete masonry unit from a fully saturated state to a nearly oven-dry condition and is therefore considered the maximum potential linear drying shrinkage. As this isn’t a realistic range of moisture content for a concrete masonry unit in the field, TMS 402 (REF. 3) stipulates using 50% of the total linear drying shrinkage determined in accordance with ASTM C 26 (REF. 2).

While a drying shrinkage coefficient of 50% of the maximum permitted by ASTM standards (e.g., 0.000325 in./in. (mm/ mm)) for concrete masonry units could be used, the advantage of applying the engineering crack control method is the actual measured drying shrinkage for the units to be used in construction can be used. Hence, if the measured linear drying shrinkage for a given unit was 0.0004 in./in. (mm/mm), in calculating the CCC 50% of this value would be used, or 0.0002 in./in. (mm/mm).

The coefficient of thermal expansion for concrete masonry units typically range from 0.0000025 to 0.0000055 in./in./°F (0.0000045 to 0.0000099 mm/mm/°C). While there are several factors that affect this material property, the unit density tends to be the largest driver, with units produced using lightweight aggregates being more stable to temperature fluctuations. For design purposes, a value of 0.000004 in./in./°F (0.0000081 mm/ mm/°C) is assumed by TMS 402 (REF. 3), however, if the actual coefficient of thermal expansion is known, that value should be used.

The final source of shrinkage in calculating the CCC is from carbonation of the concrete masonry units, an irreversible chemical reaction between carbon dioxide in the atmosphere and hydrate cement in the units. Carbonation reactions begin soon after the unit is produced and continue for approximately 1-2 years depending on the exposure conditions. While there is no standardized test method for measuring carbonation shrinkage, some research has shown a value of 0.00025 in./in. (mm/mm) is appropriate in this application. It is also worth noting that a small portion of the linear drying shrinkage measured when testing in accordance with ASTM C426 can be attributed to carbonation shrinkage as there is no practical means of isolating the unit form atmospheric carbon dioxide during testing. As such, applying a carbonation shrinkage value of 0.00025 in./ in. (mm/mm) tends to be conservative. Further, in recent years new technologies have been developed that introduce high concentrations of CO2 during the production or curing phases of unit manufacturing as a means of sequestering carbon dioxide. These processes tend to accelerate the carbonation of the concrete masonry unit in the early days following production resulting in less carbonation-related shrinkage in the field.

To illustrate the calculation of the CCC, consider the following:

  • Drying Shrinkage – Testing in accordance with ASTM C426 indicates a drying shrinkage potential of 0.0003 in./in. (mm/ mm). For design, 50% of these value is used, or 0.00015 in./ in. (mm/mm).
  • Coefficient of Thermal Expansion – For design, assume a coefficient of thermal expansion of 0.000004 in./in./°F (0.0000081 mm/mm/°C) and a temperature change of 70°F (21.1°C). This would translate to a thermal contraction value of 0.00028 in./in. (mm/mm)
  • Carbonation Shrinkage – If unit-specific carbonation shrinkage data is not available, assume a value of 0.00025 in./in. (mm/mm).

The Crack Control Coefficient (CCC) is then determined by summing these three parameters:

CCC = 0.00015 + 0.00028 + 0.00025 = 0.00068 in./in. (mm/mm)

Applying the criteria of TABLE 2, because the CCC is less than 0.001 in./in. (mm/mm), the control joints for this example could be spaced up to 2.5 times the height of the wall, but not more than 25 ft.-4 in. (7.72 m). For most concrete masonry units and site conditions, the CCC varies from 0.0006 to 0.0011 in./ in.(mm/mm). This range corresponds to a 100 ft (30.48 m) long wall shortening 0.72 to 1.32 in. (18.3 to 33.5 mm).

4.2  Horizontal Reinforcement

Using the calculated CCC, control joints are spaced using the criteria presented in TABLE 2 utilizing a minimum horizontal reinforcement ratio of ASH/ANV > 0.0007. TABLE 5 presents the maximum spacing of the various sizes of typical horizontal reinforcement to meet the 0.0007 criteria. The wall panel length- to-height ratio and the maximum length of wall panel criteria in combination with horizontal reinforcement in TABLE 2 are based on analytical studies verified with field studies.

4.3  Control Joints

Other than the calculation of the CCC under the engineering crack control approach, the overall detailing of the masonry assembly, including the use of isolated or reinforced openings and locating control joints at likely stress concentrations, is similar to the empirical approach. The one key difference with the engineered approach compared to the empirical method is that the anticipated joint opening at the control joint should be checked and the proper sealant material specified for the expected movement.

For example, if the CCC for a given assembly is calculated to be 0.0008 in./in. (mm/mm) and control joints are spaced at 25 ft.-4 in. (7.72 m), the total anticipated panel shrinkage would be:

Panel Shrinkage = (0.0008)(25.33 ft.)(12 in./ft) = 0.243 in. (6.2 mm)

Assuming a control joint width of 3/8 in. (9.5 mm), the sealant used to weatherproof the control joints should be capable of at least 65% elongation calculated as follows:

(0.243/0.375)(100) = 65%

5.0 CRACK CONTROL FOR ANCHORED CONCRETE BRICK AND OTHER CONCRETE MASONRY VENEERS

In anchored veneer applications, concrete brick can be used to provide a traditional clay masonry appearance, or alternatively, offering the flexibility available with the colors and architectural finishes of conventional concrete masonry products used as a veneer. Building with concrete veneers have some intrinsic differences from building with clay masonry due to different material properties. One should not be substituted for the other without due consideration of these differences.

Concrete masonry walls have an overall tendency to shrink, whereas clay brick walls tend to expand. Both concrete and clay masonry may use movement joints to accommodate this movement, although the type of joint is different for clay masonry than for concrete masonry. When control joints are required, concrete brick requires only vertical control joints, whereas clay masonry typically requires both vertical and horizontal expansion joints to accommodate panel expansion.

Concrete masonry veneers are constructed using either concrete brick units, half-high concrete masonry units, or similar hollow or solid concrete masonry units. Concrete veneer units most commonly have a nominal thickness of 4 in. (102 mm), nominal lengths of 8, 10, 12 or 16 in. (203, 254, 305 or 406 mm) and nominal heights from 2.5 to 8 in. (64 to 203 mm).

When detailing concrete masonry veneers for crack control, many of the same strategies are used as with the empirical crack control method used for concrete masonry walls. The conventional empirical crack control recommendations, however, were developed for application to walls constructed using larger, hollow concrete masonry units, such as the common 8 x 8 x 16 in. (203 x 203 x 406 mm) CMU. The physical size differences of veneer units as well as the higher mortar surface area impacts how the concrete masonry veneer moves and reacts to changes in moisture content and temperature. Hence, crack control recommendations have been tailored specifically for concrete masonry veneers taking into consideration the following:

  • Mortar: Using a lower compressive strength mortar helps ensure that if cracks do occur, they occur in the mortar joint rather than through the unit. Type N mortar is often specified for concrete masonry veneers because it tends to be more flexible than other mortar Types containing a larger percentage of cement. ASTM C270, Standard Specification for Mortar for Unit Masonry (REF. 11) recommends Type O mortar for exterior veneers where the masonry is unlikely to be frozen when saturated, or unlikely to be subjected to high winds or other significant lateral loads. For other cases, Type N mortars should be specified for masonry veneer.
  • Joint Reinforcement: Unlike full-size concrete masonry units, concrete masonry veneers cannot readily accommodate reinforcement in horizontal bond beams; limiting the option of horizontal reinforcement to joint reinforcement. Per TABLE 1, the minimum amount of horizontal reinforcement provided should be 0.034 in.2/ft. (72.0 mm2/m), which according to Table 4 can be easily accommodated with two wires of 9 gage (MW11) joint reinforcement spaced at 12 in. (305 mm) on center. The joint reinforcement should be discontinued at the control joint to avoid restricting horizontal movement at the joint.
  • Control Joint Locations: Ideally, a control joint should be located wherever masonry volume changes are likely to cause cracking as shown in FIGURE 1. For veneer panels without openings or other points of stress concentration, control joints are used to effectively divide a wall into a series of panels. In general, it is desirable to keep these panels as square as possible to minimize cracking between the control joints. When this is not possible, the panel length to height ratio should be limited to 1.5, with a maximum control joint spacing of 20 ft. (6.1 m) as summarized in TABLE 1. Because veneers by their nature are unreinforced, detailing veneers should following the practices outlined for isolated openings covered under the empirical crack control criteria. Note that every opening does not necessarily require control joint(s) and control joint spacing should be adjusted where local experience justifies.
  • Control Joint Construction: Structural masonry walls require that control joints permit free longitudinal movement while often resisting structural loads. Because veneers are nonstructural, veneer control joints need only permit unrestricted longitudinal movement. This can be accomplished by raking out the mortar joint and installing a backer rod and appropriate sealant. Typical control joint details for concrete masonry veneers are shown in FIGURES 9, 10 AND 11. The backer rod and sealant allows in-plane movement while keeping the joint weather tight. Several strategies are used to make control joints less noticeable. Perhaps the simplest approach is to locate the vertical control joint behind a downspout. If the architectural style allows it, a recess can be built into the veneer to create a vertical shadow line and provide an inconspicuous control joint location, or the control joint can be aligned with another architectural feature. When quoins are used, the control joint can be placed adjacent to the edge of the quoin to make it less noticeable.
  • Backing: Veneers are attached to a structural backup with adjustable ties or anchors (for tie and anchor types, design criteria, and spacing requirements, see TEK 12-01B (REF. 4D)). Ties should be placed within 12 in. (305 mm) of the control joint in the veneer. When the backing includes a movement joint, it is good practice to align the veneer control joint with the backing movement joint. When the backing is light frame wood or steel construction, control joints should also be located within 4 in. (102 mm) of outside corners in high seismic risk areas. This has less to do with shrinkage related cracking and more with providing isolation at the corner. Without the control joint at the corner, past research has shown that the veneer acts more like a flanged element collecting and carrying load the light frame backing was intended to resist resulting in premature failure during a seismic event.
  • Multi-Story Construction: Horizontal movement joints or isolation joints may be needed in multi-story concrete masonry veneer assemblies to accommodate differential movement between the veneer and the backing or to accommodate varying support element stiffnesses. (For example, a single veneer façade may have locations where it is vertically supported at the foundation, by light frame backing over openings, and at horizontal locations such as rooflines and decks. Consideration of such details is particularly important with multi-story wood frame backing, which undergoes vertical shrinkage as the wood loses moisture.

6.0 NO CONTROL JOINTS – HORIZONTAL REINFORCEMENT ONLY

In some regions of the country, significant amounts of horizontal reinforcement are required for structural purposes, for example in areas of high seismicity. When sufficient horizontal reinforcement is provided for structural purposes, it is effective to control cracking without the use of control joints. It has also been shown that horizontal reinforcement provides internal restraint, which results in transfer of tension from the masonry to the reinforcement, resulting in more frequent but much smaller cracks. As the level of horizontal reinforcement increases, cracking becomes more uniformly distributed and crack width decreases.

When a crack is formed, tension in the masonry is released. This masonry tension is transferred to the reinforcement at the time of crack formation. Therefore, reinforcement should be sized such that the resulting tensile force in the reinforcement does not exceed the yield strength of the steel. This keeps the steel within the elastic range and minimizes the crack width to a point where control joints are not necessary in the design.

As the horizontal reinforcement ratio (cross-sectional area of horizontal steel vs. vertical cross-sectional area of masonry) increases, crack width decreases. Smaller sized reinforcement at closer spacing is more effective than larger reinforcement at wider spacing. As such, the maximum spacing of the horizontal reinforcement should not exceed 48 in. (1,219 mm).

To ensure the steel is within the elastic range (the reinforcement strain is less than 0.002 in./in. (mm/mm) for Grade 60 (Grade 414) reinforcement) while shrinkage occurs and to limit the maximum average crack width to 0.02 in. (0.51 mm) a minimum cross-sectional area of reinforcement

ASH ≥ 0.002ANV

TABLE 6 indicates the amount of horizontal reinforcement that will meet the 0.002ANV criteria for various concrete masonry walls. Even though control joints may not be needed when ASH≥ 0.002ANV, reinforced relief joints may be necessary similar to those shown in FIGURES 7G AND 7J.

REFERENCES

  1. Measuring Shrinkage of Concrete Block – A Comparison of Test Methods, E. L. Saxer and H. T. Toennis, Proceedings of the 1957 ASTM Masonry Symposium, Pages 988-1004, ASTM International, www.astm.org.
  2. Standard Test Method for Linear Drying Shrinkage of Concrete Masonry Units, ASTM C426 (all editions), ASTM International, www.astm.org.
  3. Building Code Requirements and Specification for Masonry Structures, TMS 402/602-16, The Masonry Society, www.masonrysociety.org
    • 3A. TMS 402-13, The Masonry Society, 2013, www. masonrysociety.org.
    • 3B. TMS 402-16, The Masonry Society, 2016, www. masonrysociety.org.
    • 3C. TMS 402-22, The Masonry Society, 2016, www. masonrysociety.org.
  4. Tech Notes, Concrete Masonry and Hardscapes Association, www.masonryandhardscapes.org;
    • 4A. TEK 07-01D, Fire Resistance Ratings of Concrete Masonry Assemblies.
    • 4B. TEK 19-06A, Joint Sealants for Concrete Masonry Walls.
    • 4C. TEK 05-02A, Clay & Concrete Masonry Banding Details.
    • 4D. TEK 12-01B, Anchors and Ties for Masonry.
  5. Standard Specification for Concrete Building Brick, ASTM C55 (all editions), ASTM International, www.astm.org
  6. Standard Specification for Loadbearing Concrete Masonry Units, ASTM C90 (all editions), ASTM International, www. astm.org.
  7. Standard Specification for prefaced Concrete and Calcium Silicate Masonry Units, ASTM C744 (all editions), ASTM International, www.astm.org.
  8. Standard Specification for Concrete Facing Brick, ASTM C1634 (all editions), ASTM International, www.astm.org.
  9. Standard Specification for Nonrigid Vinyl Chloride Polymer and Copolymer Molding and Extrusion Compounds, ASTM D2287 (all editions). ASTM International, www.astm.org.
  10. Standard Classification System for Rubber Products in Automotive Applications, ASTM D2000, ASTM International, www.astm.org.
  11. Standard Specification for Mortar for Unit Masonry, ASTM C270, ASTM International, www.astm.org.
  12. Code Requirements for Determining Fire Resistance of Concrete and Masonry Construction Assemblies, ACI/TMS 216.1-14(19), American Concrete Institute, www.concrete. org.

Weights and Section Properties of Concrete Masonry Assemblies

INTRODUCTION

TMS 402/602-16, Building Code Requirements and Specification for Masonry Structures (REF. 1), requires that stresses in masonry assemblies resulting from design loads are based on the minimum net section properties of the member under consideration. These section properties, in turn, are based on the specified dimensions of the construction. Dead loads, which include the weight of the concrete masonry assembly, are defined by the legally adopted building code, albeit not to the detail necessary for design application. As illustrated in FIGURE 1, both assembly weights and section properties can vary due to:

  • The size and configuration of the concrete masonry unit.
  • Mortar bedding area, which has a small impact on weight, but a large impact on section properties. Solid units are required to be fully-bedded by TMS 402/602. Unless specified otherwise, hollow units are face shell bedded.
  • Presence of grouting, both vertical and horizontal grouting, changes assembly weight and section properties.

This TEK Note discusses concrete masonry assembly weights and section properties, including calculation methodologies to determine these properties.

SOLUTIONS SUMMARY

Assembly Weights

Assembly weights are an estimate of the weight of the concrete masonry assembly. These weights may be expressed as an absolute value (e.g., lb or kN) or as a load over a normalized area (e.g., lb/ft.2 or MPa).For convenience, the normalized load is most frequently used in practice. Assembly weights are most heavily influenced by presence and spacing of grout, unit density, and unit size. In addition to factoring into the design loads of a structure, assembly weights are used to determine other assembly properties such as Sound Transmission Class (STC) ratings and heat capacity.

Section Properties

Engineered design of concrete masonry uses section properties to determine the strength, stiffness, and deflection of the assembly under consideration. Section properties may be calculated for:

  • Minimum Net Cross-Sectional Properties – are based on the smallest cross-section of a member or assembly (typically a mortar joint) and are used for determining the design stresses resulting from the application of design loads.
  • Average Cross-Sectional Properties – are based on a typical or average cross-section of the member or assembly and are used for determining the elastic stiffness of a member or assembly.
  • Cracked or Effective Cross-Sectional Properties – are based on the cracked cross-section of a member or assembly and are used to determine the resulting inelastic stiffness and deflection under load. Because cracked or effective cross-sectional properties vary depending on the type and magnitude of load applied, they are calculated separately for each design scenario.

For vertically spanning assemblies, horizontal section properties are calculated along a horizontal axis parallel to the plane of the masonry (AXIS X-X IN FIGURE 1). For horizontally spanning assemblies, vertical section properties are calculated along a vertical axis parallel to the plane of the masonry (AXIS Y-Y IN FIGURE 1).

Spreadsheet: Section Properties and Assembly Weight Calculator

The calculation of assembly weights and section properties is not difficult, but can be time consuming. To facilitate this design step, users can refer to the Concrete Masonry Section Properties and Assembly Weight Calculator (REF. 2) to determine quickly and efficiently these attributes for various concrete masonry assemblies, unit configurations and sizes, grouting schedules, mortar bedding, and unit densities.

1.0  CONCRETE MASONRY ASSEMBLY WEIGHTS

Assembly weights are used directly to calculate:

  • Sound transmission class (STC) ratings, with heavier assemblies providing higher STC ratings and hence better sound insulation. See TEK 13-01D, Sound Transmission Class Ratings for CM Walls (REF. 3), for further information.
  • Heat capacity, a measurement of thermal storage capacity, increases with heavier assemblies providing higher heat capacities and potentially better energy performance. See TEK 06-16A, Heat Capacity (HC) Values for Concrete Masonry Walls (REF. 4), for further information.
  • Seismic design loads, which increase as the mass of the structure increases.
  • Dead loads on structural members such as lintels and foundations and used to resist uplift. and overturning for high wind resistance.

Additional assembly properties are also impacted by assembly weight, although estimates of these properties are based on concrete density or aggregate type rather than directly on assembly weight. One such property is fire resistance ratings, with lower density assemblies providing higher fire resistance ratings as reviewed in TEK 07-01D, Fire Resistance Ratings of Concrete Masonry Assemblies (REF. 5). Another property is thermal resistance, with lower density assemblies providing higher R-values and better energy performance.

TABLE 1 summarizes typical assembly weights for an 8 in. (203 mm) wide concrete masonry unit assembly with varying unit densities and spacing of vertically grouted cells. These values are based on the following conditions:

  • Minimum face shell and web thickness requirements of ASTM C90-21, Standard Specification for Loadbearing Concrete Masonry Units (REF. 6).
  • All mortar joints are 3/8 in. (9.5 mm) thick. The mortar joint depth is equal to the thickness of the face shell or web on which it is placed.
  • Each unit has square ends and two square cores with specified dimensions as shown in FIGURE 2.
  • Mortar density is 125 lb/ft3 (2,003 kg/m3).
  • Grout density is 140 lb/ft3 (2,243 kg/m�).
  • Horizontal grout placement is 16 in. (406 mm) on center.

The accompanying spreadsheet, Concrete Masonry Section Properties and Assembly Weight Calculator (REF. 2), can be used to determine the weight of different concrete masonry assemblies based on user-defined inputs.

1.1  EXAMPLE PROBLEM: CALCULATING ASSEMBLY WEIGHT

Calculate the weight of a concrete masonry wall constructed of hollow concrete masonry units having nominal dimensions of 8 in. x 8 in. x 16 in. (203 mm x 203 mm x 406 mm). The spacing of vertically grouted cells is 16 in. on center and the spacing of horizontally grouted courses is 24 in. on center. The units have two 1.25 in. thick face shells and three 0.75 in. thick webs. The assembly has the following properties:

  • Mortar thickness: 0.375 in.
  • Mortar density: 125 lb/ft3
  • Mortar bedding: Face shell bedding
  • Grout density: 140 lb/ft3
  • Unit density: 125 lb/ft3
  • Specified unit width = 7.625 in.
  • Specified unit height = 7.625 in.
  • Specified unit length = 15.625 in.

The weight of the concrete masonry wall assembly (Wwall) is the sum of masonry unit weight (Wun), mortar weight (Wm) and grout weight (Wg). It can be calculated as follows:

1.1.1 CMU Weight:

The actual volume of a concrete masonry unit can be determined using the procedures of ASTM C140 (REF. 7). Absent this information, however, the unit volume can be estimated with sufficient accuracy using the specified dimensions of the unit. In accordance with ASTM C90 (REF. 5), the minimum specified face shell and web thicknesses for an 8 in. (203 mm) nominal width unit are 1.25 in. (31.8 mm) and 0.75 in. (18.8 mm), respectively. Assuming that this unit has two cells and three fullheight webs as illustrated in FIGURE 2 the resulting unit volume (Vu ) can be calculated as follows:

1.1.2 Mortar weight:

Mortar weight (Wm) includes the weight of mortar at bed joint and head joint. In this example, face shell bedding is used for mortar, therefore the bed joint covers both the face shell area for both face shells. The head joint mortar thickness is equal to the face shell thickness. The volume of mortar (Vm) is calculated as follows:

1.1.3 Grout Weight:

Calculating the volume of grout (Vg) starts with calculating the available volume in a unit that grout can be placed. This is equal to the volume of two cells in a unit. The length of each cell is the specified unit width minus the thickness of the two face shells. The width of each cell is half the specified unit length minus the total thickness of the web:

1.1.4 Assembly Weight:

The weight of wall assembly over a nominal 16 in. (406 mm) by 8 in. (203 mm) wall surface is as follows:

2.0  SECTION PROPERTIES OF CONCRETE MASONRY ASSEMBLIES

TABLE 2 summarizes typical assembly section properties for an 8 in. (203 mm) nominal width concrete masonry assembly with varying spacing of grouted cells. The net and average horizontal section properties are listed in TABLE 2A, while vertical section properties are listed in TABLE 2B. These values are based on the following conditions:

  • Standard unit dimensions are based on the minimum face shell and web thickness requirements of ASTM C90-21, Standard Specification for Loadbearing Concrete Masonry Units (REF. 6).
  • Each unit has square ends and two square cores with specified dimensions as shown in FIGURE 2.
  • All mortar joints are 3/8 in. (9.5 mm) thick.

All mortar joints are the same depth as the thickness of the face shell or web on which they are placed.

The following section properties are presented in Table 2A and 2B:

An – net cross-sectional area

I – moment of inertia

S – section modulus

r – radius of gyration

Net section properties (An, In, and Sn) are calculated based on the minimum net cross-sectional area of an assemblage. These values are related to the critical section when determining stresses due to an applied load (REF. 8). Average section properties (Aavg, Iavg, Savg and ravg) correspond to an average cross-sectional area of an assemblage, and are used to determine stiffness or deflection due to applied loading (REF. 8).

The accompanying spreadsheet, Section Properties and Assembly Weight Calculator (REF. 2), can be used to determine the section properties of different unit sizes and configurations based on user-defined inputs.

2.1  Example Problem: Calculating Net Section Properties

Calculate the section properties of a concrete masonry assembly constructed with hollow 8 in. x 8 in. x 16 in. nominal dimension concrete masonry units. The units have two face shells that are both 1.25 in. thick and three webs that are all 1 in. thick. The assembly has a 16 in. on center vertical grout spacing and face shell mortar bedding. Calculate section properties for masonry spanning vertically. The assembly has the following additional properties:

  • Specified unit width = 7.625 in.
  • Specified unit height = 7.625 in.
  • Specified unit length = 15.625 in.
  • Mortar thickness: 0.375 in.

As the direction of span is vertical, horizontal net-section properties are calculated along a horizontal axis parallel to the plane of the masonry (AXIS X-X IN FIGURE 1).

2.1.1 Net cross-sectional area:

The net cross-sectional area (An) is total of face shell area and grouted cell area. It can be calculated as:

The net grouted cell area (Anc) is calculated by multiplying the length of the cell by the width of the cell. The length of the cell is the specified unit width minus the thickness of two face shells. The width of the cell (including two webs) is half the the specified length of the unit plus half of the mortar joint thickness.

2.1.2 Net moment of inertia:

The net moment of inertia (In) is the sum of the moment of inertia for the face shells from the middle of the unit and the grouted cell (normalized for 16 in. on center spacing):

Moment of inertia of the face shell can be calculated by taking moment of inertia of the full unit minus the moment of inertia for the portion of the unit that is comprised of webs:

2.1.3 Net section modulus:

Net section modulus is calculated as follows:

2.1.4 Average cross-sectional area:

Average cross-sectional area can be calculated taking sum of the area of unit and the area of grouted cell at 16 in. on center vertical grout spacing:

The area of the grouted cell is calculated as the product of the length and the width of the cell. The length of the cell is the specified unit width minus the thickness of two face shells. The width of the grouted cell is half the specified unit length minus the web thickness):

2.1.5 Average moment of inertia:

The average moment of inertia (Iavg) is the sum of the moment of inertia of the face shells from the middle of the unit plus the grouted cell for 16 in. spacing:

The moment of inertia of the face shell can be calculated taking the moment of inertia of the full unit minus the moment of inertia of web portion. For this, the width is the nominal length minus the total web thickness and the length is the width minus both face shell thicknesses:

2.1.6 Average section modulus:

The average section modulus is calculated as follows:

NOTATIONS

REFERENCES:

  1. Building Code Requirements and Specification for Masonry Structures, TMS 402/602-16, The Masonry Society, 2016, www.masonrysociety.org.
  2. Concrete Masonry Section Properties and Assembly Weight Calculator, CMU-XLS-003-19, Concrete Masonry and Hardscapes Association, www. masonryandhardscapes.org.
  3. Sound Transmission Class Ratings for CM Walls, TEK 13-01D, Concrete Masonry and Hardscapes Association, www.masonryandhardscapes.org
  4. Heat Capacity (HC) Values for Concrete Masonry Walls, TEK 06-16A, Concrete Masonry and Hardscapes Association, www.masonryandhardscapes.org.
  5. Fire Resistance Ratings of Concrete Masonry Assemblies, TEK 07-01D, Concrete Masonry and Hardscapes Association, www.masonryandhardscapes.org
  6. Standard Specification for Loadbearing Concrete Masonry Units, ASTM C90-21, www.astm.org.
  7. Standard Test Methods for Sampling and Testing Concrete Masonry Units and Related Units, ASTM C140/C140M-21, www.astm.org.
  8. International Building Code (IBC) (all editions), International Code Council, www.iccsage.org.

COMMONLY ASKED QUESTIONS

1.Can 4 in. (102 mm) nominal width concrete masonry units be reinforced and grouted?

While there are no code restrictions to grouting 4 in. (102 mm) concrete masonry assemblies, because of the small core size and resulting difficulty in consolidating grout, these units are rarely grouted.

2. If units are specified to have face shells or webs than are larger than the minimum requirements of ASTM C90 (for example, a semi-solid unit is specified), can these dimensions be used in determining the minimum net cross-sectional properties?

Yes, if specified dimensions are larger than the minimum requirements, those dimensions can be used to determine minimum net cross-sectional properties.

3. When specifying a concrete masonry unit by density classification (i.e., lightweight, medium weight, or normal weight units), what actual density is commonly assumed when determining the assembly weight?

Density commonly assumed for determining the assembly weight for each density classification is:

  • Lightweight: 103 lb/ft3 (1,650 kg/m3)
  • Medium weight: 115 lb/ft3 (1,842 kg/m3)
  • Normal weight: 135 lb/ft3 (2,163 kg/m3)

4. Should the section properties for reinforced concrete masonry assemblies be based on cracked or uncracked section properties?

Section properties for reinforced concrete masonry assemblies should be based on the cracked section properties. In design of reinforced masonry, tensile resistance provided by the masonry units is neglected and it is assumed that all tensile stresses are resisted by the reinforcement. Therefore, masonry subjected to net tensile stresses is assumed to be cracked.

Concrete Masonry Unit Shapes, Sizes, Properties, and Specifications

INTRODUCTION

The most widely used standards for specifying concrete masonry units in the United States are published by ASTM International. These ASTM standards contain minimum material and property requirements that assure quality performance. These requirements include items such permitted constituent materials, minimum compressive strength, maximum linear drying shrinkage, maximum absorption, permissible variations in dimensions, and finish and appearance criteria.The letter and first number of an ASTM designation is the fixed designation for that standard. For example, ASTM C90 (REF. 1) is the fixed designation for loadbearing concrete masonry units. The number immediately following indicates the year of last revision (i.e., ASTM C90-16 would be the version of C90 published in 2016). Because significant changes can be introduced into subsequent editions of standards, the edition referenced by the building code or by a project specification is an important consideration when determining specific product requirements. For the discussion presented here, the ASTM requirements reviewed have remained relatively static unless otherwise noted.

SOLUTIONS SUMMARY

Units can be manufactured to capture a wide array of architectural features depending on project and aesthetic needs, examples of which are illustrated in TABLE 1. A single architectural feature can be combined with others to provide even greater visual appeal.

Properties for quality performance of concrete masonry units are established by ASTM specifications as summarized in TABLE 2. While there are a wide array of concrete masonry units manufactured for varying applications, the most frequently encountered specifications for dry-cast concrete masonry units include:

  • ASTM C90, Standard Specification for Loadbearing Concrete Masonry Units (REF. 1)
  • ASTM C55, Standard Specification for Concrete Building Brick (REF. 2)
  • ASTM C1634, Standard Specfiication for Concrete Masonry Facing Brick and Other Concrete Masonry Facing Units (REF. 3)
  • ASTM C744, Standard Specification for Prefaced Concrete and Calcium Silicate Masonry Units (REF. 4)
  • ASTM C1877, Standard Specification for Adhered Concrete Masonry Units (REF. 5)

1.0  ASTM STANDARDS

1.1  Concrete Masonry Units – ASTM C90

ASTM C90, Standard Specification for Loadbearing Concrete Masonry Units (REF. 1), is the most commonly encountered specfication for dry-cast units. ASTM C90 units can be used in loadbearing and nonloadbearing applications, may be manufactured to be hollow or solid in cross-section, and may be reinforced as necessary to resist anticipated design loads.

Physical requirements prescribed by ASTM C90 include dimensional tolerances, minimum face shell and web thicknesses for hollow units, minimum strength and maximum absorption requirements, and maximum linear drying shrinkage (SEE TABLE 2).

Overall unit dimensions (width, height and length) can vary by no more than ± 1/8 in. (3.2 mm) from the standard specified dimensions. Exceptions include architectural features such as split-face units and faces of slump units, which are intended to provide a random surface texture. In these cases, consult local suppliers to determine achievable tolerances. Molded features such as ribs and scores must be within ± 1/16 in. (1.6 mm) of the specified dimension and within ± 1/16 in. (1.6 mm) of the specified placement on the mold.

Minimum face shell and web thicknesses are those deemed necessary to achieve satisfactory structural and nonstructural performance. In addition to minimum permissible web thicknesses for individual webs, ASTM C90 also requires a minimum normalized web contact area. When evaluating this normalized web area, the portion of a unit to be filled with grout is exempted. This provision avoids excluding units intentionally manufactured with reduced webs, including bond beam units and open-end block, where grout fulfills the structural role of the web.

The minimum net area compressive strength of concrete masonry units complying with ASTM C90 is 2,000 psi (13.8 MPa). The area used to determine the net area compressive strength is calculated from the unit net volume based on tests described in ASTM C140/C140M, Standard Test Methods for Sampling and Testing Concrete Masonry Units and Related Units (REF. 6). Gross and net areas of a concrete masonry unit are shown in FIGURE 1.

Absorption is a measure of the total water required to fill all voids within the net volume of concrete in a unit. It is determined from the weight-per-unit-volume difference between saturated and oven-dry units. Aggregates with relatively large pores, such as some lightweight aggregate, have a greater absorption than dense, nonporous aggregates. As a result, lightweight units are permitted higher absorption values than medium or normal weight units. Maximum permissible water absorption requirements are shown in TABLE 2.

Because concrete masonry units tend to contract as they dry, ASTM C90 limits their potential drying shrinkage to 0.065%, measured using ASTM C426, Standard Test Method for Linear Drying Shrinkage of Concrete Masonry Units, (REF. 7). Limiting the maximum potential drying shrinkage mitigates the potential for cracking when combined with the crack control recommendations of CMU-TEC-009-23, Crack Control Strategies for Concrete Masonry Construction (REF. 10E), are followed.

1.2  Concrete Facing Brick and Other Concrete Masonry Facing Units – ASTM C1634

ASTM C1634, Standard Specification for Concrete Facing Brick and Other Concrete Masonry Facing Units (REF. 3) applies to concrete masonry units with the following characteristics: a maximum width of 4 in. (102 mm); a weight that will typically permit the unit to be lifted and placed using one hand; and an intended to be used where one or more unit faces will be exposed in service.

TABLE 2 includes the requirements for ASTM C1634 units for minimum compressive strength, maximum linear drying shrinkage, and maximum absorption requirements. Unless otherwise specified, concrete brick are either 100% solid or cored at the option of the manufacturer. For cored concrete building brick, the net cross-sectional area in any plane parallel to the surface containing the cores shall be at least 75% of the gross cross-sectional area measure in the same plane. No part of any core hole shall be less than 3⁄4 in. (19.1 mm) from any edge of the unit. ASTM C1634 refers to ASTM C140/C140M (REF. 6) for compression testing, which requires compression test specimens for concrete brick to have a height that is 60% +/- 10% of its least lateral dimension to minimize the impact of specimen aspect ratio on tested compressive strengths.

1.3  Concrete Building Brick – ASTM C55

A concrete building brick covered by ASTM C55 (REF. 2) is distinguished from a concrete facing brick covered by ASTM C1634 (REF. 3) primarily by its intended use; whereby a facing brick is used in exposed applications and a building brick is used in non-exposed or utilitarian applications. There are also differences in the required minimum compressive strength and maximum permitted absorption between facing brick and building brick as summarized in TABLE 2.

1.4 Prefaced Concrete Masonry Units – ASTM C744

ASTM C744, Standard Specification for Prefaced Concrete and Calcium Silicate Masonry Units (REF. 4) establishes requirements for the facing materials applied to masonry unit surfaces. For the units onto which the surface is molded, ASTM C744 requires compliance with the requirements contained in ASTM C55, ASTM C90 or ASTM C129, with units complying with ASTM C90 being the most frequently used. Facing requirements in ASTM C744 include resistance to crazing, surface burning characteristics, adhesion, color permanence, chemical resistance, cleansability, abrasion, and dimensional tolerances. Because of these surface characteristics, prefaced concrete masonry units make an ideal choice for use in kitchens, bathrooms, and similar locations where frequent cleaning is necessary.

1.5 Adhered Concrete Masonry Units – ASTM C1877

ASTM C1877, Standard Specification for adhered Concrete Masonry Units, (REF. 5) provides minimum requirements for dry-cast concrete masonry units used in adhered veneer applications. Physical requirements for these units are listed in TABLE 2.

2.0 FINISH AND APPEARANCE

Because concrete masonry often provides the final exposed surface of the finished construction, the resulting appearance and aesthetics are influenced by:

  • The design and detailing, specifically the attention to modular coordination and layout;
  • The quality of the units and mortar; and
  • The quality of workmanship during installation.

Each ASTM standard for concrete masonry units addresses unit aesthetics, although these requirements vary depending upon the intended application of the unit. At a minimum, all concrete masonry units are required to be sound and free of cracks or other defects that interfere with the proper placement of the unit or significantly impairs the strength or permanence of the construction. Given the practical logistics of producing, handling, and transporting units to a jobsite, ASTM does permit up to 5% of a shipment of units to exhibit the following:

  • Units that do not meet the overall dimensional tolerances for width, height, and length;
  • Units with finished face(s) containing chips larger than 1 in. (25.4 mm) in any direction;
  • Units with finished face(s) containing cracks wider than 0.02 in. (0.5 mm) and longer than 25% of the nominal height of the unit;
  • Units that are broken; and
  • Units that show objectionable imperfections. This is based on viewing the unit face(s) from a distance of at least 20 ft. (6.1 m) under diffused lighting. (Note that ASTM defines ‘finished face’ as any surface(s) of a manufactured masonry unit intended by the manufacturer to be exposed to view.)

As concrete masonry units are manufactured from natural materials, no two units have the exact same appearance. For units intended to be exposed in service, inclusive of units complying with ASTM C90, ASTM C1634, and ASTM C1877, these specifications require that the color and texture of the units be approved based on a sample consisting of not less than four units representing the range of texture and color permitted.

As units may become soiled or damaged during or immediately following installation, the use of a sample panel in accordance with TMS 602, Specification for Masonry Structures (REF. 8), and as summarized in TEK 03-08A, Concrete Masonry Construction (REF. 10D), is critical for establishing a baseline for comparing the finished work. Sample panels capture the range of unit and mortar properties, installation of accessory materials such as flashing and caulking, workmanship, cleaning procedures, and the application of any post-applied coatings or sealants. When assessing the acceptable level of the finished work, visual assessment of the sample panel or finished construction should follow the same baseline as established by ASTM for individual units by viewing the construction from a distance of at least 20 ft. (6.1 m) under diffused lighting for the presence of objectionable imperfections.

3.0  SIZES AND SHAPES OF CONCRETE MASONRY UNITS

Concrete masonry units are manufactured in different sizes, shapes, colors, and textures to achieve a number of finishes and functions. Certain concrete masonry sizes and shapes are considered standard, while others are popular only in certain regions. Local manufacturers can provide detailed information on specific products and the feasibility of producing custom units.

3.1  Unit Sizes

3.1.1 ASTM C90 Unit Sizes

Typically, concrete masonry units have nominal face dimensions of 8 in. (203 mm) high by 16 in. (406 mm) long, although other nominal face dimensions are available that accommodate an 8 in. (203 mm) module. These include units with nominal heights of 4 in. (102 mm) and nominal lengths of 24 in. (610 mm) to 32 in. (813 mm) to provide varying architectural relief or construction productivity. Nominal thicknesses include 4, 6, 8,10, 12, 14, and 16 in. (102, 152, 203, 254, 305, 356, and 406 mm).

Nominal dimensions refer to the module size for planning bond patterns and modular layout with respect to door and window openings. Specified dimensions of concrete masonry units are typically 3/8 in. (9.5 mm) less than nominal dimensions, so that a 4 or 8 in. (102 or 203 mm) module is maintained with 3/8 in. (9.5 mm) mortar joints. FIGURE 2 illustrates nominal and specified dimensions for a nominal 8 x 8 x 16 in. (203 x 203 x 406 mm) concrete masonry unit.

3.1.2 ASTM C55 and ASTM C1634 Unit Sizes

Concrete brick complying with ASTM C55 (REF. 2), or ASTM C1634 (REF. 3), are available in a wide array of nominal lengths and heights; typically with a nominal 4 in. (102 mm) width. Standard dimensions of concrete brick are the manufacturer’s designated dimensions. Nominal dimensions of modular size concrete building brick are equal to the standard dimensions plus the thickness of one mortar joint. Nominal dimensions of non-modular size concrete building brick usually exceed the standard dimensions by 1⁄8 to 1⁄4 in. (3.2 to 6.4 mm). Concrete brick may be 100% solid or cored. For cored concrete building brick, the net cross-sectional area in any plane parallel to the surface containing the cores is not permitted to exceed 25% of the gross cross-sectional area measured in the same plane.

3.1.3 ASTM C1877 Unit Sizes

Adhered concrete masonry units complying with ASTM C1877 (REF. 5) are used solely in nonstructural applications where the units are adhered to their structural backing. These units are manufactured to simulate conventional CMU, clay masonry, concrete brick, and stone and as such exhibit a wide and sometime random array of shapes and sizes. As such, specified dimensions of concrete building brick are the manufacturer’s designated dimensions. ASTM does, however, place limits on the minimum and maximum thickness of adhered concrete masonry units as well as dimensional limits on the surface as summarized in TABLE 2.

3.2  Unit Configuration Options

The shape of concrete masonry units has changed considerably since the early days of production late in the 19th century (FIGURE 3). This evolution in configuration continues today for aesthetic, production, functional, or performance reasons with more contemporary unit configurations illustrated in FIGURE 4. Given the long history of concrete masonry and masonry construction in general, regional differences in unit terminology have developed whereby a unit may be referred to by one name in one region and by another elsewhere. These differences in semantics have no impact on the properties or performance of the units.

One feature common to all hollow concrete masonry units manufactured today is the presence of tapered face shells and webs. This taper, or draft, in the unit facilitates stripping of the units from their mold during production. Units may be produced with a straight taper from the top to the bottom of the unit, tapered with a flare, or some combination of these two configuration options as shown in FIGURE 5. This small change in a unit’s configuration does not impact the structural properties of the unit as design is required to be based on the minimum specified unit dimensions, but does create a slightly larger surface area on the top of the unit when installed to facilitate handling and spreading mortar on the units.

Although there are regional variations and countless unique, specialized, and proprietary unit configurations in use today, the most commonly produced configuration for hollow, loadbearing concrete masonry units is a two-cell, three-web unit similar to that shown in FIGURE 5. Local market conditions and preferences will continue to drive specific nuances of unit configuration options illustrated in FIGURE 4. Prior to specifying a specific unit configuration, local manufacturers should be consulted for unit availability.

Examples of regionally available unit configurations include open-end units whereby units are produced without one or both end webs as shown in FIGURE 4. Open-end units allow the units to be threaded around reinforcing bars as shown in FIGURE 6, thus eliminating the need to lift units over the top of previously installed reinforcing bars during construction. In addition to being lighter, open-end units provide for a larger cell, which reduces congestion in highly reinforced assemblies. Note that double open-end units effectively require the assembly to be solid grouted as there is no means of confining grout to isolated vertical cells.

Horizontally reinforced bond beams in concrete masonry assemblies can be constructed either by saw cutting a portion of the webs out of a standard unit or by using bond beam units. Bond beam units are manufactured either with reduced webs or with “knock-out” webs, which are removed prior to unit placement in the wall. Lintel units are similar to bond beam units except the bottom of the unit is solid to confine grout to the lintel.

Sash block have a vertical groove molded into one end to accommodate a window or door sash. Two sash block can also be laid with the grooves adjacent to one another to accommodate a preformed control joint gasket as shown in FIGURE 7. An all- purpose or kerf unit contains two closely spaced webs in the center, rather than the typical single web. This allows the unit to be easily split on the jobsite, producing two half-length units for use at openings or at the ends or corners of a wall.

Some units are produced to varying nominal heights (FIGURE 8) and nominal lengths (FIGURE 9) to provide a different

architectural relief to the finished assembly or to increase construction productivity. These units can also be produced with scores or dummy joints as shown in FIGURE 9 to alter the perceived scale of the units. With large format units, however, mechanical or other assisted lifting devices may be necessary.

3.3  Screen Block

Not all concrete masonry units are used as part of a building enclosure. Screen walls are used in both interior and exterior applications to divide space, provide privacy, buffer wind, and provide diffused shade. Because screen walls are used predominately in nonloadbearing applications, the variety of unit shapes and sides is nearly limitless as illustrated in FIGURE 10. For more information on screen block design and construction, refer to TEK 03-16A, Concrete Masonry Screen Walls (REF. 10F).

4.0  UNIT CONFIGURATION DESIGN IMPLICATIONS

In some cases, a unit’s configuration is driven by the need to facilitate or increase production, transportation, or construction efficiency. In others, there are specific design related objectives to a unit’s configuration. The configuration of such units provides designers and contractors with the flexibility to meet more demanding requirements and performance expectations in contemporary construction.

4.1  Energy Efficiency

Some unit configurations are specifically designed to increase the energy efficiency of the finished assembly. These units, FIGURE 11, typically have reduced web areas to reduce heat flow through the webs or to accommodate integral insulation. Web areas can be reduced by reducing the web height or thickness, reducing the number of webs, or both. In addition, the interior face shell of the unit can be made thicker than a typical face shell for increased thermal storage, and hence further increase energy efficiency.

For masonry units with alternate web configurations, the most significant impact on thermal performance is on the wall’s R-value. Because the webs provide a direct heat transfer path through a masonry unit, changing the size of the webs can have a significant impact on the resulting thermal properties of an unfinished single wythe assembly. Unless the resulting assembly is to be solid grouted, in which case the web configuration is irrelevant to the thermal efficiency, the effect is simple: smaller

webs result in higher R-values. This effect is most prominent with integrally insulated single wythe walls. In wall assemblies with continuous insulation (such as cavity walls), web configuration has little impact on the overall assembly R-value.

As part of a building’s exterior envelope, single-wythe concrete masonry construction serves the dual role of providing both enclosure and structural strength. As such, these assemblies usually contain reinforcement and grout. While the reinforced cells of an assembly increase the strength of the system, the grout provides a larger area for heat flow, creating a larger ‘thermal short’ within the assembly. The net result is a decrease in the steady state R-values of an assembly as the percentage of grout increases. The numerical impact of grouting on R-value varies directly with the amount of grout in the wall. For more information on concrete masonry assembly R-values and U-factors, see TEK 06-01C, R-Values of Multi-Wythe Concrete Masonry Walls and TEK 06-02C, R-Values and U-Values for Single Wythe Concrete Masonry Walls, (REF. 10C AND 10I).

4.2  Sustainability

ASTM C90 (REF. 1) was revised in 2011 to accommodate unit configurations other than the conventional two cell, three web concrete masonry unit. This allows producers to optimize unit configurations not just for energy efficiency, but also for material use. Using less material in production reduces: the demand on resources; the energy necessary to manufacture products; and the fuel required to transport units to job sites—while maintaining the high durability, low impact solution inherent in concrete masonry.

4.3  Structural Design

All concrete masonry units meeting the requirements of ASTM C90 (REF. 1) are structurally designed in the same manner, even when their configuration varies. For example, a concrete masonry unit with a nominal height of 8 in. (203 mm) is analyzed the same as a unit with a nominal height of 4 in. (102 mm). There may however, be some detailing and layout issues to consider, such as vertical coursing to maintain modularity with units of different nominal heights. Designers should understand the assumptions and conditions that may need to be considered when specifying a unit of a given configuration.

Structural design of concrete masonry assemblies is governed by the TMS 402, Building Code Requirements for Masonry Structures (REF. 8). This standard requires that an assembly’s section properties be calculated based on the minimum net cross-sectional area of an assemblage, which typically precludes the web area. Hence, net section properties are not affected by differences in web configuration. Conversely, average section properties correspond to an average cross-sectional area of an assemblage, so these values may change with differences in web configuration. Average section properties are used to determine stiffness or deflection due to an applied load. See TEK 100-02, Weights and Section Properties of Concrete Masonry Assemblies, (REF. 10H) for further information.

4.4  Fire Resistance

In practice, the fire resistance of concrete masonry assemblies is most commonly determined using the equivalent thickness method detailed in ACI/TMS 216.1-14 (19), Code Requirements for Determining Fire Resistance of Concrete and Masonry Construction Assemblies (REF. 9), the requirements of which are summarized in TEK 07-01D, Fire Resistance Ratings of Concrete Masonry Assemblies (REF. 10A). As the equivalent

thickness of a concrete masonry unit is directly related to the volume of material used in its production, some unit configurations exhibit higher fire resistance ratings than others, even when the overall nominal dimensions are the same. Note that the results of concrete masonry assemblies evaluated under a listing service (such as UL or FM Global) are only applicable to the configuration of the unit tested and cannot be extrapolated to alternative unit configurations. As with specifying any fire resistance rating for a concrete masonry assembly, these variables need to be taken into consideration during design and procurement.

4.5  Sound Abatement

TMS 302-18, Standard Method for Determining the Sound Transmission Ratings for Masonry Assemblies (REF.11), as summarized in TEK 13-01D, Sound Transmission Class Ratings for CM Walls (REF. 11B), outlines procedures for determining the Sound Transmission Class (STC) rating of concrete masonry assemblies as a function of the installed weight of the wall. For assemblies where the cells are left unfilled or partially filled with an approved material (grout or aggregate), a reduction in the equivalent thickness would reduce the installed weight of the assembly. As with fire resistance ratings, this should be accounted for when sound transmission is a consideration.

While one of the inherent physical properties of concrete masonry is its ability to decrease sound levels from one side of the assembly to the other, using units with acoustical slots such as those shown in FIGURE 12, the noise levels within an interior space can be reduced even further. Acoustical units are often used in schools, manufacturing facilities, and similar applications where improved internal acoustics are desired. A fibrous media is often placed within the cells of these units to further reduce airborne sound.

5.0  DENSITY-RELATED PROPERTIES OF CONCRETE MASONRY ASSEMBLIES

The density of a concrete masonry unit is expressed as the oven-dry density of concrete in pounds per cubic foot (lb/ft3 [kg/ m3]) as determined in accordance with ASTM C140/C140M (REF. 6). In production, the density of a given concrete masonry unit is controlled in part by the methods used to manufacture the unit, but largely by the type of aggregate used in production. By using lightweight aggregates, normal weight aggregates, or blends of lightweight and normal weight aggregates, the resulting density of concrete masonry units can be varied to achieve one or more desired physical properties.

ASTM standards for manufactured concrete masonry units define three density classes for concrete masonry units:

  1. Lightweight: less than 105 lb/ft3 (1,680 kg/m3);
  2. Medium Weight: greater than or equal to 105 lb/ft3 (1,680 kg/m3) and less than 125 lb/ft3 (2,000 kg/m3); and
  3. Normal Weight: greater than or equal to 125 lb/ft3 (2,000 kg/m3).

When a specific density classification or density range is desired for a project, it should be specified in the project documents along with the other physical properties of the concrete masonry units such as size, strength, color, and architectural finish. Before specifying a specific density range, designers are encouraged to first consult with manufacturers local to the project for product availability. As with all physical properties of concrete masonry, minor variation in density from unit to unit and from batch to batch should be expected.

This section reviews the various physical and design properties influenced by the density of concrete masonry units and provides references to guide the user towards a fuller discussion and more detailed information. Although most of the following discussion use lightweight and normal weight concrete masonry as examples, the properties of medium weight masonry can typically be expected to fall between the two.

5.1  Fire Resistance

Fire resistance ratings of one to four hours can be achieved with concrete masonry of various widths (thicknesses), configurations, and densities. As outlined in TEK 07-01D, Fire Resistance Ratings of Concrete Masonry Assemblies (REF. 10A), the fire resistance rating of a concrete masonry assembly can be determined by physical testing, through a listing service, or by a standardized calculation procedure. Whether through direct measurement or by calculation, the fire resistance rating of a given concrete masonry assembly varies directly with the aggregate type and with the volume of concrete in the unit, expressed as the equivalent thickness. Generally, as the density of a concrete masonry unit decreases, the fire resistance rating increases.

5.2  Sound Control

All other design variables being equal, the Sound Transmission Class (STC) value of masonry construction increases with increasing unit density. In addition to the STC rating, the value of the Noise Reduction Coefficient (NRC) can also be influenced to some extent by concrete unit density. NRC values for concrete masonry walls are tabulated according to the application of any coatings to the wall, the surface texture (coarse, medium or fine) and the density classification (lightweight or normal weight).

Assuming a similar surface texture and coating, a concrete masonry wall constructed with lightweight units will have a higher NRC than a companion wall constructed with normal weight units, due to the larger pore structure often associated with lower density units. Painting or coating the surface of the concrete masonry assembly reduces the NRC for both lightweight and normal weight concrete masonry. See TEK 13- 02A, Noise Control with Concrete Masonry (REF. 10G) for a full discussion.

5.3  Water Penetration and Absorption

Concrete masonry unit specifications establish upper limits on the amount of water permitted to be absorbed (TABLE 2). Absorption is expressed in pounds of water per cubic foot of concrete, lb/ft3 (kilograms of water per cubic meter of concrete, kg/m3). These limits vary with the density classification of the unit as shown in TABLE 2.

While the absorption values are not directly related to unit physical properties such as compressive strength and resistance to mechanisms of deterioration such as freeze-thaw, they do provide a measurement of the void structure within the concrete matrix of the unit. Several production variables can affect the void structure, including degree of compaction, water content of the plastic mix, and aggregate gradation. Due to the vesicular structure of lower density units, there is a potential for higher measured absorption than is typical for higher density units. Consequently, ASTM permits lower density units to have a higher maximum absorption value.

The higher absorption limits permitted by ASTM for lower density units do not necessarily correlate to changes in water penetration resistance. One reason is that water penetration resistance is highly affected by workmanship and dependent on detailing for water management. It is generally recognized that these two factors more heavily influence an assembly’s water penetration resistance than do other factors, such as unit density.

5.4  Aesthetic Considerations

In general, the many options available for architectural concrete masonry units can be offered in any of the three unit density classifications. However, with respect to unit appearance, any change in aggregates (whether a change in source or a change in aggregate type) used to manufacture a concrete masonry unit may change its color or texture, particularly for units with mechanically altered features such as split or ground- face surfaces. As a result, when aesthetics are an important consideration, sample units submitted for conceptual design should incorporate the specific aggregate intended to be used in the actual production of the units.

5.5  Energy Efficiency

Increasing the unit density, unit thickness, unit solid content, and amount/extent of grout, increases the installed weight of the masonry assembly, which is directly related to its heat capacity (REF. 10C). Conversely, increasing the density or amount of grout used in a concrete masonry assembly decreases its R-value. Because of the multitude of variables that determine the overall energy efficiency of a structure, some projects benefit more by increasing the thermal mass of an assembly while others see more energy efficiency by increasing the R-value. As such, the unique requirements of each project should be considered individually for maximum benefit when selecting a unit density.

5.6  Structural Design Influences

Regardless of unit density, all concrete masonry units must meet the minimum compressive strength requirements stipulated by their respective ASTM specification. It is possible to produce concrete masonry units that meet or exceed the minimum ASTM strength in any density classification, although not all combinations of physical properties may be commonly available in all regions. Therefore, local producers should always be consulted for product availability before specifying. In general, for a given concrete masonry unit mix design, higher compressive strengths can be achieved by increasing the unit density through adjustments to the manufacturing methods.

The structural design of masonry is based on the specified compressive strength of masonry, f’m, which is a function of the compressive strength of the unit and the type of mortar used in the construction, not the unit density. As such, the design flexural, shear, and bearing strengths of masonry, some deformational properties such as elastic modulus, and the structural behavior of the masonry assembly determined by codes and standards are independent of the density of the concrete masonry unit.

Unit density, however, can influence other structural design considerations, aside from compressive strength. Reducing the density of a concrete masonry unit can reduce the overall weight of a structure, and potentially reduce the required size of the supporting foundation or other structural elements. Reducing the weight of a structure or element also reduces the seismic load a structure or element must be designed to resist, because the magnitude of seismic loading is a direct function of construction material weight.

As with thermal mass and sound control, there may be circumstances where increasing the unit density is structurally beneficial. For example, the structural stability against overturning and uplift due to wind loads is increased with increasing structural weight. Hence, while increased structural weight increases seismic design forces, it also concurrently helps to resist wind loads. Therefore, there may be some structural advantage to using lightweight units in areas of high seismic risk; and normal weight units in areas prone to high winds, hurricanes and/or tornadoes. Structural design considerations, however, are often relatively minor compared to other factors that may influence the choice of unit density.

5.7 Productivity

For a given unit configuration, and with all other factors affecting production being equal, lower unit weights typically enable a mason to lay more units within a given timeframe as discussed in TEK 03-08A, Concrete Masonry Construction (REF. 10D). The resulting weight of a given unit, however, is influenced by both the unit density as well as the overall volume of material used in the production of the unit. Hence, it is possible to have a lightweight 12 in. (305 mm) unit that weighs less than a normal weight 8 in. (203 mm) unit.

5.8  Movement Control

Industry guidelines (REF. 10E) for crack control and accommodating movement within a concrete masonry structure were developed to be equally applicable to both lightweight and normal weight concrete masonry units.

6.0  ARCHITECTURAL CONCRETE MASONRY UNITS

One of the most significant architectural benefits of designing with concrete masonry is its versatility – the finished appearance of a concrete masonry wall can be varied with the unit size and shape, color of units and mortar, bond pattern, and surface finish of the units. Some of the surfaces are molded into the units during the manufacturing process, while others are applied separately. The term “architectural concrete masonry units” typically is used to describe units displaying any one of several surface finishes that affects the texture or appearance of the unit whether used in a loadbearing assembly or as a veneer.

Architectural concrete masonry units are used for interior and exterior walls, partitions, terrace walls, and other enclosures. Some units are available with the same treatment or pattern on both faces, to serve as both exterior and interior finish, thereby increasing both the economic and aesthetic advantages. Architectural units comply with the same quality standards as non-architectural concrete masonry units as summarized in TABLE 2.

Architectural concrete masonry units are often integrally colored to enhance the appearance or achieve a particular effect. Concrete masonry units are colored by adding mineral oxide pigments to the concrete mix. Mortars can also be integrally colored to blend or contrast with the masonry units.

The final unit color varies with the amount of water used in the mix (a wetter mix will generally produce lighter and brighter colors) as well as the color of the constituent materials, most notably the cement and aggregate. Both white and gray cements are available, where the use of white cement results in more vibrant colors, but also increases cost. Because of these varying factors, there are typically some subtle variations in color among units. When units must be exactly the same color to achieve a particular architectural effect, uncolored units should be used, then painted or stained the desired color.

Variegated units provide color variations within each unit, producing a marbled effect. These units are manufactured by mixing two or more different concrete colors into the same unit mold.

The  units  described  herein  and  summarized  in TABLE 1 are some of the more common architectural concrete masonry units. However, manufacturers may carry additional products not listed, and conversely, not all products listed will be available in all locations. Consult a local manufacturer for final unit selection.

6.1  Split-Face Units

Split-face units have a natural stone-like texture produced by molding two units face-to-face, then mechanically splitting them apart after curing, creating a fractured surface as shown in FIGURE 13. Because coarse aggregate may be fractured and exposed in this process, aggregate selection can alter the final appearance. Split-faced units can also be manufactured with ribs or scores to provide strong vertical lines in the finished wall.

6.2  Scored Units

Scored concrete masonry units are manufactured with one or more vertical scores on the face to simulate additional mortar joints in the wall (FIGURE 14). Scored units reduce the perceived scale of the masonry while still allowing construction using full sized units. Units with one vertical score are most common, and give the appearance of 8 in. x 8 in. (203 x 203 mm) units laid in stack bond. Units may also be available with 2, 3, 5, or 7 vertical scores.

It is usually desirable to lay units so that scores align vertically. This may require different bond patterns, depending on the configuration of the scores. For example, units with two and five scores can be placed in either stack bond or in a one-third running bond to align scores in adjacent courses.

6.3  Ribbed Units

Ribbed concrete masonry units (also called fluted units) typically have 4, 6, or 8 vertical ribs molded into the units during manufacturing, which align to form continuous vertical elements in the finished wall (SEE FIGURE 15). The ribs may have either a rectangular or a circular profile, and may be either smooth or split for added texture.

The ribs can be manufactured to project beyond the overall unit thickness (i.e., the unit thickness including ribs is thicker than a typical CMU), or with the rib projection included in the overall unit thickness. In the first case, the net area, and corresponding section properties, will be larger than those published for non-ribbed units, although the effect of this increase is typically neglected in structural calculations. In the second case, where the rib projection is included in the overall unit thickness, the designer should be aware that the actual bearing area, section modulus, and moment of inertia may be less than those published for non-ribbed units. As with scored units, the configuration of the ribs may influence the choice of bond pattern.

6.4  Ground Face Units (Burnished, Honed)

Ground face concrete masonry units are polished after manufacture to achieve a smooth finish, which reveals the natural aggregate colors (FIGURE 16) simulating natural stone. The finished look of the ground surface can be altered by changing aggregate type and proportions. Often, specific aggregates will be used to enhance the appearance of the polished surface, while coatings are sometimes used to deepen the color.

6.5  Sandblasted Units

Sand (or abrasive) blasting is used to expose the aggregate in a concrete masonry unit and results in a “weathered” look (FIGURE 17).

6.6  Striated (Raked) Units

Striated units achieve an overall texture by means of small vertical grooves molded into the unit face (SEE FIGURE 18). The striations are most often random, to achieve a naturally rough look, but are sometimes available in uniform striation patterns.

6.7  Glazed (Prefaced) Units

Glazed concrete masonry units are manufactured by bonding a permanent colored facing (typically composed of polyester resins, silica sand and various other chemicals) to a concrete masonry unit, providing a smooth impervious surface (FIGURE 19). Glazed units are available in a variety of vibrant colors, pastels, earth tones, and even faux granite and marble patterns. The glazed facings must comply with ASTM C744 (REF. 4), Standard Specification for Prefaced Concrete and Calcium Silicate Masonry Units, which contains minimum requirements for facing quality and dimensional tolerances. In addition, the unit to which the facing is applied must comply with ASTM C90 (REF. 1). The glazed surface is waterproof, resistant to staining and graffiti, highly impact resistant, as well as being resistant to many chemicals and bacteria.

6.8  Slump Block Units

Slump block concrete masonry units have a rounded face that resembles handmade adobe (SEE FIGURE 20). They are more commonly available in the Southwest United States where adobe is part of the architectural heritage. Slump unit widths may vary as much as 1 in. (25 mm). While this variation adds to the aesthetic appeal of slump block, it may require special consideration during design, detailing, and construction.

6.9  Screen Block

Created originally as a functional building element, the screen wall (FIGURE 21) combines privacy with observation, interior light with shade and solar heat reduction, and airy comfort with wind control for both interior and exterior applications. Curtain walls, fences, sun screens, and room dividers are just a few of the limitless applications for a concrete masonry screen wall. Due to the virtually limitless number of shapes and sizes for concrete masonry screen wall units, designers are encouraged to check on the availability of any specific shape during the early planning stages of a project.

REFERENCES

  1. Standard Specification for Loadbearing Concrete Masonry Units, ASTM C90 (all recent editions), www.astm.org.
  2. Standard Specification for Concrete Building Brick and Other Concrete Masonry Facing Units, ASTM C55 (all recent editions), www.astm.org.
  3. Standard Specification for Concrete Facing Brick, ASTM C1634 (all recent editions), www.astm.org.
  4. Standard Specification for Prefaced Concrete and Calcium Silicate Masonry Units, ASTM C744 (all recent editions), www.astm.org.
  5. Standard Specification for Adhered Concrete Masonry Units, ASTM C1877 (all recent editions), www.astm.org.
  6. Standard Test Methods for Sampling and Testing Concrete Masonry Units and Related Units, ASTM C140/C140M (all recent editions), www.astm.org.
  7. Standard Test Method for Linear Drying Shrinkage of Concrete Masonry Units, ASTM C426 (all recent editions), www.astm.org.
  8. Building Code Requirements and Specification for Masonry Structures, TMS 402/602-16, www. masonrysociety.org
  9. Code Requirements for Determining Fire Resistance of Concrete and Masonry Construction Assemblies, ACI/TMS 216.1-14 (19), American Concrete Institute, 2019, www. concrete.org.
  10. 10 TEK, Concrete Masonry and Hardscapes Association, www.masonryandhardscapes.org
    • TEK 07-01D, Fire Resistance Ratings of Concrete Masonry Assemblies.
    • TEK 13-01D, Sound Transmission Class Ratings for CM Walls.
    • TEK 06-01C, R-Values of Multi-Wythe Concrete Masonry Walls.
    • TEK 03-08A, Concrete Masonry Construction.
    • CMU-TEC-009-23, Crack Control Strategies for Concrete Masonry Construction.
    • TEK 03-16A, Concrete Masonry Screen Walls.
    • TEK 13-01D, Noise Control with Concrete Masonry.
    • TEK 100-02, Weights and Section Properties of Concrete Masonry Assemblies.
    • TEK 06-02C, R-Values and U-Values for Single Wythe Concrete Masonry Walls.
  11. Standard Method for Determining Sound Transmission Ratings for Masonry Assemblies, TMS 302-18, The Masonry Society, 2018, www.masonrysociety.org.
  12. FAQ, Concrete Masonry and Hardscapes Association, www.masonryandhardscapes.org.
  13. CMU-FAQ-014-14, What is the Difference Between a “Cinder Block” and a “Concrete Block”?

Construction Guidelines for Segmental Concrete Paving Slabs and Planks in Pedestrian Applications

This Tech Note provides installation guidelines for products defined in ASTM C1782 Standard Specification for Utility Segmental Concrete Paving Slabs and CSA A231.1 Precast Concrete Paving Slabs. While there are no ASTM and CSA product standards yet for for concrete planks (also called linear units), this techical bulletin covers minimum recommended product characteristics, as well as best practices for at-grade construction. As further research into the structural design for paving slab and plank pavement systems is completed the recommendations in this Tech Note will be updated. Roof applications for paving slabs are covered in CMHA Tech Note PAV-TEC-014-–Segmental Concrete Paving Units for Roof Decks.

PRODUCT CHARACTERISTICS

Paving slabs—ASTM C1782 defines slabs as having an exposed face area greater than 101 in.2 (0.065 m2) and a length divided by thickness (aspect ratio) greater than four. The minimum thickness is 1.2 in. (30 mm), and maximum length and width dimensions are 48 in. (1220 mm). Units require a minimum flexural strength of 725 psi (5 MPa) with no individual unit less than 650 psi (4.5 MPa). Units must meet dimensional tolerances for length, width, thickness and warpage, as well as a freeze-thaw durability requirements. Tighter tolerances for many sand-set and bitumen-set applications are noted in Table 1 in the section on Construction Guidelines.

In Canada, CSA A231.1 Precast Concrete Paving Slabs defines the dimensional envelope with a face area greater than 139.5 in.2 (0.09 m2) and a length divided by thickness of greater than four. The minimum thickness is 1.2 in. (30 mm), and the maximum length and width dimensions are 39.3 in. (1000 mm). Units must have a minimum flexural strength of 725 (5 MPa) with no individual unit less than 650 psi (4.5 MPa). Units must meet dimensional tolerances for length, width, thickness and warpage, as well as a freeze-thaw durability requirements.

Planks—While there are no product standards for planks, they are generally defined as follows:

  • Face area less than or equal to 288 in.2 (0.185 m2)
  • Length divided by thickness equal to or greater than 4
  • Length divided by width equal to or greater than 4
  • Minimum thickness = 2.375 in. (60 mm)
  • Minimum length = 11.75 in. (298 mm)
  • Maximum length = 48 in. (1220 mm)
  • Minimum width = 3 in. (75 mm)
  • Maximum width = 6 in. (153 mm)

Dimensional tolerances are provided in Table 1 under the Construction Guidelines section.

Flexural strength for planks can be determined using bending test apparatus in ASTM C1782 or CSA A231.1. At the time of delivery to the job site, the recommended minimum average flexural strength is 725 psi (5 MPa) with no individual unit below 650 psi (4.5 MPa). Freeze-thaw durability can be tested using methods referenced in ASTM C1782 or CSA A231.1.

LOADING LIMITS OF INTERLOCKING CONCRETE PAVEMENTS COMPARED TO PAVING SLABS AND PLANKS

Paving slabs and planks are designed to be subject to much lower vehicular traffic than interlocking concrete pavers (or simply concrete pavers). Structural design guidance in CMHA Tech Note PAV-TEC-024–Structural Design of Segmental Concrete Paving Slab and Plank Pavement Systems for at grade applications notes a maximum lifetime exposure of 30,000 18,000 lb (80 kN) equivalent single axle loads (ESALs). In contrast, CMHA Tech Note PAV-TEC-004– Structural Design of Interlocking Concrete Pavements and ASCE 58-16 Structural Design of Interlocking Concrete Pavement for Municipal Streets and Roadways provides base and subbase thickness design tables for lifetime ESALs up to 10 million. The CMHA and ASCE structural design methods are not applicable to paving slabs and planks.

Paving slabs and planks can be produced using dry cast, wet cast, hydraulically pressed manufacturing processes. For applications on aggregate bases, the units generally will be installed according to subgrade, base, bedding sand materials and construction methods described in CMHA Tech Note PAV- TEC-002–Construction of Interlocking Concrete Pavements. Applications on compacted aggregate bases and bedding sand are for pedestrian or light automobile traffic with limited trucks. For additional vehicular traffic loads, slabs and planks should generally be installed on bedding sand over a concrete or asphalt base. For additional durability under vehicular traffic, paving slabs can be construced on a concrete base using the methods in CMHA Tech Note PAV-TEC-020–Construction of Bituminous-Sand Set Interlocking Concrete Pavement.

CONSTRUCTION GUIDELINES FOR PAVING SLABS AND PLANKS

Subgrade compaction and geotextiles—Per recommendations in Tech Note PAV-TEC-002, the soil subgrade should be compacted to at least 98% of standard Proctor density as specified in ASTM D698 Standard Test Methods for Laboratory Compaction Characteristics of Soil Using Standard Effort (12 400 ft-lbf/ft3 (600 kN-m/m3)). Separation geotextile is recommended to be placed on the compacted soil subgrade and sides of the excavation. A 12 in. (300 mm) strip of geotextile can be used under the bedding sand and turned up at the edge restraint to prevent bedding sand loss. The separation fabric should be selected per AASHTO M-288 Geotextile Specification for Highway Applications.

Aggregate bases—These should conform to provincial, state, or local road agency specifications for bases used under asphalt. If there are no agency specifications, use ASTM D2940 Standard Specification for Graded Aggregate Material For Bases or Subbases for Highways or Airports for aggregate materials. Installed base surface tolerances should be ± 1/4 in. (6 mm) over a 10 ft (3 m) straightedge. This tolerance is tighter than the ± 3/8 in. (10 mm) over a 10 ft (3 m) straightedge for interlocking concrete pavements. The reason for the tighter base surface tolerance for slabs is to provide a more uniform support and help prevent vertical movement due to lack of interlock among the paving units. Bases should slope a minimum of 1.5% for drainage. The installed density should be at least 98% of standard Proctor density per ASTM D698. Figure 1 illustrates a typical cross section using an aggregate base.

Asphalt bases—These should conform to provincial, state or local road agency specfications. Asphalt bases can accommodate sand and bitumen-sand bedding materials. As noted for aggregate bases, the installed surface tolerance should be ± 1/4 in. (6 mm) over a 10 ft (3 m) straightedge. Bases should slope a minimum of 1.5% for drainage.

Figures 2 and 3 illustrate sand-set and bitumen-set paving slab applications on an asphalt base. Typically 2 in. (50 mm) diameter holes through the asphalt base, filled with washed angular 3/8 in. (9 mm) gravel, and covered with geotextile, to prevent loss of bedding sand, provide drainage of the bedding layer. Alternate bedding drainage systems should be considered in locations where infiltration into the subgrade is not encouraged.

Concrete bases—These should be made with minimum 3,000 psi (20 MPa) concrete per ASTM C39 Standard Test Method for Compressive Strength of Cylindrical Concrete Specimens. The minimum concrete base thickness should be 4 in. (100 mm). Using at least #3 rebar placed at 24 in. centers will help prevent the concrete base from displacing when it cracks. Weep holes are recommended at the lowest elevations. These should be 2 in. (50 mm) in diameter, filled with washed angular 3/8 in. (9 mm) gravel, and covered with geotextile to prevent loss of bedding sand. Alternate bedding drainage systems should be considered in locations where infiltration into the subgrade is not encouraged. The surface tolerances of the concrete base should be ±¼ in. (6 mm) over a 10 ft (3 m) straightedge. Figure 4 shows a typical cross section.

Bedding sand materials and pre-compaction – Bedding sand should be 1 in. (25 mm) compacted thickness. This material should be washed concrete sand conforming to the gradations in ASTM C33 or CSA A23.2A. The percent passing the 0.075 or 0.080 mm sieves in these specifications should be no greater than 1%. Screenings or stone dust should not be used because they do not drain water. Cement-stabilized sand should not be used due to lack of drainage and potential variability of cement content and resulting stiffness in the mix.

A very smooth, even bedding sand surface is required to seat paving slabs. For paving slab applicatons, some contractors prefer to pre-compact screeded bedding sand with a plate compactor as shown in Figure 5. If pre-compaction is done, care must be taken to leave no indentations in the bedding sand surface from the plate compactor. See Figure 5. These can be removed by screeding the surface to create a thin layer (6 – 10 mm) of uncompacted sand (also known as fluffing).

The entire bedding layer should not be used to compensate for variations in the base surface beyond the specified tolerances. Paving slabs do not interlock and therefore do not spread loads to their neighbors via joint sand. Given this condition, there is no requirement to force bedding sand into the bottom of the joints when compacting the units on uncompacted bedding sand, as is done with interlocking concrete pavers. For planks 18 in. (450mm) and longer or 4 in. (100 mm) and narrower pre-compaction of the bedding sand is recommended to minimize breakage. Shorter or wider planks can be installed on uncompacted bedding sand. See Figure 6.

Bitumen-set applications—These require a concrete base or asphalt base with a surface tolerance of ± ¼ in. (6 mm) over a 10 ft (3 m) straightedge. CMHA’s Tech Note PAV-TEC-020- Construction of Bituminous-Sand Set Interlocking Concrete Pavement provides a detailed description of the materials and construction procedures for both. Pedestrian applications can have bases constructed from either concrete or asphalt, whereas vehicular applications should only use concrete bases.

Slabs and planks may be installed with this method, and the paving units must conform to a height tolerance of +/- 1/16 in. (1.5 mm) which will require additional processing by the manufacturer. Concrete curbs, grade beams, cut stone or metal angle edge restraints are required. Pedestrian applications do not require a tack coat of emulsified asphalt on base materials, but it is required for vehicular applications. A ¾ in. (15mm) layer of heated sand-asphalt mix is then applied and compacted while cooling. This setting bed material may be specified from provincial, state or local road agencies as the sand-asphalt surface mix (topping layer) is typical to most asphalt roads. Figure 6 illustrates a typical cross section. While the setting bed asphalt layer is cooling, a roller or plate compactor is used to consolidate and flatten the surface. The paving units may then be placed in the specified pattern. For additional strength, a neoprene-asphalt mastic can be troweled or squeegeed onto the consolidated asphalt setting bed surface per manufacturer’s instructions. This material generally takes an hour or two to “break”. Then the paving slabs or planks can be placed. See Figure 7. This adhered process will not allow for paving units to be removed without damaging the setting bed and requiring additional repair.

Washed concrete sand is swept into joints and a roller compactor is applied to pavement surface to consolidate the jointing sand in place. The edge restraints will prevent horizontal creep or movement effectively locking the paving units in place. A liquid joint sealant may be applied to help with joint sand loss or a stabilized joint sand also may be used.

Mortar bedding materials—Mortar is not commonly used with paving slabs and planks due to its increased expense compared to other assemblies, potential marring units with it during placement, and overall lack of construction speed. If specified, Type M mortar should conform to ASTM C270 Standard Specification for Mortar for Unit Masonry. The appendix to this specification cautions on the use of mortar in pavement applications. Also, mortar conforming to ANSI A118.4–Latex Portland Cement Mortar, A118.7–Polymer Modified Cement Grouts or A118.8–Modified Epoxy Emulsion Mortar/Grout. Mortar bedding can be used in pedestrian applications in nonfreezing climates and in freezing climates if fortified with a latex or epoxy additive as mortar can be susceptible to damage and deterioration from deicers. Figure 9 shows a typical cross section.

Mortar-set paving slabs or planks are not recommended in vehicular applications in any climate. The exception to using mortar in vehicular applications is for positoning very thick (> 5 in. or >125 mm) and large (<4 ft or 1.2 m) paving slabs onto a concrete base. These size units provide significant spreading of loads, thereby reducing stress on the weaker mortar layer.

Mortar beds can be thin-set with a trowel to approximately 1/2 in. (13 mm) if the concrete base beneath is correctly constructed with close surface tolerances and proper elevations. If not, then thick-set (~11/2 in. or 40 mm) mortar is placed, the bottom of the paving units dampened with water prior to setting on these setting bed thicknesses, and then the units placed on the mortar. A rubber mallet is used to align each unit with adjacent ones. The joints are filled with mortar squeezed from in a caulktype tube or from a mortar bag. The mortared joints are tooled flat so they do not hold water. Mortar accidently dabbed on a slab or plank surface should be removed immediately.

Installation equipment to lift and place paving units—Paving slabs are heavy and the larger units require at least two persons to install them. Serious injury from repetitive movements from manual installation of paving slabs can be avoided by using specialized lifting and placing equipment. Every effort should be made to use such equipment to avoid fatigue and injury. Most projects will have a pavement area with cut units and these may require manual installation. Therefore, worker energy should be reserved for accomplishing these manual tasks, and by using slab installation equipment across as much pavement area as possible.

Installation equipment for paving slabs ranges from manual scissor clamps, that allow one or two workers to lift and place paving slabs, to vacuum lifters.

Scissor clamps—These vary in size depending on the length and width of the unit to be moved. Single hand and double hand clamps are illustrated in Figures 10 and 11. Single hand clamps are suitiable for units up to 24 in. (600 mm) long and maximum 130 lbs (58 kg). Double hand clamps require two people to operate. These are suitable for paving slabs up to 24 x 24 in. (600 x 600 mm) weighing up to 150 lbs (68 kg). These have brackets on each end that grab the paving unit and use its weight to tighten the grip on it. Gripping may be assisted by rubber pads fixed to the brackets. The unit must be grabbed from the center to avoid twisting injury when lifted by the clamp. Fingers must be kept away from pivot points.

Vacuum equipment includes a self-contained vacuum lifter with a boom arm that rotates or swings in most any direction. These machines increase installation efficiency and are especially suited for paving large areas. See Figure 12.

For very large units, lifting devices exist that can lift and place slabs weighing as much 11,000 lbs (5,000 kg). Figure 13 illustrates such a device which uses more than one vacuum head attached to the paving slab.

Smaller devices use battery or electric powered slab lifters, or they can be attached to an existing machine that provides power for creating the vacuum. Figures 14 through 16 illustrate these devices. The device shown in Figure 14 has a lifting capacity of 330 lbs (150 kg) and Figure 15 has a capacity of 440 lbs (200 kg). Figure 16 illustrates using a slab lifter for smaller slabs.

The piece of equipment that directly attaches via vacuum force to the paving slab is called a lifting head. These come with various thicknesses of foam sealant and configurations that enable lifting of textured slab or those with detectable warnings. Equipment manufacturers can recommend lifting heads for various paving slab surfaces. The sealants wear out, compromise suction, and must be replaced. In addition, most vacuum machines have air filters that must be replaced regularly to maintain a high vacuum force.

Mechanical turning of vertically stacked paving slabs – When shipped to a job site, most paving slabs are stacked vertically on their edges. There are attachments that can grab vertically stacked slabs on a pallet and rotate them to a horizontal position, ready for installation. See Figures 17 and 18.

Placing and compacting paving slabs—As with any segmental pavement, string lines should be pulled for mortared applications or chalk lines snapped onto bedding material set perpendicular to a baseline. These provide lines to guide placement. Joints are typically 1/8 to 3/16 in. (3 to 5 mm) wide unless specifically recommended by the manufacturer or designer. Manufacturers may need to grind or “gauge” slabs or planks to achieve the dimensional tolerances shown in Table 1. These result in efficient installation and tight, aligned joints specified in most applications.

Jointing sand—Jointing sand should conform to the gradations in C144 Standard Specification for Aggregate for Masonry Mortar or CSA A179 Mortar and Grout for Unit Masonry. This sand is placed into the joints and the pavement surface cleaned prior to compacting again to prevent surface scratches. At least two passes should be made with a roller attachment on the plate compactor. The second pass is perpendicular from the first. Compaction can follow directly behind spreading sand into the joints.

Joint sand stabilizers can be used to achieve early stabilization and reduce water ingress. Manufacturers instructions should be strictly followed. CMHA Tech Note PAV-TEC-005-–Cleaning, Sealing and Joint Sand Stabilization of Interlocking Concrete Pavement provides additional guidance.

Sealers—Sealers can be applied to paving slabs and planks to protect them from stains and enhance their color. Tech Note PAV-TEC-005 provides general guidance on sealer types with advantages and disadvantages of each. If efflorescence appears on the surface, cleaners specifically formulated for concrete paving units can be applied to remove it prior to applying sealers. However, it is best to wait through a wet or winter season prior to applying a sealer. This allows time for the effloresence to work its way out of the concrete. Tech Note PAV-TEC-005 provides additional information on managing effloresence.

CONSTRUCTIONS DETAILS

Stack Bond and Running Bond— For square slabs and rectangular slabs, units are placed in stack or running bond. Stack bond is shown in Figure 20. Running bond can be placed longitudinal, i.e., the longer dimension in the traffic direction, or transverse, i.e., the shorter dimension in the direction of traffic. These are shown in Figures 21 and 20. If subject to vehicular traffic, a running bond pattern is recommended using square units as they will be less prone to damage.

Figure 23 illustrates filling cut areas with saw cut paving slabs or smaller concrete pavers. The area that receives the concrete pavers as a sailor course or soldier course should be of such dimensions to accept either without cutting.

Cutting Details—When a section of a paving slab must be cut and the cut area is less than 25% of the total slab area, there is no need to include additional cuts to reduce the risk of a cracked unit. Figure 24 illustrates this.

If more than 25% of a paving slab must be cut and removed, consideration must be given to installing additional cuts to reduce the risk of cracking under loads. Figuure 24 illustrates this treatment.

Detailing Around Utilities—Provided that they are squared with the paving pattern, placing paving slabs around square or rectangular access covers is fairly straightforward. When slabs are cut to fit a running bond pattern, the cut areas can be filled with a cut slab or with smaller concrete pavers as shown in Figure 26.

In most cases, the utility cover and the paving pattern will not align with the paving slab module or with the paving pattern. Figures 27 and 28 illustrate how covers are detailed in these situations. Round utility covers should be encased in a square concrete collar sized to fit the paving slab module if possible. Another, more elegant option is filling in the outside radius of the cover with smaller stone units as shown on Figure 29. The stones are mortared into the concrete collar around the cover.

Curb Ramp Details—Curb ramps and driveway entrances can be detailed one of two ways shown in Figures 30 and 31. Figure 30 shows a sidewalk that does not dip into the driveway apron and Figure 31 shows one that does.

Edge Restraints—These should follow guidance provided in Table 2 of Tech Note PAV-TEC-003–Edge Restraints for Interlocking Concrete Pavements. This Tech Note provides a summary of the types and recommended applications.

Maintenance—Extra paving slabs or planks should be ordered for future maintenance should a paving unit become unduly stained or crack and require replacement. An advantage of segmental paving is that it can be removed and reinstated after base or underground utility repairs. Tech Note PAV-TEC-006- Operation and Maintenance Guide for Interlocking Concrete Pavements provides specific steps on removing and reinstating paving units.

Slab and plank requirements for permeable applications—Paving slabs can be used in permeable applications. Slabs 16 x 16 in. (400 x 400 mm) and larger should be limited to pedestrian uses only and their minimum thickness should be 3.125 in. (80 mm). Using 16 x 16 in. or larger units in vehicular applications risks tipping and cracking. Slabs smaller than 16 x 16 in. when used in vehicular applications should be at least 3.125 in. (80 mm) thick.

Planks for permeable applications longer than 12 in. (300mm) are recommended for pedestrian only uses and their minimum thickness should be 3.125 in (80 mm).

Detailed construction guidelines for permeable subbases, base, bedding/jointing aggregates and edge restraints can be found in ICPI Tech 18–Construction of Permeable Interlocking Concrete Pavement Systems. These construction guidelines apply to slabs and planks designed for permeable applications. These units have wider joints (typically filled with No. 8 or 89 stone) than non-permeable applications in order to receive stormwater runoff. Note: Compaction of slabs and planks for permeable applications should be done with roller attachment on the plate compactor as previously described.

REFERENCES

  1. Concrete Masonry Association of Australia (CMAA), PA05 Concrete Flag Pavements – Design and Construction Guide, Australia, 2014 (www.cmaa.com.au)
  2. CMHA Tech Note PAV-TEC-018, United Kingdom, 2010 (www. paving.org.uk)

Structural Design of Segmental Concrete Paving Slab and Plank Pavement Systems

INTRODUCTION

Project owners and designers specify segmental concrete paving slabs and planks due to their unique visual appeal and finishes. Their large or linear format often fits a particular dimensional module for the design of the project, complements the architectural character of adjacent buildings, or enhances the landscape architecture of the site. Some designers understate the visual pattern of a segmental pavement surface by using paving slabs with fewer joints. In other situations, designers may mix smaller and larger slab units to create strong visual effects. Planks or linear paving units are often used to suggest visual movement and direction. While most applications are for pedestrian uses, paving slabs and planks are seeing increased use in areas with vehicular traffic.

This technical bulletin provides structural design guidance on paving slabs and planks for at-grade applications. This Tech Note introduces structural design tables that provide guidance on maximum vehicular traffic loads for various unit sizes and thicknesses, as well as selected base materials and thicknesses. Roof applications using paving slabs for pedestrian applications is covered in CMHA Tech Note PAV-TEC-014–Concrete Paving Units for Roof Decks.

When properly designed and constructed, slab and plank pavement systems can withstand a limited amount of automobile and truck traffic. Unlike interlocking concrete pavements, slab and plank systems offer little to no vertical, horizontal or rotational interlock. They do not transfer applied loads to neighboring units, thereby limiting their application to areas with little traffic. Besides appropriate structural design provided in this bulletin, selection, testing, and installation of base and paving materials requires a high level of competency in order to assure successful performance. For areas with higher traffic loads than those provided in the design tables in this technical bulletin, interlocking concrete pavement or permeable interlocking concrete pavement should be considered. Structural design for interlocking concrete pavement is covered in CMHA Tech Note PAV-TEC-004 and in ASCE 58-16 Structural Design of Interlocking Concrete Pavement for Municipal Streets and Roadways. This Tech Note and all others are available for free on www.MasonryAndHardscapes.,org. Permeable interlocking concrete pavement structural design is covered in the CMHA manual, Permeable Interlocking Concrete Pavements and in ASCE 68-18 with the same name.

PAVING SLAB SYSTEMS

Product Definitions—In the U.S. ASTM C1782 Standard Specification for Utility Segmental Concrete Paving Slabs defines their dimensional envelope as having an exposed face area greater than 101 in.2 (0.065 m2) and a length divided by thickness greater than four. The minimum thickness is 1.2 in. (30 mm), and maximum length and width dimensions are 48 in. (1220 mm). C1782 was first issued by ASTM in 2016.

In Canada, CSA A231.1 Precast Concrete Paving Slabs defines the dimensional envelope with a face area greater than 139.5 in.2 (0.09 m2) and a length divided by thickness of greater than four. The minimum thickness is 1.2 in. (30 mm), and the maximum length and width dimensions are 39.37 in. (1000 mm). This product standard was first issued by CSA in 1972.

Strength Requirements—Laboratory flexural or bending strength requirements are provided in ASTM C1782 and CSA A231.1 paving slab standards. Figure 2 illustrates the flexural strength test method. Laboratory tests for flexural or bending strength is determined by suspending the paving slab between two rollers and applying a load across the center until failure. The flexural strength in pounds per square inch or megapascals is calculated using a modulus of rupture formula. A noteworthy aspect of the flexural strength formula is doubling the thickness of a paving slab increases the flexural (bending) strength by four times. This suggests that units may need increased thicknesses in order to withstand vehicular traffic. This need is addressed in the design tables presented later in this bulletin. In addition, concrete paving slabs may use fibers to increase their flexural strength.

ASTM C1782 and CSA A231.1 require an average minimum flexural strength of 725 psi (5 MPa) with no individual unit less than 650 psi (4.5 MPa). Unlike interlocking concrete pavers, compressive strength testing is not used to establish the strength of paving slabs. The reason for this is paving slabs are larger and often thinner than concrete pavers. If slabs are tested in compression, they will render a misleading higher compressive strength than concrete pavers. This principal applies to all concrete materials: as they become thinner, they render increased compressive strengths (while increasingly subject to failure in bending). The higher compressive strengths in slabs must be reduced to accurately compare that strength to a similar thickness and length of concrete pavers or other concrete products. Flexural strength testing for paving slabs provides a more realistic characterization of field conditions as the primary failure mode is bending which results in cracking from repeated vehicular wheel loads.

Freeze-thaw durability requirements in ASTM C1782 references ASTM C1645 Standard Test Method for Freeze- thaw and De-icing Salt Durability of Solid Concrete Interlocking Paving Units. This test method involves cutting coupons (test specimens) of a specified dimensional range from the corner of paving slabs. The coupons are immersed in water or a 3% saline solution and subjected up to 49 freeze-thaw cycles. The mass lost from the coupons are measured at 28 and 49 cycles. If no more than an average of 225 grams per square meter of surface area are lost after 28 cycles, the paving slab passes this requirement in C1782. If not, the freeze-thaw cycles continue to a maximum of 49. If no more than an average of 500 grams per square meter of surface is lost after 49 cycles, the paving slab passes this requirement. The lowest temperature used in this freeze-thaw test is 23°F or -5° C. Figure 3 illustrates a test specimen in saline solution prepared for this test.

Freeze-thaw durability testing in CSA A231.1 is the same as in ASTM C1782. However, the lowest temperature in the CSA standard is 5° F or -15° C.

Dimensional tolerances are similar in ASTM and CSA paving slab standards. Dimensional tolerances are determined from unit dimensions provided by the manufacturer for specific products. Tolerances for length, width and height and for convex and concave warpage are as follows:

  • Length and width: –0.04 and +0.08 in. (–1.0 and +2.0 mm)
  • For units over 24 in. (610 mm), ASTM C1782 allows –0.06 and +0.12 in. (–1.5 and +3.0 mm)
  • Height: ±0.12 in (±3.0 mm)
  • Concave or convex warpage in units up to and including 18 in. (450 mm) in length or width: 0.08 in. (2.0 mm): units over 18 in. (450 mm): 0.12 in. (3.0 mm)

Paving slabs meeting these tolerances can be installed on a sand setting bed (i.e., sand-set) in residential applications, but are not suitable for more accurate sand-set, bitumen-set or pedestal-set deck commercial applications. These installation methods typically require length, width, thickness and warpage tolerances of ±0.06 in. (±1.5 mm) than the specified dimensions. In some cases, paving units may require post- production grinding to achieve these tolerances. This treatment is sometimes called gauging.

THE IMPORTANCE OF NOMENCLATURE

Segmental concrete paving slabs are sometimes mistakenly called concrete pavers or simply pavers. This has led to past misapplication of paving slabs in areas with substantial vehicular loads where interlocking concrete pavers should have been used. While concrete pavers and paving slabs are used in pedestrian applications, slabs are primarily for pedestrian use and limited vehicular traffic. Very large and thick slabs (called mega-slabs or large format paving units) have been used in some urban vehicular applications. A practical, construction- related difference between concrete pavers and paving slabs is the former generally requires one hand to install a unit and the latter requires at least two hands to lift and place.

To emphasize differences in their ability to receive repeated vehicular loads, compare the total number of lifetime 18,000 lb. (80 kN) equivalent single axle loads (ESALs) in the base thickness design tables in CMHA Tech Note PAV-TEC-004– Structural Design of Interlocking Concrete Pavement to those in this bulletin. This Tech Note provides structural designs up to 10 million ESALs whereas the maximum in this bulletin for paving slabs and planks is 30,000 ESALs. This indicates that paving slabs and planks are exposed to limited vehicular traffic, and especially a limited number of trucks.

TYPES OF FINISHES

Slab and plank manufacturing methods can include dry cast (zero slump) or wet cast concrete, or hydraulically pressed units. Like concrete pavers, concrete paving slabs can be manufactured with a variety of colors, special aggregates, and architectural finishes to enhance their appearance. Surface finishes include formed, shot-blasted, hammered, polished and tumbled. Blasted finishes are created by rapidly discharging small steel pellets on the surface to create a roughened, stone like appearance. Hammered finishes rely on knurled steel hammers to roughen the surface. Rotating disk grinders create polished surfaces that smooth the surface even to the point where units appear as terrazzo. Architectural finishes typically rely on special aggregates and pigment in the surface that become more pronounced after surface treatments. All of these finishes provide visually attractive alternatives superior in appearance to many other types of pavement materials. See Figure 4.

STRUCTURAL DESIGN

Pedestrian Applications—For pedestrian applications, units up to 12 x 12 in. (300 x 300 mm) in length and width can be placed on a minimum 6 in. (150 mm) thickness of compacted aggregate base under a 1 in. (25 mm) thick sand setting bed with jointing sand. Thicker bases (generally 8 to 12 in. or 200 to 300 mm thick) should be used in freezing climates and/or on weak clay soils (CBR < 3%). For units larger than 12 x 12 in., designers should consider using a concrete base because achieving a very smooth, compacted aggregate base surface can be difficult and time consuming. If the paving units are in commercial sand-set or bitumen-set pedestrian applications, they will likely require higher (closer) tolerances than ASTM or CSA product standards require as previously noted. For additional information on bitumen-set applications, read CMHA Tech Note PAV-TEC-020–Construction of Bituminous-Sand Set Interlocking Concrete Pavement. “Dry pack” bedding layers consisting of a sand-cement mix on any base are not recommended for pedestrian or vehicular applications. There is little assurance of a consistent sand-cement mix (typically done on the job site). This mixture does not keep out water which can weaken it over time, especially in freezing climates.

Vehicular Applications—A civil engineer should be consulted to assist with structural designs for vehicular applications as noted below.

1. Determine the anticipated traffic use in Table 1. The maximum allowable 18,000 lb (80 kN) equivalent single axle loads or ESALs for paving slabs is 30,000 or a Caltrans Traffic Index (TI) of 6.

2. Determine the soil strength. The minimum values for designs is a resilient modulus of 5,100 psi (35 MPa), 3% California Bearing Ratio, or an R-value = 7. Determine the resilient modulus, Mr , per AASHTO T-307 Determining the Resilient Modulus of Soils and Aggregate Materials. Surrogate test methods may be used including ASTM D1883 Standard Test Method for California Bearing Ratio (CBR) of Laboratory-Compacted Soils, AASHTO T-193 The California Bearing Ratio. The CBR test should be a 96-hour soaked test to represent subgrade strength in its weakest condition. Test methods can include R-Value using ASTM D2844 Standard Test Method for Resistance R-Value and Expansion Pressure of Compacted Soils or AASHTO T-190 of the same title. CBR and R-Values are correlated to resilient modulus, Mr , using the equations below:

Mr in psi = 2,555 x (CBR)0.64 Mr in MPa = 17.61 x CBR0.64

Mr in psi = 1,155 + 555 x R Mr in MPa = (1,155 + 555 x R)/145

3. Determine the paving slab length and width. This may be influenced by architectural design considerations. Such considerations must align with the structural design guidelines in this bulletin. This may require using a smaller and/or thicker unit configuration in some traffic situations. Square units are recommended in vehicular traffic with placement in a running bond pattern. Rectangular units should be subject only to pedestrian traffic.

4. Select one of two base options. Tables 2 and 3 correspond to the base options listed below. Note that Tables 2 and 3 apply to units with a minimum flexural strength of 725 psi (5 MPa) required in ASTM C1782 and CSA A231.1.

Base options:

(a) A 12 in. (300 mm) thick compacted aggregate base whose gradation conforms to provincial, state or municipal specifications for road base used under asphalt pavement. If there are no standards or guidelines, use the gradations in ASTM D2940 Standard Specification for Graded Aggregate Material for Bases or Subbases for Highways or Airports and as described in CMHA Tech Note PAV-TEC-002–Construction of Interlocking Concrete Pavements. Construction should include compacting the soils subgrade and bases/subbases to at least 95% of standard Proctor density per ASTM D698 Standard Test Methods for Laboratory Compaction of Soil Standard Effort.

(b) A 4 in. (100 mm) thick concrete base over a 6 in. (150 mm) compacted aggregate base. The concrete (typically ready-mixed) minimum compressive strength is 3,000 psi (20 MPa) per ASTM C39 Standard Test Method for Compressive Strength of Cylindrical Concrete Specimens. Concrete bases are required for bitumen-set applications.

5. Find the paving slab length, width and thickness in the table that corresponds to the base type selected. If the paving slab length and width are not in the table, find the next closest with the same length and width or smaller, and the same thickness or thicker.

6.From the table and slab configuration row selected, go across to intersect the column that best represents the soil characteristics from laboratory testing. If the exact soil characteristics do not match those in the table, then use the closest lower (conservative) values. Soils with values exceeding those on the tables should not be exposed to higher traffic than as indicated in the tables. In other words, use the configurations under the highest soil subgrade resilient modulus of 11,600 psi (80 MPa), 10% CBR or R-value = 18.

7. If the traffic category symbol in Table 1 matches the number of ESALs for the anticipated traffic selected, then the selected paving slab configuration may be used.

8. If the traffic category symbol in Table 1 represents a lower number of ESALS for the anticipated traffic selected, then find a traffic limit symbol that matches the original selection by:

(a) checking another table with a different base;

(b) select a thicker paving slab, or

(c) select a smaller paving slab.

9. If the traffic category symbol in Table 1 represents a higher number of ESALS for the anticipated traffic selected , the designer has the option of finding a traffic limit symbol that matches the original selection by:

(a) checking another table with a different base;

(b) select a thinner paving slab; or

(c) select a larger paving slab.

Tables 2 and 3 were developed by Applied Research Associates, Inc. using finite element modeling of a dual truck tire (40 kN or 9,000 lb load) passing over the paving slabs, an inch of bedding sand, and the bases noted on the tables (ARA 2016). Resulting slab stresses were divided by the paving slab flexural strengths noted on the tables to render stress ratios. Low stress ratios were applied to the higher ESALs to reduce the risk of paving slab cracking and higher ratios applied to lower ESAL traffic. Additionally, stress ratios lower than those associated with concrete road pavements were applied to higher ESALs as a conservative design measure because lateral forces from truck tires turning, braking or accelerating were not modeled.

Full-scale load testing was conducted on a limited number of slabs. The slab sizes tested are noted with asterisks on Tables 2 and 3 and the rest developed using finite element modeling. Full-scale load testing was done across a test pad subject to slowly moving truck traffic with no turning and little braking forces. The slabs on aggregate and concrete bases were subject to 75,000 ESALs with some performing adequately. However, the design tables reflect a 30,000 ESAL limit. This conservative limit is provided because the test pad was not subject to turning and little braking forces which can be significantly higher than wheel loads simply passing over the pavement. (Horr 2022). The designs presented in Tables 2 and 3 are more conservative than those from overseas (CMAA 2000, Interpave 2010, SLG 2013) as well as from performance under full-scale load testing.

Table 2 represents designs for segmental paving slabs set on an inch (25 mm) of bedding sand over 12 in. (300 mm) of compacted aggregate base. Table 3 includes the same 1 in. (25 mm) thick sand setting bed over 4 in. (100 mm) thick concrete base on a 6 in. (150 mm) thick compacted aggregate subbase. Table 3 also applies to structural design of paving slabs in a bitumen-sand bed (typically ¾ to 1 in. or 20 to 25 mm thick) since bitumen-set applications require a concrete base. Table 3 applied to bitumen-set applications introduces an additional measure of conservative design since bitumen-sand materials provide a modest increase in stiffness and increased stability resisting repeated turning, accelerating and braking tire lateral loads. See CMHA Tech Note PAV-TEC-020–Construction of Bituminous-Sand Set Interlocking Concrete Pavement for construction guidance.

No tables in this Tech Note apply to mortar-set applications as they are not recommended for vehicular applications.

All design tables are based on the flexural strength of slabs and planks in full contact with the bedding and base beneath. The tables assume bending or flexural strength per ASTM or CSA test methods. Because these tests suspend a paving unit between two rollers, this creates a more concentrated stress condition than applying a wheel load to a paving slab or plank fully supported on its entire bottom area. This difference provides a more conservative approach in the design tables.

CONCRETE PLANKS

Product Definition—Concrete planks or linear paving units are between 11.75 in. (298 mm) and 48 in. (1200 mm) in length. Their minimum width is 3 in. (75 mm) and maximum width is 6 in. (100 mm). Additionally, their plan ratio, or length divided by width, and aspect ratio, or length divided by thickness, are both equal to or greater than four. Their minimum thickness is 2.36 in. (60 mm). (Tables 4 and 5 start at 3 in. (75 mm) minimum thickness for vehicular applications.) Dimensional tolerances can follow that in ASTM C1782 or CSA A231.1. Planks meeting dimensional tolerances in these standards can be installed on a sand setting bed (i.e., sand-set), but are generally not suitable for bitumen-set applications. This installation method requires length, width, thickness and warpage tolerances not exceeding

±0.06 in. (±1.5 mm) than the specified dimensions. In some cases, paving units may require post-production grinding or gauging to achieve these tolerances.

Product Standards in the U.S.—While there is no ASTM standard for planks, the following guidance for product testing and specifications is recommended. Plank units can be tested in flexural strength according to ASTM C1782. They should have an average minimum flexural strength of 725 psi (5 MPa) in order to correspond to the same on Tables 4 and 5. Dimensional tolerances follow C1782. Likewise, freeze-thaw durability requirements should also conform to the mass loss specified in C1782 using test method C1645.

Product Standards in Canada—While there is no CSA standard for planks, the flexural strength testing method CSA A231.1 Precast Concrete Paving Slabs is recommended. Planks should have a minimum average flexural strength of 725 psi (5 MPa) in order to correspond to the same on Tables 4 and 5. Dimensional tolerances in A231.1 can be applied to planks as well. Freeze-thaw deicer resistance testing should follow that in CSA A231.1 and meet the mass loss requirements as well.

Plank Structural Design

Pedestrian Applications—For pedestrian applications, units up to 12 in. (300 mm) long can be placed on a 1 in. (25 mm) thick layer of coarse, washed bedding sand conforming over a minimum 6 in. (150 mm) thickness of compacted aggregate base. Thicker bases (generally 8 to 12 in. or 200 to 300 mm thick) should be used in freezing climates and/or on weak clay soils (CBR < 3%). For paving units over 12 in. (300 mm) long on a 1 in. (25 mm) thick sand setting bed, a minimum 4 in. (100 mm) thick concrete base on a 6 in. (150 mm) thick aggregate subbase should be considered. Compacted aggregate bases should not be used with paving units longer than 12 in. (300 mm) due to the difficulty of creating a smooth base surface to accommodate bedding sand.

If the planks are bitumen-set for pedestrian or vehicular applications, higher (closer) dimensional tolerances than those noted under Product Definition are recommended, i.e., ± 0.12 in. or ±1.5 mm for length, width, height, and warpage. Bitumen- set units should be set on a concrete base regardless of their length. For additional information on bitumen-set applications, read CMHA Tech Note PAV-TEC-020–Construction of Bituminous-Sand Set Interlocking Concrete Pavement.

Structural Design Steps for Planks in Vehicular Applications

  1. Determine the anticipated traffic use in Table 1. The maximum allowable 18,000 lb (80 kN) equivalent single axle loads or ESALs for planks is 30,000 or a Caltrans Traffic Index (TI) of 6.
  2. Determine the soil strength. As with concrete paving slabs, planks in vehicular applications should not be subject to resilient modulus values lower than 5,100 psi (35 MPa), 3% California Bearing Ratio, or an R-value = 7. The recommendations for soil testing for concrete paving slabs also apply to concrete planks.
  3. Determine the plank length, width and thickness. This may be influenced by architectural design considerations. Such considerations must align with the design guidelines in this bulletin. This may require using a different unit configuration. Shorter, thicker units are recommended over longer ones in vehicular traffic.
  4. Select one of two base options. Tables 4 and 5 correspond to the base options listed below. Two base options presented for supporting planks are the same as those for concrete paving slabs:
    • A 12 in. (300 mm) thick compacted aggregate base.
    • A 4 in. (100 mm) thick concrete base over a 6 in. (150 mm) compacted aggregate base. This option is required when using bitumen-set planks.
  5. Find the plank length and width and thickness in the table that corresponds to the base type selected. If the plank length, width, and thickness are not in the table, find the closest with the same length and width or smaller, and the same thickness or thicker.
  6. From the table and slab configuration row selected, go across to intersect the column that best represents the soil characteristics from laboratory testing. If the exact soil characteristics do not match those in the table, then use the closest lower (conservative) values. If the soil subgrade strength is higher and does not appear in the table, use the slab configurations under the highest soil subgrade resilient modulus of 11,600 psi (80 MPa), 10% CBR or R-value = 18.
  7. If the traffic limit symbol matches the ESALs of the anticipated traffic selected, then the selected plank length, width and thickness can be used.
  8. If the traffic category symbol in Table 1 represents a lower number of ESALs for the anticipated traffic selected, then find a traffic limit symbol that matches the original selection by:
    • checking another table with a different base;
    • select a thicker plank, or
    • select a smaller (shorter) plank.
  9. If the traffic category symbol in Table 1 represents a higher number of ESALs for the anticipated traffic selected, then find a traffic limit symbol that matches the original selection by:
    • checking another table with a different base;
    • select a thinner plank; or
    • select a longer plank.

Like the tables for paving slabs, Tables 4 and 5 were developed using finite element modeling of a dual truck tire passing over the planks, an inch of bedding sand, and various bases noted on the tables (ARA 2016). Stresses recorded were divided by the flexural strength of a 725 psi (5 MPa) plank slab to render stress ratios. Low stress ratios were applied to the higher ESALs to reduce the risk of a plank cracking and higher ratios applied to lower ESAL traffic. Additionally, low stress ratios were applied to higher ESALs as a conservative design measure because lateral forces from truck tires from turning, braking or accelerating were not modeled.

Limited full-scale testing was conducted on a few plank sizes. These plank sizes are noted with asterisks on Tables 4 and 5 and the rest developed using finite element modeling. As previously noted, the planks on aggregate and concrete bases were subject to 75,000 ESALs with some performing adequately. However, the design tables reflect a 30,000 ESAL limit. This conservative limit is provided because the test pad was not subject to turning and little braking forces which can be significantly higher than wheel loads simply passing over the pavement. (Horr 2022). Therefore, Tables 4 and 5 represent conservative designs using the finite element modeling by Applied Research Associates, Inc. for concrete planks set on an inch (25 mm) of bedding sand. Table 5 using a concrete base applies to sand-set and bitumen-set applications since a concrete base is required for the latter.

REFERENCES

  1. AASHTO T-190 Standard Method of Test for Resistance R-Value and Expansion Pressure of Compacted Soils, Standard Specifications for Transportation Materials and Methods of Sampling and Testing, American Association of State Highway and Transportation Officials, Washington, DC, 2014.
  2. AASHTO T-193 Standard Method of Test for The California Bearing Ratio, Standard Specifications for Transportation Materials and Methods of Sampling and Testing, American Association of State Highway and Transportation Officials, Washington, DC, 2013.
  3. AASHTO T-307 Standard Method of Test for Determining the Resilient Modulus of Soils and Aggregate Materials, Standard Specifications for Transportation Materials and Methods of Sampling and Testing American Association of State Highway and Transportation Officials, Washington, DC, 1999.
  4. ARA 2016. Hein, D.K., Segmental Concrete Paving Finite Element Modelling, and Design Charts, Applied Research Associates, Inc., ARA Project 002486, Toronto, Ontario, Canada, May 2016.
  5. ASTM C39 Standard Test Method for Compressive Strength of Cylindrical Concrete Specimens, Vol. 4.02, ASTM Annual Book of Standards, American Society for Testing and Materials International, Conshohocken, Pennsylvania, 2016.
  6. ASTM C936 Standard Specification for Solid Concrete Interlocking Paving Units, Vol. 4.05, ASTM Annual Book of Standards, American Society for Testing and Materials International, Conshohocken, Pennsylvania, 2016.
  7. ASTM C1645 Standard Test Method for Freeze-thaw and De-icing Salt Durability of Solid Concrete Interlocking Paving Units Vol. 4.05, ASTM Annual Book of Standards, American Society for Testing and Materials International, Conshohocken, Pennsylvania, 2016.
  8. ASTM C1782 Standard Specification for Utility Segmental Concrete Paving Slabs, Vol. 4.05, ASTM Annual Book of Standards, American Society for Testing and Materials International, Conshohocken, Pennsylvania, 2016.
  9. ASTM D698 Standard Test Methods for Laboratory Compaction Characteristics of Soil Using Standard Effort (12 400 ft-lbf/ft3 (600 kN-m/m3)), Vol. 4.08, ASTM Annual Book of Standards, American Society for Testing and Materials International, Conshohocken, Pennsylvania, 2012.
  10. ASTM D1633 Standard Test Methods for Compressive Strength of Molded Soil-Cement Cylinders, Vol. 4.08, ASTM Annual Book of Standards, American Society for Testing and Materials International, Conshohocken, Pennsylvania, 2007.
  11. ASTM D1883 Standard Test Method for California Bearing Ratio (CBR) of Laboratory-Compacted Soils, American Society for Testing and Materials International, Vol. 4.08,
  12. ASTM Annual Book of Standards, American Society for Testing and Materials International, Conshohocken, Pennsylvania, 2016.
  13. ASTM D2844 Standard Test Method for Resistance R-Value and Expansion Pressure of Compacted Soils, Vol. 4.08,
  14. ASTM Annual Book of Standards, American Society for Testing and Materials International, Conshohocken, Pennsylvania, 2013.
  15. ASTM D2940, Standard Specification for Graded Aggregate Material for Bases or Subbases for Highways or Airports, Vol. 4.03, ASTM Annual Book of Standards, American Society for Testing and Materials International, Conshohocken, Pennsylvania, 2015.
  16. CMAA 2000. Concrete Flag Pavements Design and Construction Guide. MA44, Concrete Masonry Association of Australia, Sydney, Australia.
  17. CSA A231.1, Precast Concrete Paving Slabs, Canadian Standards Association, Rexdale, Ontario, 2019.
  18. CSA A231.2, Precast Concrete Pavers, Canadian Standards Association, Rexdale, Ontario, 2019
  19. Horr 2022. Horr, W. B. and Smith, D. R., Performance Evaluation Report of the Paving Slab & Plank Full- Scale Testing. Interlocking Concrete Pavement Institute, Chantilly, VA.
  20. CMHA Tech Note TEC-PAV-002–Construction of Interlocking Concrete Pavements, Interlocking Concrete Pavement Institute, Chantilly, Virginia, 1995.
  21. CMHA Tech Note TEC-PAV-004–Structural Design of Interlocking Concrete Pavements, Interlocking Concrete Pavement Institute, Chantilly, Virginia, 1995.
  22. CMHA Tech Note TEC-PAV-014–Segmental Concrete Paving Units for Roof Decks. Interlocking Concrete Pavement Institute, Chantilly, Virginia, 2002.
  23. CMHA Tech Note TEC-PAV-020–Construction of Bituminous- Sand Set Interlocking Concrete Pavement, Interlocking Concrete Pavement Institute, Chantilly, Virginia, 2014.
  24. Interpave 2010. Concrete Flag Paving. The Precast Concrete Paving & Kerb Association, Leicester, England.
  25. SLG 2013. Planungleitfagen (Planning guide), Plattenbeläge aus Beton für befahrene Verkehrsflächen (Concrete Paving Slabs for Busy Vehicular Traffic Areas), Betonverband Strasse, Landschaft, Garten, e.V. (Concrete Association for Street, Landscape and Garden), Bonn, Germany.

Maintenance Guide for Permeable Interlocking Concrete Pavements

INTRODUCTION

Permeable interlocking concrete pavements (PICP) are a proven method for reducing stormwater runoff and pollutants while supporting pedestrian and vehicular traffic. Many laboratory and in-situ research projects over the past two decades by universities, government stormwater agencies, and industry have demonstrated significant runoff and pollutant reductions with cost-saving benefits. The U.S. Federal Highway Administration www.fhwa.dot.gov/pavement/concrete/pubs/hif19021.pdf has published information supporting PICP use in walkways, plazas, driveways, parking lots, alleys and streets.

Like all stormwater control measures, PICP requires maintenance as it traps sediment on its surface not unlike an air conditioning filter. Larger particles are initially trapped while allowing water to pass. Some enter the jointing stone and are trapped there. The jointing stone with larger particles eventually captures smaller particles and this decreases the infiltration rate over time. While still infiltrating water, many smaller particles are trapped within the surface and interior joints. Smaller particles are trapped and eventually decrease infiltration which results in surface ponding.

Every PICP site varies in sediment deposition onto its surface, particle size distribution, and the resulting cleaning frequency. For example, beach sand (a coarse particle size distribution) on the surface will not clog as quickly and require less effort removing than fine clay sediment. Besides the particle size distribution, the rate of surface infiltration decline also depends on the traffic, size, and slope of a contributing impervious area, adjacent vegetation and eroding soil, paver joint widths and jointing stone sizes. CMHA offers a PICP site selection tool on www.MasonryandHardscapes.org to help identify favorable sites and avoid one that may incur additional maintenance.

While routine maintenance assures long-term infiltration surface infiltration can be restored from neglected maintenance. A significant advantage of PICP is its ability to remove settled or wheel-packed sediment in the joints. This Tech Note provides guidance on routine and restorative maintenance practices that support surface infiltration. This bulletin also provides guidance on maintaining the surface as an acceptable pedestrian and vehicular surface.

PRACTICES SUPPORTING SURFACE INFILTRATION

PICP design and construction that complies with CMHA guidelines are fundamental to long-term surface infiltration. Guidelines are found in ASCE 68-18 standard on PICP, the CMHA manual, Permeable Interlocking Concrete Pavements and in CMHA Tech Note PAV-TEC-018–Construction of Permeable Interlocking Concrete Pavements available on www. MasonryandHardscapes.org. Some essential characteristics described below support continued infiltration.

PICP doesn’t use sand. Unlike interlocking concrete pavements, sand jointing or bedding materials to support paving units and dense-graded aggregate bases are not used in PICP. Sand joints and bedding allow very little water to enter and often eventually clog for traffic borne detritus and sediment.

Construction E & S control is essential. Erosion and sediment control during construction is covered in the previously mentioned documents, and is customized to each project via the Stormwater Pollution Prevention Plan or SWPPP. An inspection checklist is provided at the end of this bulletin that includes sediment control. If the PICP is built first and construction traffic must use it, then it will very likely require vacuum cleaning upon construction completion. The ideal situation is PICP constructed late in the project such that it will not receive much construction traffic and sediment. This may require using temporary construction roads.

If PICP receives run-on from upslope pervious or impervious areas, inspect these areas for erosion and sediment, yard waste, materials storage, etc. Sweep or vacuum the contributing drainage area clean and free of any dirt, leaves and mulch as they are a major source of PICP clogging. Lawn and planting beds should be sloped away from PICP areas.

Maintain filled joints with stones. The jointing stones capture sediment at the surface so it can easily be removed. If sediment is allowed to settle and consolidate, then cleaning becomes more difficult since the sediment is inside the joint rather than on the surface. Settlement of jointing stones in the first few months is normal to PICP as open-graded aggregates for jointing and bedding choke into the larger base aggregates beneath and stabilize. This settlement often requires the joints to be refilled with aggregates three to six months after their initial installation. If possible, this should be included in the initial construction contract specifications. Aggregate-filled joints facilitate sediment removal at the surface and provide interlock for pavement structural stability.

Keeping the joints filled during the PICP service life is essential to trapping sediment and facilitating its removal at the surface and ensuring long term performance. Permeable segmental paving systems that do not use jointing aggregates may incur higher maintenance time and costs to extract accumulated sediment from deep within the joints and bedding, or eventually move through the base/subbase aggregates onto the subgrade and reduce its infiltration.

Filled paver joints means filled to the bottom of the paver chamfers with jointing stone. If the pavers have very small or no chamfers, then they should be filled within ¼ in. (6 mm) of the paver surface. Should the top of jointing stone settle below ¼ in. (6 mm), vacuum equipment can be less effective in removing sediment and cleaning becomes potentially more expensive.

Manage mulch, topsoil and winter sand. Finally, stockpiling mulch or topsoil on tarps or on other surfaces during site maintenance activities rather than directly on the PICP surface helps maintain infiltration. Figure 5 illustrates an example of correct management of landscaping material on PICP, as well as the need to exposed soil slopes.

Sand used in the winter for traction is not recommended. Figure 6 illustrates the consequence to PICP joints when subjected to winter sand for traction. If used, sand should be removed with vacuuming in the spring to prevent a substantial decrease in surface infiltration. Using jointing aggregate is recommended as a better alternative to using sand for winter traction. In addition, the aggregate can provide some refilling of the joints.

SURFACE INFILTRATION INSPECTION & TESTING

Visual Inspection—Effective ways to assess PICP surface infiltration is by conducting visual inspections or tests on the surface before, during and immediately after rainfall.

Inspect Before a Rainfall—Sediment crusted in the joints when dry is the most opportune time to remove it. During dry periods, the sediment layer in each joint can sometimes dry out and curl upward. This layer can be easily loosened by vacuum equipment.

Additionally, deciduous leaves and pine needles eventually get crushed by traffic, degrade, and work their way into the joints, thereby reducing infiltration. See Figures 7 and 8. The site should be inspected for sediments from adjacent eroding areas and those areas stabilized immediately.

Weeds growing from within joints indicate accumulated sediment in the joints and neglected maintenance. See Figure 9. Weeds will not germinate unless there is accumulated sediment. Weeds should be removed by hand. Herbicide may kill weeds, but dead vegetation and roots will remain. They typically reduce infiltration and should eventually be removed.

Inspect During and Just After a Rainstorm— The extent of puddles and bird baths observed during and especially after rainstorm indicate a need for surface cleaning. A minor amount of ponding is likely to occur particularly at transitions from impervious pavement surfaces to PICP. This often occurs first as sediment is transported by runoff and vehicles. See Figures 10 and 11. Should ponding areas occupy more than 20% of the entire PICP surface, then surface cleaning should be conducted. While a rainstorm’s exact conclusion is difficult to predict, standing water on PICP for more than 15 minutes during or after a rainstorm likely indicates a location approaching clogging.

Test Surface Infiltration—A quick and subjective test for the amount of surface infiltration is pouring water on PICP. If the water spreads rather than infiltrates, the extent of spreading suggests an area that may be clogging. Should more than approximately 20% of the surface area see ponding during or immediately after a rainstorm, a more objective measure of surface infiltration of these areas can be accomplished using ASTM C1781 Standard Test Method for Surface Infiltration Rate of Permeable Unit Pavement Systems. Figure 12 illustrates the test set up using a 12 in. (300 mm) diameter ring set on plumber’s putty. (The ring can be metal or plastic.) Figure 13 illustrates the test apparatus in place with water poured into it.

ASTM C1781 test method begins with “pre-wetting” an area inside the ring to ensure the surface and materials beneath are wet. This is done by slowing pouring 8 lbs (3.6 kg) of water while not allowing the head of water on the paver surface to exceed 3/8 in. (10 mm) depth. If the time to infiltrate 8 lbs of water is less than 30 seconds (using a stopwatch typically on a cell phone), the subsequent test is done using 40 lbs (18 kg) of water. If more than 30 seconds, then 8 lbs of water is used in the subsequent tests. Again, a 3/8 in. (10 mm) head is maintained during the pour while being timed with a stopwatch. The surface infiltration rate is calculated using formulas in the test method.

If infiltration measurements on ponded areas consistently result in rates below 20 in./hour (508 mm/hr), they require immediate surface cleaning. PICP surfaces sloped over 2% with less than 40 in./hr infiltrate rate require immediate surface cleaning. An infiltration rate of 20 in./hr equates to 30 minutes’ infiltration time and 40 in./hr results in 15 minutes. Table 1 further illustrates the relationship between time for 40 lbs (18 kg) of water to infiltrate and the calculated infiltration rate. CMHA offers a downloadable calculator for converting time of infiltration to infiltration rates when using C1781. See www.MasonryandHardscapes.org.

SURFACE INFILTRATION MAINTENANCE TYPES

Routine and Restorative Maintenance—There are two approaches or service types for maintaining PICP surface infiltration: routine and restorative. Routine maintenance is done regularly to maintain infiltration. It removes most loose sediment and debris from the surface before being trapped and stuck in the jointing aggregates thereby causing clogging. Routine maintenance may require reinstatement of a small amount of jointing stones or none at all.

ROUTINE MAINTENANCE EQUIPMENT OPTIONS FOR MAINTAINING VARIOUS SIZED PICP APPLICATIONS

Cleaning Small Pedestrian Areas and Driveway—These are typically under 2,000 sf or 200 m2 and include patios, plazas, sidewalks, and driveways. Equipment options follow:

Hand-held Bristle Broom— Sweep as needed to clear the surface clear of loose debris. See Figure 14.

Leaf Blower (electric or gas powered)—A minimum air speed of 120 mph (190 kph) is recommended. Jointing aggregates remain in place while removing loose debris such as leaves from the surface. See Figure 15.

Rotary Brush with Plastic Bristles—These are often used to spread jointing stone during construction. Same equipment can be used to clean surface to top of joints. Bristles can flip debris out of joints (depends on bristle reach into the joints). A small amount of aggregate may need to be replaced in the joints after using. See Figure 16.

Wet/Dry Shop Vacuum or Walk-behind Vacuum—Use equipment with a minimum 4 (peak) HP motor with minimum 130 cubic feet (3.7 m3) per minute suction. These machines can remove some jointing aggregates so they may require replenishment. See Figures 17 and 18.

Power Washer—This equipment should be capable of 1,400 to 1,800 psi (9.6 to 12.4 MPa) pressure. Apply the spray at a 30° angle approximately 18 to 24 in. (45 to 60 cm) from the surface and adjust as needed. This equipment will evacuate jointing aggregate and replenishment will be required. Power washing alone generally is not an optimal cleaning approach because there is almost no opportunity on most sites to remove the water-suspended sediment before the water is absorbed back into the pavement. See Figure 19.

CLEANING LARGE PICP AREAS

These are typically over 2,000 sf or 200 m2 such as large plazas, long sidewalks and driveways, parking lots, alleys and streets. Equipment options follow:

Street Sweepers—These typically have rotating plastic bristle brushes positioned near the curb side and center pickup into a hopper at the rear. Do not use water as it slows removal of loose dirt into the machine. This machine does provide a small vacuum force to manage dust, but the cleaning action is provided by the mechanical sweeping, so it is moderately effective among large machines for removing sediment in the joints. Bristles from the the main broom can reach into joints parallel to the direction of the broom rotation, but have little effect on the joints not aligned with the broom rotation. See Figure 20.

Regenerative Air Sweepers—Includes a box positioned under the truck and on the pavement through which air is blown and recirculated (hence the term regenerative air). The pavement must have no convex (or reverse) crown in order to create an adequate seal for suction in the box. Air pressure flowing through it picks up loose debris and sediment. Rotating brushes can be used to direct dirt and debris toward the box. See Figure 21.

RESTORATIVE INFILTRATION MAINTENANCE FOR LARGE CLOGGED SURFACES

Restorative maintenance is conducted when sediment has lodged in the jointing stones from traffic and weather. The condition indicates that the PICP surfaces have not been regularly cleaned. Restorative maintenance requires some or complete removal of the jointing aggregates to increase infiltration. The depth of jointing stone removed depends on the penetration depth of the sediment into the joints. This can be determined on a sample of a few clogged joints (typically where ponding occurred) by prying out stones and sediment with a flat head screwdriver until little or no accumulated sediment appears.

True Vacuum Sweepers—These can withdraw jointing material and even the concrete pavers. Therefore, the vacuum engine revolutions must be adjusted by the machine operator during a few test runs to find the setting that withdraws the needed depth of sediment and jointing aggregate. After withdrawal, jointing aggregates will require replenishment. The suction orifice is typically about a yard (meter) wide and positioned on the curb side of the truck. Extremely clogged surfaces will require two or more passes. Figure 22 shows this machine. It is often used by municipalities to clean out storm drain catch basins and may require a separate vacuum attachment to clean pavements.

High-power Washing and Vacuum Equipment—Figure 23 shows the equipment for restorative cleaning where water is applied to help loosen sediment and stones in the joints. Figure 23 shows a vacuum that withdraws sediment and stones immediately after applying water. The water and debris are drawn into a vac truck.

High Pressure Air/Vacuum—High pressure air is blasted into the joints and has been shown to be very effective at dislodging sediment and debris. A second step is then required to vacuum up the debris that is dislodged. In Figure 24, the machine in the foreground blows debris completely out of the joints and the second machine takes up the debris into a vac truck similar to that used to clean catch basins. See Figure 24. As with all restorative cleaning methods, clean jointing stone is spread and the empty joints are filled. After removing excess stones from the surface, the pavers with filled joints are compacted with a minimum 5,000 lbf (22 kN) vibratory plate compactor operating at 75-90 Hz. See Figure 25. This helps settle the stones into the joints. Any joints were stones have settled should be filled with more stones within a 1/4 inch (5 mm) of the paver surfaces.

MAINTENANCE EQUIPMENT PERFORMANCE

In 2020, the University of Toronto completed a two year research project, Maintenance Equipment Testing on Accelerated Clogged Permeable Interlocking Concrete Pavements. This study evaluated maintenance equipment for restoration of infiltration rates of PICP systems when joints become severely clogged. The research was conducted at the Toronto & Region Conservation Authority’s Kortright Centre in Vaughn, Ontario. The research scope of work included the construction of seven 10 ft. by 10 ft. PICP partial infiltration test pads. The cells were carefully clogged to a surface infiltration rate of ≤ 10 in/hr. The sediment infill used to clog the system was regional street cleaning sediments with a known particle size distribution. Five different technologies were investigated: full vacuum sweeper, regenerative air sweeper, dry mechanical sweeper, water pressure washing, and a hybrid high pressure air/vac system specifically designed for permeable pavement. The objective of the study was to evaluate the effectiveness of each method at restoring surface infiltration rates. The impact of cohesive soil sediment was also evaluated as part of the study. All cleaning technologies significantly improve surface infiltration rates. However, the high pressure air-vac hybrid had the best and least variable results, and was the only technique able to fully restore surface infiltration rates. Joint penetration depth was generally a good indicator of restoration effectiveness, except if sediment gradation varies. A complete copy of the report can be found at https://tinyurl.com/y67zhydz.

Also in 2020 the United States Geological Survey Madison, WI office published results of a four year investigation on cleaning PICP, Assessment of Restorative Maintenance Practices on the Infiltration Capacity of Permeable Pavement Assessment of Restorative Maintenance Practices on the Infiltration Capacity of Permeable Pavement. Since 2014, this research site has collected water quality, temperature, infiltration rates, and surface flow data with three types of permeable pavement sections (pervious asphalt, porous concrete, and permeable interlocking concrete pavement). Contributory drainage from an adjacent parking lot provided an opportunity for accelerate clogging and collect data for 9:1 and 5:1 drainage ratios. The following six pavement cleaning methods were evaluated over a 4-year period: manual cleaning with a masonry trowel; Leaf blower and broom; true vacuum; water-enhanced vacuum; high pressure air system; and pressure washer with soil vacuum. An evaluation of the efficiency of each method was based on comparing surface infiltration rates, pre and post cleaning

Surface variability was high due to surface flow patterns across the permeable surfaces. All cleaning methods improved surface infiltration rates. PICP showed the greatest recovery compared to pervious concrete or pervious asphalt. These systems were more difficult to maintain due to sedimentation penetrating into the solid matrix related to the twisting of interconnected pores created during placement. Different cleaning methods produce different results however, in all instances, when the same method was applied, PICP showed the greatest recovery in infiltration capacity. At this particular site the majority of clogging occurred within the top 1 inch. A complete copy of the report can be found at https://tinyurl.com/yy9nhou8.

INSPECTION INTERVALS AND PROCEDURES FOR MAINTAINING SURFACE INFILTRATION

Routine maintenance provides the best infiltration performance by implementing the following procedures:

  1. Weekly—Prevent contamination from routine landscape maintenance such as grass clippings from mowing, hedge trimming, mulching plant beds, etc. by:
    • Broom sweep debris from the paver surface, or
    • Blow debris from the paver surface with a powered leaf blower onto other surfaces that will not re-transmit it to the PICP surface.
    • Mechanically sweep paver surface.
    • Remove loose debris, leaves, needles, sediment, topsoil, mulch, etc. after severe rain storms using the above procedures.
    • Collect and dispose of debris.
  2. Semi-annually—Remove loose surface debris from the pavers and jointing stones (1) when trees have defoliated in the fall and (2) at the end of winter snowfall.
    • Use a wet/dry vacuum for small areas and a regenerative air machine for larger areas.
    • Replenish jointing stone as needed to the bottom of the paver chamfers.
    • Check any observation wells and outlet pipes from underdrains to confirm drain down and water outflows.
  3. As needed—Based on observation and during rainstorms and subsequent surface infiltration tests, remove and replenish the jointing stones and sediment using restorative cleaning equipment and procedures.

Note: Various factors will affect each project’s routine maintenance schedule and each must be reviewed individually.

WINTER MAINTENANCE

Snow Removal—Unlike other permeable pavement surfaces, PICP demonstrates durability in the winter. PICP can be plowed with steel or hard rubber blades. Steel blades typically scratch all pavement surfaces. When using commercial snow removal companies, confirm in writing they provide protective edges on the snowplow equipment to avoid scratching the surface. Most pavers have chamfers on their surface edges which can help protect the edges from chipping by snow plows. For smaller areas, use a plastic snow shovel and fit snow blowers with plastic on the scoops and on the gliders. When possible deposit plowed snow onto grassy areas and not on the PICP when the plowed snow is dirty. Such dirt will remain and likely help clog the PICP surface after the snow melts.

Deicers—When used sparingly, deicers should not damage PICP surfaces as the brine typically forms on the surface to lower the freezing temperature of water and eventually moves into the joints with melting ice or snow. Some deicers will accelerate surface wear on some styles of pavers with blasted or hammered surfaces.

A 2020 University of Toronto study on pavement deicing operations quantified some significant winter safety benefits when using PICP. Besides confirming that the use of permeable pavers can eliminate the occurrence of snow melt refreezing and forming black ice, snow and ice can also melt and dry quicker when deicers are used on PICP. More importantly, the research confirmed that a much lower deicing salt application rate is required on PICP compared to impervious asphalt, while still maintaining a high level of slip and skid resistance. The study also demonstrated that PICP systems can attenuate and buffer the release of salt back into the environment, an important finding since there is concern about snowmelt and stormwater runoff environmentally damaging lakes and rivers.

Deicer types acceptable for use in on PICP surfaces include sodium chloride, calcium chloride and potassium chloride. Do not use magnesium chloride as it will eventually destroy all concrete materials. Anti-icing agents that contain ammonium nitrate and ammonium sulfate should not be used since they can also erode concrete. Always read and follow the manufacturer’s recommendations for use and heed all warnings and cautions.

MAINTENANCE FOR OTHER DISTRESSES

Over time and traffic, PICP can exhibit other distresses besides surface ponding from clogged joints. These are outlined in Table 2 and remedies are provided.

UTILITY RESTORATION GUIDELINES

  1. Remove and store pavers for reuse. Secure undisturbed pavers in opening with wood or metal frame.
  2. Remove and dispose of all jointing and bedding aggregate as they typically cannot be re-used.
  3. Remove the aggregate base and subbase material. Incidental mixing of base and subbase aggregates is acceptable, but make every effort to separate them. Store in on impermeable pavement or a geotextile to prevent contamination. Do not reuse contaminated aggregate.
  4. Re-compact subgrade material as required for stability during utility repairs.
  5. Repair or install utility as required.
  6. If below the bottom of the subbase, place and compact dense-graded road base in lifts not exceeding 6 in. (150 mm) and compact to 100 percent of standard Proctor maximum dry density. The top of the dense-graded aggregate should be at the same elevation as the bottom of the open-graded subbase aggregate. Alternately flowable fill could be used to reestablish the subgrade surface.
  7. Reinstate and compact the subbase aggregate in minimum 6 in. (150 mm) lifts. Use a minimum 13,500 (65 kN) plate compactor with a compaction indicator. Add new subbase aggregate if needed.
  8. Reinstate and compact the base aggregate as one 4 in. (100 mm) lift. Use a minimum 13,500 lbf (65 kN) plate compactor with a compaction indicator. A lightweight deflectomer (LWD) can be used to ensure that deflections of the compacted base aggregate are below an average of 0.5 mm (assuming a minimum 12 in. (300 mm)) compacted aggregate subbase. An LWD should be used according to ASTM E2835
  9. Place and screed new bedding aggregate in a consistent thickness layer between 1.5 and 2 in. (38 and 50 mm).
  10. Reinstate pavers with at surface at least 1 in. (25 mm) higher than the final elevation. Compact the pavers in two perpendicular directions with a minimum 5,000 lbf (22 kN) plate compactor. Fill joints with aggregate, sweep away excess, and compact the pavers in two perpendicular directions again. Compact pavers so they are level with surrounding pavers.
  11. Sweep surface clean and remove any excess aggregate and debris.

Other recommendations include keeping all removed materials clean and free of sediment and debris. Minimize excess debris from construction activities and equipment entering the permeable surface. Store all materials away from the permeable surface, otherwise separate materials from the permeable surface with geotextile. Pavement cuts located parallel and close to the wheel path should be extended to include the wheel path. Cuts located within 3 ft (1 m) of a curb or construction joint should include the removal of the adjacent base and subbase to the edge of the curb or construction joint.

REFERENCES

  1. Drake, et al. (2020), “De-icing Operations for Permeable Interlocking Concrete Pavements”, University of Toronto, Dept. of Civil and Mineral Engineering
  2. Danz, et al. (2020), “Assessment of Restorative Maintenance Practices on the Infiltration Capacity of Permeable Pavement”, U.S. Geological Survey, Middleton, WI

Geosynthetics for Segmental Concrete Pavements

Revised 2022

This Tech Note provides fundamental information on geosynthetics including a brief history, uses, and basic applications for interlocking concrete pavements (ICP) and permeable interlocking concrete pavements (PICP). While this Tech Note provides some general guidelines on engineered applications, it is not intended to provide geosynthetic engineering design advice. While many of the general principles and applications of geosynthetics are easily understood, the field of geosynthetics and the technical information available is too voluminous for a single technical bulletin. This Tech Note is presented as an introduction to the wide range of geosynthetic materials available, as shown in Figure 1, for readers interested in this subject and its application to segmental concrete pavements.

The term geosynthetics derives its meaning from Greek word “geo” meaning of the earth or ground, and the synthetic referring to materials formed through a chemical process by human action rather than by nature. The term geosynthetic is defined in ASTM D4439 Standard Terminology for Geosynthetics (ASTM 2015) as “a planar product manufactured from polymeric material used with soil, rock and earth or other geotechnical engineering related material as an integral part of a man-made project, structure, or system.” Geosynthetics are predominantly manufactured from polymers and may also include fiberglass, rubber, or other natural materials.

HISTORY

Various materials have been placed on or in soils under pavements for thousands of years. Compacted stones were used in roadway construction in Roman days to stabilize roadway soils and their edges. Natural fibers and fabrics were later mixed with soil to improve road quality, particularly when built on unstable soil. Such materials were also used to stabilize steep slopes and walls such as ancient ziggurats. While many of the earliest attempts to improve or reinforce soil were not recorded, there is some evidence. Some of the oldest roads in Britain utilized split logs, or a ‘corduroy’ road, laid over peat bogs to provide a stable platform. There is also evidence that in some cases a stabilized soil mixed with paving stones or paving blocks were placed over the corduroy road.

Obviously, natural materials in soils led to biodegradation from microorganisms. The advent of polymers in the mid-twentieth century provided longer lasting and more stable materials for pavements.

Even before the term geosynthetics existed, synthetic materials were being used in the field. In the early 1960s, the Dutch used geotextiles in the design of the Delta Works flood protection project as a response to deadly North Sea flooding there in 1953. The terms “geotextile” and “geosynthetics” were introduced by Dr. J.P. Giroud in a Paris engineering conference in 1977 (Kelsey 2014). Compared to other paving materials, geosynthetics have a short history of about 50 years, even though improving the load bearing capacity and strength of soil has been occurring for thousands of years.

TYPES OF GEOSYNTHETICS

Geosynthetics can be grouped in several product categories, i.e. geotextiles, geogrids, geomembranes, geonets, geosynthetic clay liners, geopipes, geofoam, geocells and geocomposites. Polymer materials make them suitable for use in applications where high durability is required. They can also be used in exposed, above ground applications. With their range of materials and products, this enables geosynthetics to have a wide range of applications in many civil, geotechnical, transportation, geo-environmental, hydraulic, and private development applications. These include roads, airfields, railroads, embankments, retaining structures, reservoirs, canals, dams, erosion control, sediment control, landfill liners, landfill covers, mining, aquaculture and agriculture.

Geotextiles

Geotextiles form one of the two largest groups of geosynthetics. They are fabrics consisting of synthetic fibers predominantly made of polypropylene (PP) rather than natural fibers making them less susceptible to biodegradation. Synthetic fibers are made into flexible, porous sheets, made by standard weaving machinery, are called slit film, monofilament or multifilament. Another subset of geotextiles are matted together randomly and not woven. These nonwoven materials are made with processes called needle punched or heat bonded. There is also a very small subset of geotextiles that are knitted. Examples are shown in Figure 2.

Geotextiles are permeable to liquids and gases, but vary to a wide degree. These variations produce materials with a wide range of mechanical and hydraulic properties. As a result, there are at least 100 specific application areas for geotextiles. However, these can be simplified to four discrete functions: separation, reinforcement, filtration, and/or drainage.

Geogrids

Rather than being a continuous fabric, geogrids are polymers formed into an open, small grid-like configurations with apertures between individual ribs as illustrated in Figure 3. Geogrids typically consist of polyethylene (PE), polypropylene (PP), or polyester (PET). They are typically classified as being bidirectional, with equal strength in both directions, or unidirectional, with a greater strength in one direction. Geogrids are made by one of three methods; (1) stretching a polymer sheet in one, two or three directions for improved physical properties (2) woven or knit using standard textile manufacturing methods; or (3) laser or ultrasonically bonded rods or straps. While there are many applications, geogrids function almost exclusively as reinforcement.

Geomembranes

Geomembranes represent the largest group of geosynthetics, and see higher sales than geotextiles. Geomembranes grew rapidly in the United States and Germany when government regulations in the early 1980s required lining of solid waste landfills. Uses expanded to all types of landfills, surface impoundments, canals, and containment of vapors, liquid or solid materials. Geomembranes are typically made from polyvinyl chloride (PVC), ethylene propylene diene monomer (EPDM), high-density polyethylene (HDPE) and linear lower density polyethylene (LLDPE) as shown in Figure 4. The range of applications extend beyond environmental management to geotechnical and transportation uses, including roles in hydraulic designs.

Geonets

Geonets, also called geospacers by some, are formed by a continuous extrusion of parallel sets of polymeric ribs at acute angles to one another. See Figure 5. When the ribs are opened, relatively large apertures are formed into a netlike configuration. Two types are most common, either bi-planar or tri-planar designs. Many different types of drainage cores are available consisting of nubbed, dimpled or cuspated polymer sheets, three-dimensional networks of stiff polymer fibers in different configurations and small drainage pipes or spacers within geotextiles. In most cases their surfaces are covered with a geotextile as a component in a geocomposite. The typical polymer is polypropylene (PP). They function by providing planar or lateral movement of liquids (or gasses) and are also called drainage mats. CMHA Tech Note PAV-TEC-014–Concrete Paving Units for Roof Decks covers the use of drainage mats in detail. Use of geonets under segmental pavement must be done so with caution. Geonets can compress significantly or even collapse under heavier loads. This compression, if significant, can lead to movement in the segmental pavement elements leading to breakage, joint or bedding sand loss and eventual failure of the system.

Geosynthetic clay liners

Geosynthetic clay liners (GCLs) sandwich a thin layer of bentonite clay between two geotextiles or bonded to a geomembrane as shown in Figure 6. Structural integrity of the composite is obtained by needle-punching, stitching or adhesive bonding. GCLs are used as a component beneath a geomembrane or alone in containment, hydraulic, transportation and geotechnical applications. GCLs are a competitive alternative to compacted clay liners.

Geopipe

Geopipe is another name for drainage pipe and is manufactured from high-density polyethylene (HDPE) and polyvinylchloride (PVC) as shown in Figure 7. Versions are available with rigid, smooth walls or flexible corrugated pipe. The geopipes may be perforated to allow liquids or gases to enter or exit the pipe as well as non-perforated to transfer them. There has been enormous growth in the use of corrugated HDPE and large diameter pipe in recent years.

Geofoam

Geofoam is created by a polymer expansion of polystyrene (EPS) resulting in a “foam” consisting of many closed, gas-filled, cells as shown in Figure 8. The skeletal nature of the cell walls is the unexpanded polymer material. The resulting product is generally in the form of large, but extremely light, blocks which are stacked side-by-side providing lightweight fill in numerous applications. Geofoam is also used for insulation of frost- sensitive soil applications. In some areas, geofoam is being used as a substitute for compacted dense-graded aggregate base in mostly residential, pedestrian-only applications. This new application requires further research and evaluation of field performance on various soils and climates.

Geocells

Geocells (also known as cellular confinement systems) are three-dimensional honeycombed structures that confine compacted soil or base materials within them as shown in Figure 9. Extruded polymer strips ultrasonically welded together in series are expanded on site form stiff walls (typically textured and perforated) that create a three-dimensional cellular mattress. Infilled with soil or base materials, a more stable structure is created. The cellular confinement reduces the lateral movement of materials, thereby maintaining compaction and stiffness capable of distributing loads over a wide area. Traditionally used in slope protection and earth retention applications, geocells are increasingly used for long- term road and railroad support. Much larger geocells are also made from stiff geotextiles sewn into similar, but larger, unit cells that are used for protection bunkers and walls. Geocells have been used on a limited basis to strengthen open-graded aggregate bases used in PICP systems. This new application is being evaluated in full-scale test.

Geocomposites

A geocomposite combines geotextiles, geogrids, geonets and/ or geomembranes in a factory fabricated unit as shown in Figure 10. GCLs are an example of a geocomposite as are geonets covered with geotextile. Applications are numerous and constantly growing and cover the range of functions for geosynthetics.

HANDLING GEOSYNTHETICS

Many geosynthetics are supplied in rolls with unique serial numbers for manufacturer quality control. Installation contractors should remove these labels from delivered materials and keep them with other project records.

Geosynthetics will degrade when exposed to ultra-violet rays in sunlight over long time periods so they should remain in their packaging, covered, or stored inside until use. While additives are in the polymers that provide some resistance, continued exposure weakens them and they may not perform as expected. Excessive heat can also damage geosynthetics which provides another reason to store geotextiles away from sunlight in places with air circulation. On a hot sunny day, placing a heavy tarp over geosynthetics rolls can heat it and reduce strength and performance. To maintain their performance, geotextiles are best stored elevated above the ground in their original packaging out of direct sunlight, protected from precipitation and excessive heat. Further information is available in ASTM D4873 Standard Guide for Identification Storage & Handling of Geotextiles.

GEOSYNTHETIC FUNCTIONS

Geosynthetics are generally selected and designed for a particular application by considering their primary function or functions. Table 1 illustrates functions of various geosynthetics. The functions are defined below.

Seperation

Separation places a flexible geosynthetic material such as a permeable geotextile between dissimilar materials so the integrity and function of both materials remain intact or even be improved. Paved roads, unpaved roads, and railroad bases are common applications. Also, the use of thick nonwoven geotextiles for cushioning and protection of geomembranes is in this function category. In addition, for most applications of geofoam and geocells, separation is the major function.

Reinforcement

Reinforcement synergistically improves a system’s strength when introduced to a geotextile, geogrid or geocell all of which function well in tension. These can strengthen a soil that is otherwise weak in tension.

Applications include mechanically stabilized and retained earth walls and steep soil slopes. Such walls can be connected to concrete units to create vertical retaining walls. Other applications are reinforcement of weak soils and over deep foundations for embankments with heavy surface loads. Unlike geotextiles, stiff polymer geogrids and geocells do not have to be in tension to provide soil reinforcement. Stiff two-dimensional geogrids and three-dimensional geocells interlock with the aggregate particles, providing reinforcement through confinement of the aggregate. The resulting mechanically stabilized aggregate layer provides improved loadbearing performance. Stiff polymer geogrids with very open apertures in addition to three-dimensional geocells made from various polymers are increasingly specified in unpaved and paved roadways, within dense and open-graded aggregate bases, and especially in railroad ballast where the improved loadbearing characteristics can significantly reduce the need for highquality, expensive imported aggregate.

Filtration

Filtration allows water or gases to move through the plane of the material without the undesired movement or loss of soil. Filtration applications are highway underdrain systems, retaining wall drainage, landfill leachate collection systems, silt fences and curtains, and flexible forms for bags, tubes and containers.

Drainage

Drainage allows water or gases to move within the plane of the material without the undesired movement or soil loss. Geopipe highlights this function, and also geonets, geocomposites, and very thick geotextiles. Drainage applications for these different geosynthetics are retaining walls, sport fields, dams, canals, reservoirs, and capillary breaks. Sheet, edge and wick drains are geocomposites for various soil and rock drainage applications.

Containment

Containment is achieved with geomembranes, geosynthetic clay liners, or some geocomposites which function as liquid or gas barriers. Landfill liners and covers rely on their continued containment. All hydraulic applications (tunnels, dams, canals, surface impoundments, and floating covers) use these geosynthetics as well.

USE OF GEOTEXTILES

Typical pavement applications achieve separation, filtration and possibly reinforcement. Geotextiles can help provide a longer service life and reduce pavement material use. Understanding geotextile properties is fundamental to selecting them for pavement applications. Properties are listed below and each are associated with an ASTM test method.

  • Grab tensile strength
  • Wide width tensile strength
  • Trapezoidal tear strength
  • CBR puncture
  • UV resistance
  • Apparent opening size
  • Permittivity
  • Flow Rate
  • Transmissivity

While there is a broad range of geotextiles properties, some are more appropriately applied for a given application. In general, the grab tensile strength and wide width tensile strength tests provide the ultimate strength and strain values at specified elongation rates. Trapezoidal tear and CBR puncture characterize resistance to installation damage. The CBR puncture test measures the force required to push a 2 in. (50 mm) piston through a geotextile similar to a 2 in. (50 mm) rock interaction with a geotextile in the field. Permittivity, flow rate, and transmissivity are hydraulic properties on how readily water moves through or within a given geotextile.

Geotextile Properties

Geotextiles are classified into two main categories based on their method of manufacture: woven and non-woven.

Woven geotextiles

Woven geotextiles are manufactured from various polymers with increasing strengths typically increasing their cost. Woven geotextiles typically provide good resistance to abrasion from bedding materials and bases. They also provide strength with minimal elongation (stretching) because of the orientation of the individual fibers. This allows woven geotextiles to function as a good reinforcement. Woven geotextiles are classified into subcategories based on the shape of the fibers used to construct them.

Woven Slit-film—Also known as woven slit-tape geotextile, this fabric is made from long, continuous wide fiber relative to their thickness. See Figure 11. When woven together the fibers create very small openings that impede water movement to a slow rate while preventing the passage of fine soil particles. The weave creates lower filtration and greater separation, as well as being a relatively economical material. The fabric is for applications where separation with some reinforcement and lower water filtration volumes are required.

Woven mono-filament—This weave is constructed using similar techniques to slit-film geotextiles but with round or oval individual fibers resulting in a tight, stable geotextile. See Figure 12. This creates larger holes and a higher water flow through it. Because of the higher fiber cost and specialized machinery used to weave it, mono-filament geotextiles are typically the most expensive woven geotextiles.

Woven multi-filament—These are manufactured using bundles of fibers that opens up the weave so more water can pass compared to a slit-film geotextile. See Figure 13. The multi- filament fiber material cost is also lower than a monofilament fiber. When compared to a slit-film or mono-filament geotextiles, multi-filament geotextiles provide filtration at a rate and cost between them.

Nonwoven Geotextiles

The other main category of geotextiles is nonwoven where the fibers are laid out randomly and run through one of two secondary processes called needle-punching or heat bonding to give the material its structure.

Nonwoven needle-punched is created by pushing needles with barbs at their tips through the mass of random fibers. See Figure 14. This process forces some of the fibers through the matrix which binds the fibers together. This creates a material with many small openings through the mass of fibers that allow water to flow a high rate while filtering the water. The mass also creates loft or thickness that allows water to travel laterally within the plane of the geotextile which provides drainage. Some nonwoven needle-punched geotextiles are thicker which increases their drainage capacity. Unfortunately, the random fiber mat gives needle-punched geotextile a relatively low strength. When a heavy load is applied, the fabric can stretch significantly before it tears. For some applications its ability to stretch or elongate is a desirable feature.

The thickness of a nonwoven needle punched geotextile is identified by the weight per unit area. For example, a 4 ounce per square yard is considered a typical, lightweight material approximately 2 mm thick. Whereas a 20 oz/sy would be a very thick material probably over 10 mm. Thick needle-punched geotextiles are used for demanding applications like landfill sites and the material can be expensive. Nonwoven needle-punched geotextiles are sometimes used to provide a separation layer for a geomembrane to prevent punctures from aggregates during compaction or from other objects.

Nonwoven heat bonded geotextiles are created using polymer fibers with a high melt temperature in their core encapsulated by a second polymer with a lower melt temperature. See Figure 15. The fibers are laid out in a random layer and then run through heated rollers, called calendaring, that melts the outer layer of the fibers and presses them together. Heat bonded geotextiles have higher strength compared to non- woven needle-punched fabrics because the individual fibers are welded together. However compressing the fibers together reduces the openings in the matrix and this restricts water flow and its filtration function. The compressed matrix minimizes its ability for water to flow within the layer and provide drainage. Table 2 summarizes functions and relative cost for the different types of geotextiles presented.

Basic Design Concepts for Geotextiles

The American Association of State Highway and Transportation Officials (AASHTO) M-288 Standard Specification for Geotextile Specification for Highway Applications is a widely accepted geotextile specification by provincial and state departments of transportation as well as municipalities. M-288 covers six geotextile applications: subsurface drainage, separation, stabilization, permanent erosion control, sediment control, and fabrics used within paving materials. M-288 is not a design guideline and places design and selection decisions on the engineer who considers site-specific soil and water conditions.

M-288 includes three survivability classes for geotextiles, i.e. Class 1, 2 and 3. Class 1 is the most severe and Class 3 represents least severe site conditions. Potential damage during construction and use is considered in selecting a class. Each class subdivides geotextiles according to elongation, greater or less than 50%, and the designer can select nonwoven or woven geotextiles for each class based on various characteristics listed in Table 2. For stabilization and separation applications, a woven fabric is typically less expensive than nonwoven options. For subsurface drainage and erosion control, woven fabrics are more expensive than non-woven.

When selecting a geotextile primarily for its separation function, it is important to make sure that it exceeds these minimum criteria specified in M-288 as shown in Table 3, also provided in CMHA PAV-TEC-002–Construction of Interlocking Concrete Pavements.

AASHTO M-288 also provides guidance on the overlapping of geotextile pieces necessary to achieve continuous coverage as shown in Table 4, also provided in CMHA Tech Note PAV- TEC-002.

In March 2012, the AASHTO National Transportation Product Evaluation Program (NTPEP) approved the adoption of a work plan for the evaluation of geotextile materials in highway applications. NTPEP is an AASHTO program that evaluates materials and products of common interest for use in highway and bridge construction. The program provides cost-effective evaluations for state DOTs by eliminating duplication of testing and auditing by the states, and duplication of effort by the manufacturers that provide products for evaluation. The NTPEP work plan establishes a list of manufacturing facilities, private label companies, geotextile converters and their associated geotextile products that conform to the quality control and product testing requirements of the work plan and AASHTO M-288. This provides a resource on companies that can provide geotextiles that conform to AASHTO M-288. Visit www.ntpep. org for additional information.

Geotextile Applications for Segmental Concrete Pavements

The following provides examples of where geotextiles might be used in segmental concrete pavements. Recommendations are provided on the type of geotextiles best suited to site conditions. While these are general guidelines, contractors should follow the recommendations and use materials specified in the construction documents.

When placing geotextile avoid wrinkles in the fabric. Follow the overlap recommendations specified in ASSHTO M-288 as noted in Table 4 above and avoid excessive overlapping of edges. Make sure the geotextile is placed in full contact with the surrounding soils or aggregates. Voids, hollows or cavities from wrinkles created under or beside the geotextile compromises its intended function.

Figure 16 illustrates geotextiles separating the compacted aggregate base from the soil subgrade. This can help maintain consolidation of the base materials over time by preventing intrusion of fines in the bottom and sides. This slows the rate of rutting in the base and on the soil subgrade.

Geotextile placed under the bedding sand next to the curb provides a ‘flashing’ function. This separates the sand from the base and prevents sand loss into joints between the concrete curb and the compacted aggregate base, as they are two structures that can move independently of each other. Table 5 provides guidelines for geotextile selection depending on conditions and requirements.

Figure 17 illustrates geotextile on a concrete base in a crosswalk applications. For new sidewalks, crosswalks, and streets, 12 in. (300 mm) wide strips of geotextile are recommended over all joints in new concrete bases to prevent loss of bedding sand, as well as over weep holes. New asphalt generally should not require geotextile on it except at curbs, structures and pavement junctions where bedding sand might enter. For existing asphalt and concrete bases, the surface of each should be inspected for cracks, and their severity and extent determined for repairs. If cracks are few and minor (suggesting substantial remaining life in these bases), geotextile should be placed over the cracks to prevent potential future loss of bedding sand. Table 6 provides guidelines for geotextile selection for overlay applications depending on the conditions and requirements.

Figure 18 illustrates a typical application of geotextile in PICP. Its application against the sides of the subbase against the excavated soil is essential in all PICP projects that do not use full-depth concrete curbs that completely confine open- graded aggregates at the pavement perimeter. The design and selection of geotextiles for PICP is covered in detail in the CMHA manual, Permeable Interlocking Concrete Pavements— Design, Specification, Construction, and Maintenance. Table 7 provides recommendation for the selection of a geosynthetic in PICP applications based on the conditions and requirements.

USE OF GEOGRIDS

Geogrids typically reinforce applications such as mechanically stabilized earth (MSE) and weak soil subgrade improvement for roadway applications. Geogrid properties include the following:

  • Wide width tensile strength
  • Strain
  • UV resistance
  • Aperture size
  • Coefficient of interaction

For MSE applications, long term design strength (LTDS) in pounds per foot or kilonewtons per meter is determined in the design process to represent the effective strength of the geogrid over the design life of the structure. Additional properties are evaluated and applied to determine the LTDS. These include creep, i.e. the amount of deformation under sustained load; durability, the resistance to degradation; and installation damage, or strength reduction that occurs during installation. Creep, durability, and installation damage factors are applied to the ultimate strength of the geogrid as reduction factors to determine the LTDS.

If the geogrids is to be used with a segmental retaining wall (SRW) system additional tests related to the connection strength and shear strength are performed as shown in Figure 19. The connection strength test determines the maximum load that can be applied to the connection between the SRW units and the geogrid. The shear strength test considers the reduction in shear strength between SRW courses with the geogrids inclusion.

Geogrid Properties

Geogrids are divided in to three categories: 1) punched and drawn, 2) woven or knitted and 3) bonded. These groupings are based on their manufacturing method. As mentioned above geogrids are also classified on their load carrying ability. If the geogrid is designed to carry load in one principal direction, typically along its length, it is referred to as a uniaxial geogrid. If the geogrid is designed to carry load along its length and width it is called biaxial.

Punched and Drawn Geogrids

The first category of geogrid, punched and drawn, is a sheet of plastic with punched holes, heated and stretched in one or more directions. Uniaxial geogrids are stretched in one direction as shown in the two samples on the left of Figure 20. Biaxial geogrids are stretched in two or more directions as shown in the two samples on the right of Figure 20. Polymers typically are polypropylene (PP) or high density polyethylene (HDPE). This type of geogrid is stiff, allowing it to anchor in the soil to carry large loads with minimal movement.

Woven or Knitted Geogrids

The second category of geogrid is woven or knitted. The fibers are typically made from polyester with variations made from polyvinyl alcohol and fiberglass. Once the fibers are woven or knitted, they are coated with polyvinyl chloride (PVC) or similar materials to bind them together and increase durability. Uniaxial (shown on the left in Figure 21) and biaxial woven or knitted geogrids (right in Figure 21) are possible. The more fibers in one direction, the higher the strength. Woven and knitted geogrids tends to be more flexible which making them easier to manipulate on the jobsite.

Bonded Geogrids

The third category of geogrid is bonded which represents a small portion of geogrids. Figure 22 show a geogrid made from polyester ribbons welded together ultrasonically to form a very stiff mat. Uniaxial and biaxial varieties are available.

Biaxial geogrids are best suited to aggregate base reinforcement in pavement applications whereas uniaxial geogrid are optimized for MSE (soil subgrade) applications. However, biaxial geogrids may have some installation advantages when used in MSE applications. Table 8 compares geogrid types and applications. The cost of each geogrid depends on the strength required from the grid material.

Basic Design Concepts with Geogrids

When designing with a geogrid, the manufacturer can provide and ultimate strength of the material. However site conditions degrade the geogrid over its life due to loads within the pavement or wall structure. The designer must consider the effects of creep (i.e., slow elongation), installation damage and durability to determine a maximum allowable long term design strength (LTDS).

Creep occurs in polymer materials when subject to a sustained load over a long period of time. If the load is too great, the polymer will continually stretch and eventually break. The load must be limited to prevent this unrestricted creep. This is considered in the design as the RFCR factor. When aggregate is compacted on the geogrid it is damaged and the strength reduced. Different types of aggregates will create different amount of damage. This affect is considered in the strength calculation as the RFID factor. Lastly, chemical and biological agents may affect the geogrid over the life of the geogrid causing it to lose strength. These affects are considered in the strength equation by including the RFD factor. An experienced design engineer can apply appropriate reduction factors in estimating the LTDS.

Geogrid Applications with Segmental Concrete Pavements

Geogrids are designed to provide reinforcement, and can enhance the strength and longevity of interlocking concrete pavements. Some examples are presented below. Recommendations are also provided for the type of geogrid best suited to the site conditions. Nonetheless, contractors should always follow recommendations for materials specified in the construction documents.

When placing geogrids they should be installed with a small amount of tension. Wrinkles in the geotextile should be removed. When placing aggregate on top of a geogrid, spread it out so it will keep the tension the geogrid instead of releasing the tension, i.e. place the aggregate and spread it towards the free ends of the geogrid. For SRWs, do not overlap geogrid between block courses. This will push the units above the overlap out of horizontal alignment.

Figure 23 illustrates using a geogrid layer to improve the strength and load distribution characteristics of a compacted aggregate base. This method of construction would be appropriate for low strength soils. It is important to note that the geogrid will typically be placed within the aggregate base and not at the base – subgrade interface. This will optimize the reinforcement function of the geogrid. If a minimal level of containment is desirable, and a less than optimized reinforcement function is allowable the geogrid may be placed at the subgrade – base interface. Table 9 provides recommendations for geogrids used in base reinforcement applications depending on the conditions and requirements.

Figure 24 is a cross section detail of a raised patio. This application can benefit from reinforcement by using a geogrid to create a mechanically stabilized earth retaining wall. Additionally filtration is necessary to prevent fine soil particles from being washed out of the backfill and pavement base, which can lead to settlement over an extended period. Confinement of the aggregate used to construct the retaining wall base can also be advantageous when building over weaker fine grained soils like silts and clays. Table 10 provides recommendations for geotextiles and geogrids used in SRW applications depending on the conditions and requirements.

USE OF GEOMEMBRANES

Geomembranes create an impermeable barrier that prevents the flow of liquid or gas. Geomembranes are manufactured from polyvinyl chloride (PVC), ethylene propylene diene monomer (EPDM), high-density polyethylene (HDPE) and linear lower density polyethylene (LLDPE). Other polymers that may be used for special applications include chlorosulfonated polyethylene (CSPE), chlorinated polyethylene (CPE), polypropylene (PP), and very flexible polyethylene (VFPE). Each of these polymers is unique and provides varying levels of resistance to acids, alkalis or petrochemicals. Some polymers can also function in extreme heat or cold. Normally, the surface of a geomembrane is smooth, but some sloped applications can benefit from a textured surface that provides greater friction with the adjacent geotextiles or soil.

PICP systems can be designed and constructed to accommodate three drainage conditions:

  • Full infiltration of water into to a high infiltration rate soil subgrade with no underdrains;
  • Partial infiltration of water into a low infiltration rate soil subgrade with some outflow through underdrains; and
  • No infiltration into a soil subgrade with all outflow exiting through underdrains.

All conditions have similar surfacing, and base/subbase reservoir construction. In some PICP designs, a geomembrane is used next to building foundations or adjacent pavements with dense graded bases to prevent them from saturation and damage. Geomembranes may be used within a PICP subbase on sloped applications as check dams to slow the flow of water and encourage infiltration between each vertical liner. Additionally, no infiltration systems make use of a geomembrane on the sides and bottom of the base/subbase reservoir to contain stormwater and prevent it from infiltrating into the soil subgrade as shown in Figure 25.

A no-infiltration PICP design with a geomembrane is typically used in the following conditions:

  • The soil has very low permeability, low strength, or is expansive;
  • High depth to a water table or bedrock;
  • To protect adjacent structures and foundations from water; or
  • When pollutant loads are expected to exceed the capacity of the soil subgrade to treat them.

By storing water in the base/subbase and then slowly draining it through pipes, the design behaves like an underground detention pond with the added benefit of filtering some pollutants. A no infiltration design may be used for water harvesting. The water may be piped to an underground cistern for re-use on site. Harvested rainwater can be used to reduce landscaping water requirements and in some cases it can be used for gray water within buildings.

Geomembrane Properties

Geomembrane thicknesses depend on the polymers and the manufacturing process. For example, HDPE geomembrane is typically available in 40, 60 and 80 mil (1.0, 1.5 and 2.0 mm) thicknesses and in a range of roll widths. Geomembranes have different engineering properties depending on polymer type, thickness and manufacturing process. Properties typically provided by the manufacturers’ literature and referenced in project specifications include,

  • nominal thickness,
  • density,
  • tensile strength,
  • tear resistance,
  • dimensional stability and puncture resistance

Geomembrane Applications for Permeable Interlocking Concrete Pavements

Geomembranes for PICP are typically fabricated on the job site and this requires cutting, fitting and seaming to create waterproof joints. Different seaming techniques are used depending on the material, environmental conditions and project requirements. Materials like EPDM and PVC are routinely seamed using an adhesive or double sided tape. Before two panels are joined, the areas to be joined are usually cleaned and primed. HDPE and other polymers are typically welded together with extrusion welders or hot wedge welders. Seams for all materials should be field tested to ensure they are waterproof especially around underdrains penetrating the geomembrane. For smaller projects, it might be possible to have the supplier prefabricate the geomembrane to meet site requirements. Prefabricated geomembranes are typically delivered to the site folded on a pallet.

When preparing a site for a geomembrane application, rocks, roots, and other sharp objects are removed that can damage the geomembrane during installation (especially from aggregate compaction) or use. Such protrusions should be removed and voids filled with dense-graded aggregate base and compacted before placing the geomembrane over them. A layer of non-woven geotextile is commonly used to protect one or both sides of the geomembrane. The thickness of the geotextile is typically selected based on the materials placed next to the geomembrane and the degree of risk for punctures. Figure 26 illustrates a green alley in Richmond, Virginia with a geomembrane protected by a nonwoven geotextile. Both are placed before placing and compacting the open-graded aggregate subbase. Figure 27 shows the typical cross section for a No-exfiltration PICP system.

When designing a no infiltration PICP system there are many factors that must be considered in selecting the geomembrane and protection materials. In addition, geomembranes may be wrapped around utility lines to protect them from exposure to water within PICP bases/subbases. For most projects, consultation with an engineer familiar with the design of geomembranes is recommended. Table 11 provides recommendations for geomembrane and geotextile selections based on conditions and requirements.

REFERENCES

  1. AASHTO M-288-15 Specification for Geotextile Specification for Highway Applications, Standard Specifications for Transportation Materials and Methods of Sampling and Testing, American Association of State Highway & Transportation Officials, Washington, DC.
  2. ASTM D4439-15 Standard Terminology of Geosynthetics, Vol. 04.13, ASTM Book of Standards, American Society for Testing and Materials International, Conshohocken, PA.
  3. ASTM D4873/D4873M-16 Standard Guide for Identification Storage & Handling of Geotextiles, Vol. 04.13, ASTM Book of Standards, American Society for Testing and Materials International, Conshohocken, PA.
  4. Berg, R.R., Christopher, B.R. and Perkins, S. 2000. Geosynthetic Reinforcement of the Aggregate Base/ Subbase Courses of Pavement Structures, GMA White Paper II, Prepared for AASHTO Committee 4E by the Geosynthetic Materials Association, June 27, 2000.
  5. Holtz, R.D., Christopher, B.R. and Berg, R.R., 2008. Geosynthetic Design and Construction Guidelines Reference Manual, FHWA NHI-07092, National Highway Institute, Federal Highway Administration, Washington, DC.
  6. Koerner, R. M. 2012. Designing with Geosynthetics, Xlibris Corporation.
  7. Kelsey, C. 2014. “A Brief History of Geotextiles” in Land and Water Magazine, Vol. 58, Issue 1, March 2014.
  8. Koerner, J.R. and Koerner R.M. 2006. Status of Adoption and Use of the AASHTO M288 Geotextile Specification Within U.S. State Department of Transportation, Report No. 31, Geotextile Research Institute, July 17, 2006.
  9. Zornberg J.G. and Thompson, N. 2010. Application Guide and Specifications for Geotextiles in Roadway Applications, Center for Transportation Research The University of Texas at Austin, Report No. FHWA/TX-10/0-5812-1.

Photos included in this publication have been provided by: Geosynthtic Institute, National Concrete Masory Association, Presto Geosystems, Tencate Mirafi